DFX Intelligence

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W•••• R••• C••••••

Wealth manager with institutional or fund businessSEC-registered2 private funds· Dallas, Texas

Wealth manager with institutional or fund business, based in Dallas, Texas, reporting $217M of regulatory assets across 2 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $217M
Advisors: 2
Net advisor flow, 12 months: 0
RAUM change, 1 year: +26%
Private clients: 40%

See where advisers went See teams that moved

Advisors (2)Where the RAUM sits

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+26.1%
RAUM, one year
RAUM $172M to $217M (+26.1%) on the Form ADV filed 30 Mar 2026, while advisors on the filing rose 2 to 2.
Assets holding up while advisors and offices fall means the departures have not yet shown in the assets; the next filing will.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 114877 · SEC 801-120368 · 7 filingsShow

CRD 114877SEC 801-120368Legal name W•••• R••• C•••••• M••••••••• L•••First filing on the tape Jan 22, 2021, latest Mar 30, 2026SEC status approved since Feb 19, 2021IAPD

RAUM

$217M

reported, Item 5.F

Discretionary

60%

of RAUM

Private clients

40%

$85.9M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$109M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM +47% a year over three years · the tape starts Jan 22, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$217M as of Mar 30, 2026

Mar 31, 2022$90.3M then

HNW client RAUM$85.9M as of Mar 30, 2026

Mar 27, 2024$34.0M then

State-registered IARs (5.B.3)2 as of Mar 30, 2026

Mar 31, 20222 then

Employees (5.A)2 as of Mar 30, 2026

Mar 31, 20222 then

Private funds2 as of Mar 30, 2026

Mar 31, 20222 then

RAUM +26% over the last fiscal year+47% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes

Dual wealth and asset manager

The rule behind each archetype, and every derived figure1 rulesShow

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent

RAUM per advisor: $109MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $72.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 60%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +26%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $103M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

60% pooled investment vehicles, 40% high-net-worth individuals

The breakdown by client type, and the client counts2 client typesShow

Pooled investment vehicles$131M60%
High-net-worth individuals$85.9M40%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $103M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.4 fund_share=0.6 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

2 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
J••••• U••••• B•••••	Dallas, Tx	Aug 13, 1997	33 y	0
T••••• U••••• B•••••	Dallas, Tx	Aug 13, 1997	33 y	0

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
W•••• R••• C•••••• P••••••• L•••	Hedge Fund	$103M	3	Jan 22, 2021
W•••• R••• C•••••• P••••••• I•• L•••	Hedge Fund	$28.7M	3	Mar 31, 2022

Owners and control persons

Schedule A and B, latest filing

B•••••• J•••••• U••••• · Partnercontrol
since 07/1997 · owns 25% to 50%
B•••••• T•••••• U••••• · Partner And Ccocontrol
since 07/1997 · owns 25% to 50%

Related persons

Schedule D 7.A

W•••• R••• C•••••• M••••••••• I•• L•
pooled vehicle sponsorn
W•••• R••• C••••••• I•••
y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Dallas, Tx · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $80.3M to $103M
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $103M to $131M
Mar 28, 2025 to Mar 30, 2026
HNW RAUM · $69.5M to $85.9M
Mar 28, 2025 to Mar 30, 2026
Non-discretionary RAUM · $69.5M to $85.9M
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $103M to $131M
Mar 28, 2025 to Mar 30, 2026

Full history · 40 changes

RAUM · $172M to $217M
Mar 28, 2025 to Mar 30, 2026
Assets in custody · $90.1M to $80.3M
Apr 10, 2024 to Mar 28, 2025
Financial planning clients · unset to
Apr 10, 2024 to Mar 28, 2025
Discretionary RAUM · $90.1M to $103M
Apr 10, 2024 to Mar 28, 2025
HNW RAUM · $55.0M to $69.5M
Apr 10, 2024 to Mar 28, 2025
Non-discretionary RAUM · $55.0M to $69.5M
Apr 10, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $90.1M to $103M
Apr 10, 2024 to Mar 28, 2025
RAUM · $145M to $172M
Apr 10, 2024 to Mar 28, 2025
Assets in custody · $63.3M to $90.1M
Mar 27, 2024 to Apr 10, 2024
Discretionary RAUM · $63.3M to $90.1M
Mar 27, 2024 to Apr 10, 2024
HNW RAUM · $34.0M to $55.0M
Mar 27, 2024 to Apr 10, 2024
Non-discretionary RAUM · $34.0M to $55.0M
Mar 27, 2024 to Apr 10, 2024
Pooled vehicle RAUM · $63.3M to $90.1M
Mar 27, 2024 to Apr 10, 2024
RAUM · $97.3M to $145M
Mar 27, 2024 to Apr 10, 2024
Accounts · 2 to 3
Mar 23, 2023 to Mar 27, 2024
Advisory activities · 1 to 2
Mar 23, 2023 to Mar 27, 2024
Assets in custody · $56.5M to $63.3M
Mar 23, 2023 to Mar 27, 2024
Other offices · 1 to 0
Mar 23, 2023 to Mar 27, 2024
Discretionary RAUM · $68.2M to $63.3M
Mar 23, 2023 to Mar 27, 2024
HNW RAUM · unset to 34000000.0
Mar 23, 2023 to Mar 27, 2024
Non-discretionary RAUM · $0 to $34.0M
Mar 23, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $68.2M to $63.3M
Mar 23, 2023 to Mar 27, 2024
RAUM · $68.2M to $97.3M
Mar 23, 2023 to Mar 27, 2024
Assets in custody · $90.3M to $56.5M
Mar 31, 2022 to Mar 23, 2023
Other offices · 0 to 1
Mar 31, 2022 to Mar 23, 2023
Discretionary RAUM · $90.3M to $68.2M
Mar 31, 2022 to Mar 23, 2023
Pooled vehicle RAUM · $90.3M to $68.2M
Mar 31, 2022 to Mar 23, 2023
RAUM · $90.3M to $68.2M
Mar 31, 2022 to Mar 23, 2023
Accounts · 1 to 2
Jan 22, 2021 to Mar 31, 2022
Pooled vehicle clients · 1 to 2
Jan 22, 2021 to Mar 31, 2022
Assets in custody · $117M to $90.3M
Jan 22, 2021 to Mar 31, 2022
Private funds · 1 to 2
Jan 22, 2021 to Mar 31, 2022
Discretionary RAUM · $117M to $90.3M
Jan 22, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $117M to $90.3M
Jan 22, 2021 to Mar 31, 2022
RAUM · $117M to $90.3M
Jan 22, 2021 to Mar 31, 2022

Signals

1 dated events

••• Locked
Jan 22, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $109Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026