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I••••••••• F•••••••• S••••••••• I•••

Independent wealth managerSEC-registered· Reston, Virginiawebsite

Independent wealth manager, based in Reston, Virginia, reporting $303M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-02-09 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $303M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +34%
Private clients: 95%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-02-09 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 9 Feb 2026, RAUM $227M to $303M (+33.9%) on the Form ADV filed 9 Feb 2026, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 112038 · SEC 801-121153 · 13 filingsShow

CRD 112038SEC 801-121153First filing on the tape Apr 6, 2021, latest Feb 9, 2026SEC status approved since May 24, 2021IAPD

RAUM

$303M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

95%

$287M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$303M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

RAUM +33% a year over three years · the tape starts Apr 6, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$303M as of Feb 9, 2026

Mar 1, 2022$155M then

HNW client RAUM$240M as of Feb 9, 2026

Mar 1, 2022$25.1M then

State-registered IARs (5.B.3)1 as of Feb 9, 2026

Mar 1, 20221 then

Employees (5.A)1 as of Feb 9, 2026

Mar 1, 20221 then

Private funds: no history

RAUM +34% over the last fiscal year+33% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Feb 9, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure3 rulesShow

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $303MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 203derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.8MderivedHNW RAUM over HNW clients
Average account: $897,353derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +34%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -3.3%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

79% high-net-worth individuals, 16% individuals, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow

High-net-worth individuals$240M79%
Individuals$47.2M16%
Pension and profit-sharing plans$15.9M5.3%

Individual clients: 116reported
HNW clients: 87reported
Pension plan clients: 34reported
Charitable clients: n/areported
Accounts: 338reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: RAUM: 95% private clients, 0% pooled funds, 5% institutions; no related broker-dealer; no related bank; 100% of advisors also broker-dealer representativesderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
M•••••• M•••••• T•••••••Chartered Financial Consultant	Reston, Va	Jul 18, 2001	37 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

T•••••••• M••••••• M•••••• · President/Ccocontrol
since 11/1997 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

4 against comparable advisers; where to look, not conclusions

institutional to wealth shiftCombination · filing Feb 9, 2026
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $226,550,434 to $303,305,402, advisors 1 to 1, private clients 210 to 203, offices 0 to 0 (2025-02-18 to 2026-02-09)
peers: independent wealth managers, $100M to $500M (5,682)
institutional asset share shiftChange between filings · filing Feb 9, 2026
institutional share of RAUM moved from 23.0% to 5.0% between the annual amendments of 2025-02-18 and 2026-02-09
peers: independent wealth managers, $100M to $500M (5,682)
HNW share shiftChange between filings · filing Feb 9, 2026
HNW share of RAUM moved from 47.0% to 79.0% between the annual amendments of 2025-02-18 and 2026-02-09
peers: independent wealth managers, $100M to $500M (5,682)
client mix shiftChange between filings · filing Feb 9, 2026
private-client share of RAUM moved from 77.0% to 95.0% between the annual amendments of 2025-02-18 and 2026-02-09
peers: independent wealth managers, $100M to $500M (5,682)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 300 to 338
Feb 18, 2025 to Feb 9, 2026
HNW clients · 46 to 87
Feb 18, 2025 to Feb 9, 2026
Individual clients · 164 to 116
Feb 18, 2025 to Feb 9, 2026
Pension plan clients · 35 to 34
Feb 18, 2025 to Feb 9, 2026
Discretionary RAUM · $227M to $303M
Feb 18, 2025 to Feb 9, 2026

