DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- Dupre Carrier Godchaux FinancialPractice brandIL · 2 advisors
- PA · 2 advisors
- E William and France Kenyon FoundationNonprofitFoundation donating to charities focused on religion, children, literacy and animalsFL · 2 advisors
- E••• K••• C••••• E••••• P••••••• C••••••NonprofitPromotes continuing education and networking among estate planning practitionersWA · 2 advisors
- NM · 2 advisors
- E•••••• A••••••••• L••Accounting and taxSt. Charles, Missouri accounting firm doing personal, business, trust and nonprofit tax preparation, tax planning, bookkeeping and QuickBooks training.MO · 2 advisors
- E•••• C••••• C•••••••• F•••••••••NonprofitMA · 2 advisors
- FL · 2 advisors
- TX · 2 advisors
- NC · 2 advisors
- F•••••••• I••••••• R••••••••• A••••••••Civic or governmentDC · 2 advisors
- F•••••••• P••••••• G•••• L••InsuranceNC · 2 advisors
- F•••••••• P••••••• A•••••••••NonprofitMembership organization for CERTIFIED FINANCIAL PLANNER professionalsNC · 2 advisors
- AZ · 2 advisors
- OK · 2 advisors
- F••••••• C•••••• P••••••• L••Practice brandNY · 2 advisors · formed 2022
- F•••••• • A•••••••••Advisory / wealth firmAZ · 2 advisors
- F••••LegalMN · 2 advisors
- MD · 2 advisors
- F•• F••• L••TechnologyDeveloping a planning platform to help Guardian advisors assist clients with increased savingsNJ · 2 advisors
- TX · 2 advisors
- CA · 2 advisors
- FL · 2 advisors
- CA · 2 advisors
- G•••••• I••••••••• S•••••••Practice brandDBA/trade name for LPL Financial investment products and servicesCA · 2 advisors
- TX · 2 advisors
- G••• M•••••• I•••••••• A•••••InsuranceI•••••••• (State Farm Mutual Automobile I•••••••• Company and its affiliates)AZ · 2 advisors
- MI · 2 advisors
- FL · 2 advisors
- FL · 2 advisors
- AR · 2 advisors
- NY · 2 advisors
- MD · 2 advisors
- H••• D•••••• R•••••••• C•• L••Operating companyCA · 2 advisors
- H••• R••••••••• A•• I•••••••• S•••••••Type not statedoffers deferred sales trust for clients facing capital gains liabilitiesCA · 2 advisors
- H••• I•••••••• A••••• •••• I•••InsuranceWhole life, universal life, term life and other insurance; subsidiary of H••• Bank USAWA · 2 advisors
- WA · 2 advisors
- FL · 2 advisors
- AZ · 2 advisors
- MO · 2 advisors
- I••••• H••••NonprofitNon-profit, Christ-centered addiction recovery organization providing residential and outpatient careKY · 2 advisors
- MO · 2 advisors
- J••••••• B•••Lending, banking or benefitsB••• offering products and services nationwide, including deposit and credit productsCA · 2 advisors
- MA · 2 advisors
- TX · 2 advisors
- K••• F•••••••• S•••••••••Advisory / wealth firmFinancial planning / financial consulting for its clientsFL · 2 advisors
- OH · 2 advisors
- K•••••• o• C•••••••NonprofitFL · 2 advisors
- K•• I•••••••• S•••••••• L••Practice brandLegal entity receiving WMC compensation from personal productionWA · 2 advisors
- PA · 2 advisors
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.