DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. other | $2649B | +28% | 1 | $2649B | 14% | 91% | 105,268 | 14 | 1,286 |
| WELLINGTON MANAGEMENT COMPANY LLP asset manager | $1428B | +9.4% | 1 | $1428B | 0.0% | 7 | 77 | ||
| DODGE & COX asset manager | $467B | +17% | 1 | $467B | 1.6% | 100% | 347 | 1 | 2 |
| AQR CAPITAL MANAGEMENT, LLC asset manager | $312B | +94% | 1 | $312B | 2.9% | 100% | 97 | 1 | 304 |
| WESTERN ASSET MANAGEMENT COMPANY asset manager | $185B | -38% | 1 | $185B | 4.4% | 9.3% | 30,418 | 2 | |
| OAKTREE CAPITAL MANAGEMENT, L.P. asset manager | $183B | +7.2% | 1 | $183B | 0.0% | 18 | 284 | ||
| BOSTON MANAGEMENT AND RESEARCH asset manager | $155B | +21% | 1 | $155B | 0.0% | 4 | 22 | ||
| NEPC, LLC institutional | $153B | +11% | 1 | $153B | 2.2% | 100% | 26 | 4 | |
| WILSHIRE asset manager | $149B | +57% | 1 | $149B | 0.0% | 6 | |||
| GLOBAL INFRASTRUCTURE MANAGEMENT, LLC asset manager | $142B | +21% | 1 | $142B | 0.0% | 13 | 93 | ||
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC independent RIA | $140B | +11% | 1 | $140B | 56% | 3.9% | 175,905 | 1 | |
| SANDERS CAPITAL, LLC other | $122B | +22% | 1 | $122B | 0.0% | 1 | 3 | ||
| NEW ENGLAND ASSET MANAGEMENT, INC. institutional | $112B | +8.3% | 1 | $112B | 0.0% | 100% | 1 | 3 | |
| CONNING, INC. institutional | $107B | +7.4% | 1 | $107B | 0.0% | 2 | |||
| CAPSTONE INVESTMENT ADVISORS, LLC asset manager | $92B | -0.2% | 1 | $92B | 0.0% | 8 | 16 | ||
| AEGON ASSET MANAGEMENT US institutional | $89B | +2.9% | 1 | $89B | 0.0% | 3 | 19 | ||
| PZENA INVESTMENT MANAGEMENT LLC asset manager | $81B | +28% | 1 | $81B | 0.1% | 97% | 44 | 1 | 6 |
| SLC MANAGEMENT institutional | $76B | +11% | 1 | $76B | 0.0% | 100% | 2 | 5 | 4 |
| CLARION PARTNERS asset manager | $74B | +0.4% | 1 | $74B | 0.0% | 7 | 22 | ||
| JOBS PEAK ADVISORS institutional | $74B | 1 | $74B | 0.0% | 1 | ||||
| GOLDENTREE ASSET MANAGEMENT LP asset manager | $70B | +11% | 1 | $70B | 0.0% | 8 | 73 | ||
| WALTER SCOTT & PARTNERS LIMITED other | $67B | -15% | 1 | $67B | 0.0% | 2 | |||
| TRANSAMERICA ASSET MANAGEMENT, INC. asset manager | $66B | +1.2% | 1 | $66B | 0.0% | 1 | |||
| EAGLE ASSET MANAGEMENT INC mixed wealth | $61B | +74% | 1 | $61B | 34% | 35% | 28,045 | 5 | |
| RAFFERTY ASSET MANAGEMENT, LLC asset manager | $55B | +17% | 1 | $55B | 0.0% | 3 | |||
| TA ASSOCIATES asset manager | $55B | +2.7% | 1 | $55B | 0.0% | 3 | 30 | ||
| BDT CAPITAL PARTNERS asset manager | $52B | +4.2% | 1 | $52B | 0.0% | 13 | 45 | ||
| PARTNERS CAPITAL INVESTMENT GROUP, LLP other | $51B | +22% | 1 | $51B | 12% | 100% | 521 | 4 | 50 |
| SALI FUND SERVICES asset manager | $46B | +24% | 1 | $46B | 0.0% | 1 | 240 | ||
| TIDAL INVESTMENTS LLC asset manager | $46B | +68% | 1 | $46B | 0.0% | 84% | 12 | 5 | |
| EARNEST PARTNERS, LLC other | $43B | +11% | 1 | $43B | 0.3% | 100% | 10 | 1 | 6 |
