DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- CA · 2 advisors
- SC · 2 advisors
- NJ · 2 advisors
- CA · 2 advisors
- PA · 2 advisors
- PA · 2 advisors
- S••••••• t• S•••••NonprofitCharity working to increase the number of young men of color in the medical fieldIL · 2 advisors
- NY · 2 advisors · formed 2026
- NY · 2 advisors · formed 1996
- S•••• P••••••• G••••• I••Affiliate of the employerWA · 2 advisors
- FL · 2 advisors
- WA · 2 advisors
- AZ · 2 advisors
- WA · 2 advisors
- TX · 2 advisors
- SC · 2 advisors
- FL · 2 advisors
- T••• G•••• T•••••• C••Operating companyPlanned LLC to buy, sell and trade collectible trading cards at public card showsNC · 2 advisors
- TX · 2 advisors
- T•••••••• A••• N••••••• G••••Civic or governmentTN · 2 advisors
- TX · 2 advisors
- DC · 2 advisors
- NC · 2 advisors
- MO · 2 advisors
- SC · 2 advisors
- NY · 2 advisors
- IA · 2 advisors
- CA · 2 advisors
- T• N•••••NonprofitFree support services for children and families impacted by serious medical condition or deathAZ · 2 advisors
- TX · 2 advisors
- MO · 2 advisors
- TX · 2 advisors
- KY · 2 advisors
- SC · 2 advisors
- U• A••• R•••••••Civic or governmentCO · 2 advisors
- FL · 2 advisors
- MO · 2 advisors
- VA · 2 advisors
- W••• S••••• W••••• M••••••••• L••Practice brandDBA/trade name for LPL Financial investment products and servicesIL · 2 advisors
- W••••••• W••••• S•••••••• L••Advisory / wealth firmFinancial planning, investment management, and estate planning for clientsVA · 2 advisors
- TN · 2 advisors
- FL · 2 advisors
- TN · 2 advisors
- W•••••• • S••••••• L•••InsuranceIN · 2 advisors
- W•••••• • S••••••• L•••InsuranceGA · 2 advisors
- W•••••• • S••••••• L•••InsuranceIL · 2 advisors
- W•••••• • S••••••• L•••InsuranceCA · 2 advisors
- W•••••• a•• S••••••• L•••Affiliate of the employerSC · 2 advisors
- IL · 2 advisors
- OH · 2 advisors
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.