DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC national BD | $1370B | +28% | 16,963 | $80.8M | 41% | 71% | 141 | 238 | |
| UBS ASSET MANAGEMENT (AMERICAS) LLC mixed wealth | $588B | +8.5% | 32 | $18B | 34% | 52% | 12,979 | 16 | 139 |
| ROBERT W. BAIRD & CO. INCORPORATED mixed wealth | $394B | +15% | 2,616 | $151M | 43% | 80% | 90 | 210 | |
| CAMBRIDGE ASSOCIATES, LLC mixed wealth | $327B | +4.2% | 27% | 100% | 5 | 92 | |||
| EDELMAN FINANCIAL ENGINES independent RIA | $326B | +11% | 724 | $451M | 55% | 48% | 659 | 132 | |
| NUVEEN ASSET MANAGEMENT, LLC mixed wealth | $280B | +7.9% | 255 | $1.1B | 21% | 67% | 245 | 29 | 28 |
| SEI INVESTMENTS MANAGEMENT CORP mixed wealth | $216B | +9.2% | 127 | $1.7B | 24% | 9.5% | 879 | 4 | |
| CLEARBRIDGE INVESTMENTS, LLC mixed wealth | $185B | +2.2% | 42 | $4.4B | 26% | 2.7% | 2,927 | 9 | 4 |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC independent RIA | $140B | +11% | 1 | $140B | 56% | 3.9% | 175,905 | 1 | |
| BROWN ADVISORY mixed wealth | $124B | +2.0% | 25 | $5.0B | 39% | 100% | 129 | 14 | 3 |
| FIDUCIENT ADVISORS LLC mixed wealth | $98B | +44% | 69 | $1.4B | 34% | 100% | 10 | 18 | |
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. mixed wealth | $50B | -3.9% | 92 | $548M | 26% | 100% | 153 | 12 | 6 |
| CHEVY CHASE TRUST COMPANY mixed wealth | $45B | +12% | 41 | $1.1B | 28% | 100% | 2 | ||
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC mixed wealth | $39B | -13% | 36 | $1.1B | 20% | 97% | 55 | 23 | |
| PRIME CAPITAL FINANCIAL mixed wealth | $39B | +30% | 262 | $149M | 48% | 69% | 84 | 88 | |
| LUTHER KING CAPITAL MANAGEMENT CORPORATION mixed wealth | $32B | +14% | 34 | $927M | 36% | 100% | 74 | 4 | 18 |
| GOTHAM ASSET MANAGEMENT, LLC mixed wealth | $30B | +148% | 5 | $6.0B | 47% | 100% | 2 | 27 | |
| ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED mixed wealth | $28B | +16% | 38% | 100% | 1 | ||||
| SAGE ADVISORY SERVICES LTD CO mixed wealth | $28B | +14% | 42 | $677M | 27% | 57% | 296 | 1 | |
| SUMMIT ROCK ADVISORS, LP mixed wealth | $26B | +11% | 27% | 100% | 1 | 21 | |||
| RUFFER LLP mixed wealth | $25B | -11% | 25% | 0.0% | 2 | 1 | |||
| W1M WEALTH MANAGEMENT LIMITED mixed wealth | $25B | 1 | $25B | 25% | 100% | 5,426 | 2 | ||
| MATSON MONEY, INC. mixed wealth | $24B | +18% | 11 | $2.2B | 48% | 54% | 2,653 | 2 | |
| OA PRIVATE CAPITAL mixed wealth | $23B | +13% | 26% | 100% | 1 | 28 | |||
| EDGEWOOD MANAGEMENT LLC mixed wealth | $22B | -40% | 2 | $11B | 24% | 28% | 421 | 2 | |
| BAHL & GAYNOR LLC mixed wealth | $21B | +4.5% | 25 | $840M | 33% | 100% | 2 | ||
| BURGUNDY ASSET MANAGEMENT LTD. independent RIA | $19B | -3.5% | 1 | $19B | 53% | 95% | 3,006 | 3 | 5 |
| CAPRICORN INVESTMENT GROUP LLC mixed wealth | $19B | +51% | 1 | $19B | 28% | 100% | 5 | 3 | 22 |
| CAPITAL WEALTH PLANNING, LLC independent RIA | $17B | +51% | 11 | $1.6B | 56% | 27% | 1,111 | 2 | |
| MANNING & NAPIER ADVISORS, LLC mixed wealth | $17B | 42 | $405M | 34% | 87% | 72 | 5 | ||