| PENN MUTUAL ASSET MANAGEMENT, LLC institutional | $42B | +8.1% | 1 | $42B | 0.0% | 1 | |||
| LOS ANGELES CAPITAL MANAGEMENT LLC asset manager | $41B | +30% | 1 | $41B | 0.0% | 1 | 5 | ||
| INVESTURE, LLC other | $39B | +10.0% | 1 | $39B | 3.6% | 100% | 1 | 21 | |
| POLAR ASSET MANAGEMENT PARTNERS INC. asset manager | $38B | +11% | 1 | $38B | 0.0% | 7 | 4 | ||
| HUDSON ADVISORS asset manager | $36B | -4.5% | 1 | $36B | 0.0% | 2 | 55 | ||
| EAGLE CAPITAL MANAGEMENT LLC other | $36B | +15% | 1 | $36B | 18% | 100% | 1,509 | 2 | |
| LONE STAR FUNDS asset manager | $36B | -4.5% | 1 | $36B | 0.0% | 2 | 33 | ||
| CLARK CAPITAL MANAGEMENT GROUP INC BD affiliated | $36B | +17% | 1 | $36B | 70% | 55% | 35,290 | 1 | |
| HBK CAPITAL MANAGEMENT asset manager | $36B | +25% | 1 | $36B | 0.0% | 4 | 4 | ||
| CASTLELAKE, L.P. asset manager | $35B | +23% | 1 | $35B | 0.0% | 9 | 46 | ||
| KAYNE ANDERSON CAPITAL ADVISORS, L.P. asset manager | $34B | +12% | 1 | $34B | 0.1% | 100% | 1 | 7 | 82 |
| MAGNETAR FINANCIAL LLC asset manager | $32B | +38% | 1 | $32B | 0.0% | 4 | 58 | ||
| BLACKROCK INTERNATIONAL LIMITED asset manager | $31B | -9.7% | 1 | $31B | 0.0% | 3 | |||
| FULLER & THALER ASSET MANAGEMENT INC asset manager | $30B | +12% | 1 | $30B | 7.9% | 16% | 5,756 | 2 | |
| WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P. other | $30B | +3.6% | 1 | $30B | 6.8% | 66% | 8,910 | 1 | 2 |
| EPOCH INVESTMENT PARTNERS, INC. asset manager | $30B | -10% | 1 | $30B | 6.4% | 100% | 3 | 1 | |
| WINSLOW CAPITAL MANAGEMENT LLC asset manager | $29B | +5.5% | 1 | $29B | 3.3% | 44% | 1,750 | 3 | 3 |
| ARISTOTLE PACIFIC CAPITAL, LLC asset manager | $27B | +0.3% | 1 | $27B | 0.0% | 1 | 6 | ||
| H&H INTERNATIONAL INVESTMENT, LLC independent RIA | $25B | +16% | 1 | $25B | 53% | 100% | 1 | ||
| PERSHING SQUARE CAPITAL MANAGEMENT, L.P. asset manager | $25B | +8.3% | 1 | $25B | 0.0% | 1 | 4 | ||
| W1M WEALTH MANAGEMENT LIMITED mixed wealth | $25B | 1 | $25B | 25% | 100% | 5,426 | 2 | ||
| ARGA INVESTMENT MANAGEMENT, LP asset manager | $25B | +36% | 1 | $25B | 0.0% | 1 | 6 | ||
| MAKENA CAPITAL MANAGEMENT, LLC asset manager | $24B | +1.5% | 1 | $24B | 0.0% | 1 | 29 | ||
| XPONANCE LLC institutional | $24B | +18% | 1 | $24B | 0.2% | 93% | 7 | 2 | |
| ENGINEERS GATE MANAGER LP asset manager | $23B | +71% | 1 | $23B | 0.0% | 8 | 1 | ||
| THRIVENT PRIVATE INVESTMENTS asset manager | $23B | 1 | $23B | 0.0% | 1 | 36 | |||
| CRESTLINE MANAGEMENT, L.P. other | $23B | +9.8% | 1 | $23B | 0.0% | 4 | 37 | ||
| OFFIT CAPITAL independent RIA | $21B | +1.0% | 1 | $21B | 66% | 100% | 2 | 123 | |
| TOWNSEND HOLDINGS LLC institutional | $20B | 1 | $20B | 0.0% | 5 | 37 |
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3,945 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.