DFX Intelligence

Advisors’ outside businesses

Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.

Companies

3,469 reviewed

First Commonwealth Bank Trust DivisionLending, banking or benefits
PA · 1 advisor
First ConnectInsurance
Insurance sales and service
FL · 1 advisor
First Connect InsuranceInsurance
Insurance Sales
GA · 1 advisor
F•••• C•••••• I•••••••• S•••••••Type not stated
PA · 1 advisor
F•••• E••••••••• W••••• M••••••••• G••••Practice brand
DBA/trade name for LPL Financial business
CA · 1 advisor
F•••• F•••••• C••••• C••••••Consulting
Consulting
OH · 1 advisor
F•••• F••••• F••••• M•••••••Religious organisation
NC · 1 advisor
F•••• P••••••••• C••••• o• N•• C•••••Religious organisation
C•••••, religious organization
CT · 1 advisor
F•••• P••••••••• C••••• S••••••Religious organisation
C••••• session of elders responsible for making decisions for the church
NC · 1 advisor
F•••• T••• F•• C••••• U••••Lending, banking or benefits
Credit union
WA · 1 advisor
F••• C•••• F••• M••••••••• L••Agriculture
Family LLC for almond and pistachio sales.
CA · 1 advisor
F••• C•••• H•••••••• L••Real estate
Land ownership and logging
NY · 1 advisor · formed 2010
F••• G••••Insurance
Life insurance products
MI · 1 advisor
F•• 5••• L••Operating company
Fitness facility/gym; currently only holds franchise licenses
WY · 1 advisor
F•• 6••• L••Operating company
Fitness, health and well being; business non-operating, holds licenses
WY · 1 advisor
F••• R••••• M••••••••• F•••••••••Nonprofit
Not for profit foundation
OH · 1 advisor
F•••••••• Q•••••••••Operating company
Private training to local quarterbacks focusing on physical and mental development for football
CT · 1 advisor
F••••• C•••••• I•••Religious organisation
OH · 1 advisor
F••••••• B•••• N•••Affiliate of the employer
NY · 1 advisor
F•••• C•••• • S••••••• D• C••••••••• L•••Operating company
Barbershop / beauty center
FL · 1 advisor
F•••••• F••••Agriculture
Farming operations
NC · 1 advisor
F••••••• • R•••• L••Technology
Automotive / transportation technology.
GA · 1 advisor
F••••• R••••• G•••• L••Real estate
Real estate brokerage for home buyers and sellers
NM · 1 advisor
F•••••• N••••••• G••••Civic or government
Government
FL · 1 advisor
F•••••• S•••• C•••••• a• J••••••••• F•••••••••Nonprofit
FL · 1 advisor
F••••• A••••• U••Nonprofit
Charity recycling and delivering flowers.
MA · 1 advisor
F••••••• C••••••••• B••••••• P•••••••••Real estate
Commercial building partnership
NY · 1 advisor
F•••••••• L••Holding company
Sole member LLC holding a one-third stake in Grand Colorado River, LLC.
CO · 1 advisor
F•••• P••••••• L••Real estate
Hold a rental property
NY · 1 advisor · formed 2018
F•• L••Real estate
Formed to collect rent and pay maintenance on future rental properties; no properties yet.
FL · 1 advisor
F••••••• C••• F•• T•• S••••Nonprofit
Non-profit annual football camp for athletes with Down Syndrome
CA · 1 advisor
F••••••• U•••• C•••••Nonprofit
CA · 1 advisor
F••• F•••••••• S••••••• o• E••• T••••Insurance
Fixed annuities, life, health, disability, LTC, employee benefits, property and casualty
TX · 1 advisor
F••••• H•••• F•••••••• G••••Practice brand
DBA outside office for Prudential and LPL
PA · 1 advisor
F••••• S•••••• H••Nonprofit
Neighborhood Homeowners' Association
KY · 1 advisor
F••••••• L••Real estate
Real estate business
IL · 1 advisor
F•••••• E••••••••• L••Real estate
Holding company that owns real estate and employs a property manager
MD · 1 advisor
F••• W•••• C•••••• D•• S•••••Education
JK-12 private, independent, coeducational college-preparatory school.
TX · 1 advisor
F••••••• R•••• H•••• L••Construction
Construction/engineering
VA · 1 advisor
F••••••• S••••• F••••••••Consulting
Marketing and Consulting Services
IN · 1 advisor
F••• C••••• F••• a•• R••••• L••Real estate
Rental property
WA · 1 advisor
F••• E••••• R•••• L••Agriculture
R••••ing/farming; leases part of a 35 acre lot for cattle grazing
TX · 1 advisor
F••• P•••••• F•••••••• G••••Advisory / wealth firm
Financial planning and insurance services
IN · 1 advisor
F••• P••• C•Type not stated
OH · 1 advisor
F••••••• F•••••• C•••Real estate
Rental property
CO · 1 advisor
F•• R•••• A••••• L••Real estate
Land rented to non-related farmers
WI · 1 advisor
F•••••• H••••••• L••Holding company
Holding LLC that owns the advisor's other LLCs
CT · 1 advisor · formed 2020
F•••••• L••••• B•••••••Insurance
Insurance brokerage including Penn Mutual Life products
KS · 1 advisor
F•••••• Y• C••• P•••Accounting and tax
Accounting and tax services
TX · 1 advisor
F•••••••• B••••••• C••••••Real estate
Future business name for rental property
WA · 1 advisor

The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.

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