| STANHOPE CAPITAL, LLP mixed wealth | $16B | +11% | 24% | 100% | 1 | 2 | |||
| MASON INVESTMENT ADVISORY SERVICES INC mixed wealth | $16B | +19% | 31 | $506M | 44% | 98% | 34 | 1 | |
| THE LONDON COMPANY OF VIRGINIA mixed wealth | $15B | -7.0% | 31 | $480M | 28% | 64% | 179 | 1 | |
| ATLANTA CONSULTING GROUP ADVISORS, LLC mixed wealth | $15B | +8.2% | 8 | $1.8B | 22% | 91% | 35 | 12 | |
| CONGRESS ASSET MANAGEMENT COMPANY, LLP mixed wealth | $14B | +0.1% | 16 | $887M | 48% | 65% | 501 | 2 | |
| MADISON INVESTMENT ADVISORS, LLC mixed wealth | $14B | +3.7% | 20 | $692M | 46% | 48% | 730 | 2 | |
| GRESHAM PARTNERS, LLC mixed wealth | $14B | +18% | 2 | $6.9B | 23% | 100% | 2 | 53 | |
| MAIRS & POWER mixed wealth | $12B | +1.4% | 16 | $759M | 37% | 99% | 44 | 1 | 2 |
| SOLTIS INVESTMENT ADVISORS, LLC independent RIA | $12B | +44% | 81 | $149M | 57% | 94% | 63 | 20 | |
| GAMCO ASSET MANAGEMENT INC. mixed wealth | $12B | +12% | 10 | $1.2B | 40% | 100% | 176 | 7 | 1 |
| CULLEN CAPITAL MANAGEMENT, LLC independent RIA | $12B | +27% | 52% | 100% | 1 | 3 | |||
| RUANE CUNNIFF L.P. mixed wealth | $11B | +12% | 37% | 100% | 2 | ||||
| JOHNSON WEALTH INC. mixed wealth | $10B | +14% | 71 | $146M | 38% | 99% | 32 | 8 | |
| CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED mixed wealth | $10B | -23% | 26% | 100% | 2 | ||||
| SPROTT ASSET MANAGEMENT USA INC. mixed wealth | $10B | +118% | 22 | $460M | 26% | 84% | 141 | 5 | 4 |
| INTELLICENTS INVESTMENT SOLUTIONS INC mixed wealth | $9.9B | +35% | 60 | $165M | 23% | 57% | 130 | 14 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC mixed wealth | $9.6B | -2.3% | 1 | $9.6B | 27% | 100% | 4 | 22 | |
| TOLLESON PRIVATE WEALTH MANAGEMENT mixed wealth | $9.3B | +5.7% | 33 | $281M | 38% | 100% | 6 | 2 | |
| PROCYON mixed wealth | $9.2B | +18% | 49 | $188M | 37% | 83% | 57 | 24 | 2 |
| HAMLIN CAPITAL MANAGEMENT, LLC mixed wealth | $8.7B | +4.5% | 4 | $2.2B | 45% | 96% | 399 | 1 | 2 |
| AUREUS ASSET MANAGEMENT, LLC mixed wealth | $8.4B | +8.2% | 2 | $4.2B | 26% | 98% | 170 | 1 | 4 |
| SKYVIEW INVESTMENT ADVISORS, LLC mixed wealth | $8.3B | +21% | 5 | $1.7B | 29% | 100% | 2 | 8 | |
| CAMBRIDGE ASSOCIATES LIMITED, LLC independent RIA | $8.2B | +42% | 52% | 100% | 2 | ||||
| BRAMSHILL INVESTMENTS, LLC mixed wealth | $8.1B | +18% | 13 | $626M | 39% | 100% | 3 | 2 | |
| HOWARD CAPITAL MANAGEMENT, LLC independent RIA | $8.0B | +17% | 24 | $334M | 54% | 44% | 439 | 5 | |
| DSM CAPITAL PARTNERS mixed wealth | $7.6B | +6.0% | 1 | $7.6B | 27% | 60% | 1,567 | 2 | 2 |
| JOHN W. BRISTOL & CO., INC. independent RIA | $7.1B | +5.2% | 1 | $7.1B | 56% | 100% | 83 | 1 | 1 |
| HARBOR INVESTMENT ADVISORY, LLC mixed wealth | $6.9B | +14% | 31 | $222M | 42% | 92% | 108 | 2 | |
| LMCG INVESTMENTS, LLC mixed wealth | $6.8B | +4.4% | 7 | $976M | 37% | 98% | 128 | 2 | 2 |
| SHELTON CAPITAL MANAGEMENT mixed wealth | $6.5B | +26% | 15 | $435M | 20% | 61% | 95 | 4 |
Page 1 of 10Next
597 practices match (Dual wealth and asset manager). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.