DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- SC · 2 advisors
- 1847FINANCIALInsuranceInsurance brokerage; insurance sales and service including Penn Mutual Life productsLA · 2 advisors
- DC · 2 advisors
- MS · 2 advisors
- A•••••• L••ConsultingMulti-family office for wealthy families and business owners in Mississippi, co-founded by Drew Adams, whose consulting group he leads.MS · 2 advisors
- MS · 2 advisors
- NY · 2 advisors · formed 2024
- MN · 2 advisors
- NJ · 2 advisors
- CA · 2 advisors
- AZ · 2 advisors
- IL · 2 advisors
- A••••Operating companyMultilevel marketing of health supplements, household cleaning and skin care/beauty productsOH · 2 advisors
- UT · 2 advisors
- AZ · 2 advisors
- PA · 2 advisors
- TX · 2 advisors
- OK · 2 advisors
- FL · 2 advisors
- NY · 2 advisors
- CA · 2 advisors · formed 2020
- A••••••••• R••• E••••• I•• L••Real estateBuying, renovating, selling or leasing an investment propertyPA · 2 advisors
- CA · 2 advisors
- MO · 2 advisors
- SD · 2 advisors
- FL · 2 advisors
- B••••• F•••••••• G••••Practice brandDI & Life Insurance/Annuities, Mutual Funds/Securities/VA/VL, Fee based financial planningMN · 2 advisors
- FL · 2 advisors
- NC · 2 advisors
- FL · 2 advisors
- CA · 2 advisors
- B•••••••• C••••• C•••••• O• C•••••••Nonprofitbusiness resource hub and advocacy for Botetourt County businessesVA · 2 advisors
- CA · 2 advisors
- B••••••••• C•••••• o• C•••••••NonprofitIL · 2 advisors
- C••••••••• C•••••• O• E••••••• E••••••••NonprofitNot for profit equipping California students with personal finance and economics knowledgeCA · 2 advisors
- MD · 2 advisors · formed 2026
- NJ · 2 advisors
- LA · 2 advisors
- TX · 2 advisors
- CA · 2 advisors
- CA · 2 advisors
- C••••••• U••••••••• S••••• o• P••••••••• S••••••EducationUniversity launching a Master's in Wealth Management programNY · 2 advisors
- NY · 2 advisors
- TN · 2 advisors
- C•••••• W••••• M••••••••• I••Practice brandMarketing securities-based and non-securities products and services under this dbaNY · 2 advisors · formed 2008
- C•••••••TechnologyBelmar, New Jersey fintech offering a cash flow and savings app plus an advisor platform for client onboarding and planning.NJ · 2 advisors
- UT · 2 advisors
- PA · 2 advisors
- WI · 2 advisors
- FL · 2 advisors
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.