DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- FL · 2 advisors
- AZ · 2 advisors
- MN · 2 advisors
- WA · 2 advisors
- NY · 2 advisors
- AL · 2 advisors
- TX · 2 advisors
- TX · 2 advisors
- L•••• a•• S•••• I••Operating companyFL · 2 advisors
- M••••••• F•••••••• • I•••••••• S•••••••••Type not statedoffers insurance and annuity solutions to clientsKS · 2 advisors
- MN · 2 advisors
- CO · 2 advisors · formed 2015
- M•••••••••InsuranceFL · 2 advisors
- NY · 2 advisors
- WI · 2 advisors
- M••• I••••••••• L••InsuranceFL · 2 advisors
- M•••• G•••• L••Real estateLLC formed to buy their business condo; receives rent from Nutmeg Investment CorpCT · 2 advisors
- MA · 2 advisors
- M•••• F•••••••••NonprofitCA · 2 advisors
- M••••••••• L••Affiliate of the employerProvides persons to serve as officers managing and supervising the RegistrantTX · 2 advisors
- MI · 2 advisors
- OH · 2 advisors
- CO · 2 advisors · formed 2002
- NM · 2 advisors
- VA · 2 advisors
- TX · 2 advisors
- N•• C•••••• T•• A•• A••••••••• S•••••••Accounting and taxTax preparation for individuals and businessesNJ · 2 advisors
- N•• Y••• S•••• E•••••••Civic or governmentNY · 2 advisors
- NY · 2 advisors · formed 2016
- SD · 2 advisors
- N•••••••• A••NonprofitMA · 2 advisors
- CT · 2 advisors
- P••••••• t• I•••••••••NonprofitRaises funds to send poor, abused women to college and therapy with mentorshipCA · 2 advisors
- CA · 2 advisors
- P•••••• P•••••••••Property managementS-corp management company for the advisor's personal propertiesCA · 2 advisors
- PA · 2 advisors
- P••••••••• S•••• a•• B••• A•••••••••NonprofitFraternal organization where P••••••••• financial community members networkPA · 2 advisors
- PA · 2 advisors
- AZ · 2 advisors
- SC · 2 advisors
- P•••••• H•••NonprofitEmpowers adults, children and families to break the cycle of homelessness and povertyPA · 2 advisors
- CA · 2 advisors
- NY · 2 advisors · formed 2015
- R•••••• C••••••• L••Investment vehicleOxford, Mississippi sponsor of tax-incentivized real estate investments: affordable housing, renewable energy, opportunity zones, historic tax credits and conservation easements, via funds.MS · 2 advisors
- CA · 2 advisors
- NJ · 2 advisors
- NJ · 2 advisors
- AZ · 2 advisors
- CA · 2 advisors
- FL · 2 advisors
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.