DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- MD · 1 advisor
- CA · 1 advisor
- NJ · 1 advisor
- G•••••• H••••••• L••Real estateReal estate holdings company owned by family trust; owns 4 New Jersey rental property LLCsNJ · 1 advisor
- WI · 1 advisor
- WI · 1 advisor
- G••• S••••• O• C•••••••NonprofitNJ · 1 advisor
- UT · 1 advisor
- G•••• H•••• P•••• L••Operating companyMusical performing act; performs, records, produces and films music and multimedia nationallyFL · 1 advisor
- TX · 1 advisor
- PA · 1 advisor
- G••••• E••••••••• M••••••••• S••••••••• L••Restaurant and hospitalityStart up business focusing on hospitality and tourismNY · 1 advisor · formed 2016
- FL · 1 advisor
- MD · 1 advisor
- MI · 1 advisor
- ID · 1 advisor
- OR · 1 advisor
- PA · 1 advisor
- AL · 1 advisor
- NY · 1 advisor
- AK · 1 advisor
- G••••• E•••• E••••••••• I••Real estatePrivate company holding real estate for succession plan and asset protection.TX · 1 advisor
- G••••• E•••• I••••••••• e• P••••••••• L•••Real estateCorporation owning an apartment property in Brazil, listed for lease or sale.FL · 1 advisor
- G••••• R••• C•••••••••Type not statedVA · 1 advisor
- CO · 1 advisor
- NY · 1 advisor · formed 1999
- LA · 1 advisor
- LA · 1 advisor
- G••••••• G••• C• L••Operating companyOH · 1 advisor
- OK · 1 advisor
- MI · 1 advisor
- MA · 1 advisor
- CA · 1 advisor
- NJ · 1 advisor
- TN · 1 advisor
- NY · 1 advisor
- CA · 1 advisor
- G•••• C••••••• R••••• L••Real estatePurchases 320 acres of ranch, water rights and river land for personal flyfishing and hunting.CO · 1 advisor · formed 2020
- MI · 1 advisor
- G•••••• C•••••• A•••••••• L••Practice brandPrivate entity established to facilitate securities, advisory, and insurance businessMA · 1 advisor
- G•••••••• I••••••••• L••Holding companyCurrently holds no investments; may be used for future real estate investingTX · 1 advisor
- CT · 1 advisor
- MT · 1 advisor
- CO · 1 advisor
- G•••••• W••••••••• C•••••• o• C•••••••NonprofitLocal business organization promoting economic development and supporting member businessesVA · 1 advisor
- WI · 1 advisor
- CA · 1 advisor
- OK · 1 advisor
- KY · 1 advisor
- CA · 1 advisor
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.