Full history · 49 changes

HNW RAUM · $106M to $240M
Feb 18, 2025 to Feb 9, 2026
Individual RAUM · $68.8M to $47.2M
Feb 18, 2025 to Feb 9, 2026
Pension RAUM · $51.2M to $15.9M
Feb 18, 2025 to Feb 9, 2026
RAUM · $227M to $303M
Feb 18, 2025 to Feb 9, 2026
Accounts · 253 to 300
Feb 6, 2024 to Feb 18, 2025
HNW clients · 40 to 46
Feb 6, 2024 to Feb 18, 2025
Individual clients · 75 to 164
Feb 6, 2024 to Feb 18, 2025
Pension plan clients · 31 to 35
Feb 6, 2024 to Feb 18, 2025
Financial planning clients · 1-10 to 1-10
Feb 6, 2024 to Feb 18, 2025
Discretionary RAUM · $169M to $227M
Feb 6, 2024 to Feb 18, 2025
HNW RAUM · $92.0M to $106M
Feb 6, 2024 to Feb 18, 2025
Individual RAUM · $31.2M to $68.8M
Feb 6, 2024 to Feb 18, 2025
Pension RAUM · $45.4M to $51.2M
Feb 6, 2024 to Feb 18, 2025
RAUM · $169M to $227M
Feb 6, 2024 to Feb 18, 2025
Accounts · 250 to 253
Mar 3, 2023 to Feb 6, 2024
HNW clients · 22 to 40
Mar 3, 2023 to Feb 6, 2024
Individual clients · 191 to 75
Mar 3, 2023 to Feb 6, 2024
Pension plan clients · 37 to 31
Mar 3, 2023 to Feb 6, 2024
Discretionary RAUM · $128M to $169M
Mar 3, 2023 to Feb 6, 2024
HNW RAUM · $23.3M to $92.0M
Mar 3, 2023 to Feb 6, 2024
Individual RAUM · $70.3M to $31.2M
Mar 3, 2023 to Feb 6, 2024
Non-discretionary RAUM · $1.3M to $0
Mar 3, 2023 to Feb 6, 2024
Pension RAUM · $35.5M to $45.4M
Mar 3, 2023 to Feb 6, 2024
RAUM · $129M to $169M
Mar 3, 2023 to Feb 6, 2024
Accounts · 236 to 250
Aug 11, 2022 to Mar 3, 2023
HNW clients · 13 to 22
Aug 11, 2022 to Mar 3, 2023
Individual clients · 179 to 191
Aug 11, 2022 to Mar 3, 2023
Pension plan clients · 44 to 37
Aug 11, 2022 to Mar 3, 2023
Discretionary RAUM · $154M to $128M
Aug 11, 2022 to Mar 3, 2023
HNW RAUM · $25.1M to $23.3M
Aug 11, 2022 to Mar 3, 2023
Individual RAUM · $89.4M to $70.3M
Aug 11, 2022 to Mar 3, 2023
Non-discretionary RAUM · $1.6M to $1.3M
Aug 11, 2022 to Mar 3, 2023
Pension RAUM · $40.8M to $35.5M
Aug 11, 2022 to Mar 3, 2023
RAUM · $155M to $129M
Aug 11, 2022 to Mar 3, 2023
Accounts · 209 to 236
Nov 5, 2021 to Mar 1, 2022
HNW clients · 19 to 13
Nov 5, 2021 to Mar 1, 2022
Individual clients · 190 to 179
Nov 5, 2021 to Mar 1, 2022
Pension plan clients · unset to 44.0
Nov 5, 2021 to Mar 1, 2022
Discretionary RAUM · $127M to $154M
Nov 5, 2021 to Mar 1, 2022
HNW RAUM · $25.0M to $25.1M
Nov 5, 2021 to Mar 1, 2022
Individual RAUM · $103M to $89.4M
Nov 5, 2021 to Mar 1, 2022
Non-discretionary RAUM · $1.4M to $1.6M
Nov 5, 2021 to Mar 1, 2022
Pension RAUM · unset to 40844927.0
Nov 5, 2021 to Mar 1, 2022
RAUM · $128M to $155M
Nov 5, 2021 to Mar 1, 2022

Signals

1 dated events

••• Locked
Apr 6, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Feb 9, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Feb 9, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $303Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026