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A••••••••• C•••••• M•••••••••

Independent wealth managerSEC-registered· St. Clairsville, Ohiowebsite

Independent wealth manager, based in St. Clairsville, Ohio, reporting $175M of regulatory assets across 2 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-16 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $175M
Advisors: 2
Net advisor flow, 12 months: 0
RAUM change, 1 year: +19%
Private clients: 97%

See where advisers went See teams that moved

Advisors (2)Where the RAUM sits

As of 2026-03-16 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 16 Mar 2026, RAUM $148M to $175M (+18.8%) on the Form ADV filed 16 Mar 2026, while advisors on the filing rose 1 to 2.

Every filed figure, and the identifiersCRD 120038 · SEC 801-130291 · 8 filingsShow

CRD 120038SEC 801-130291Legal name A••••••••• C•••••• M••••••••• L••First filing on the tape Jan 12, 2012, latest Mar 16, 2026SEC status approved since May 17, 2024IAPD

RAUM

$175M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

97%

$171M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$87.7M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM +19% over the last fiscal year · the tape starts Jan 12, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$175M as of Mar 16, 2026

Feb 1, 2012$35.3M then

HNW client RAUM$110M as of Mar 16, 2026

Feb 24, 2025$76.3M then

State-registered IARs (5.B.3)2 as of Mar 16, 2026

Feb 1, 20120 then

Employees (5.A)4 as of Mar 16, 2026

Feb 24, 20253 then

Private funds: no history

RAUM +19% over the last fiscal yearIARs 1 to 2

Practice profile

derived from the filing of Mar 16, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure3 rulesShow

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)

RAUM per advisor: $87.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 171derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.2MderivedHNW RAUM over HNW clients
Average account: $230,376derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: +100%derivedItem 5.B.3 between annual amendments
Client growth, one year: -49%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Custody: $50.1M, 173 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

63% high-net-worth individuals, 35% individuals, and 2 other client types

The breakdown by client type, and the client counts4 client typesShow

High-net-worth individuals$110M63%
Individuals$60.9M35%
Charitable organizations$4.6M2.6%
Pension and profit-sharing plans$180,6260.1%

Individual clients: 291reported
HNW clients: 50reported
Pension plan clients: 1reported
Charitable clients: 16reported
Accounts: 761reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $50.1M for 173 clientsreported
Compensation: % of AUMreported
Class basis: RAUM: 97% private clients, 0% pooled funds, 3% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

2 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
J••• W•••••• P••••••••Certified Financial Planner	St. Clairsville, Oh	Oct 6, 1999	38 y	0
M•••••• R• P••••••••Certified Financial Planner	St. Clairsville, Oh	Mar 11, 2026	11 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

P••••••••• J•••• W•••••• · President And Chief Compliance Officercontrol
since 05/1992 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
St Clairsville, Oh	2	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

clients down average size upCombination · filing Mar 16, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $147,630,117 to $175,316,177, advisors 1 to 2, private clients 670 to 341, offices 0 to 0 (2025-02-24 to 2026-03-16)
peers: independent wealth managers, $100M to $500M (5,683)
client count collapseChange between filings · filing Mar 16, 2026
individual and HNW clients (Item 5.D) moved from 670.0 to 341.0 (-49.0%) between the annual amendments of 2025-02-24 and 2026-03-16; the peer median change was +3.0% (3308 comparable advisers, 2.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (3,308) · 1.7% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 1 to 2
Feb 13, 2026 to Mar 16, 2026
Employees · 3 to 4
Feb 13, 2026 to Mar 16, 2026
State-registered IARs · 1 to 2
Feb 13, 2026 to Mar 16, 2026
Accounts · 681 to 761
Feb 24, 2025 to Feb 13, 2026
Charity clients · 11 to 16
Feb 24, 2025 to Feb 13, 2026

Full history · 40 changes

HNW clients · 35 to 50
Feb 24, 2025 to Feb 13, 2026
Individual clients · 635 to 291
Feb 24, 2025 to Feb 13, 2026
Assets in custody · $148M to $50.1M
Feb 24, 2025 to Feb 13, 2026
Discretionary RAUM · $148M to $175M
Feb 24, 2025 to Feb 13, 2026
HNW RAUM · $76.3M to $110M
Feb 24, 2025 to Feb 13, 2026
Individual RAUM · $69.1M to $60.9M
Feb 24, 2025 to Feb 13, 2026
Pension RAUM · $105,200 to $180,626
Feb 24, 2025 to Feb 13, 2026
RAUM · $148M to $175M
Feb 24, 2025 to Feb 13, 2026
Accounts · 662 to 681
Apr 16, 2024 to Feb 24, 2025
Charity clients · 23 to 11
Apr 16, 2024 to Feb 24, 2025
Individual clients · 215 to 635
Apr 16, 2024 to Feb 24, 2025
Pension plan clients · unset to 1.0
Apr 16, 2024 to Feb 24, 2025
Assets in custody · $71.1M to $148M
Apr 16, 2024 to Feb 24, 2025
Financial planning clients · unset to
Apr 16, 2024 to Feb 24, 2025
Discretionary RAUM · $132M to $148M
Apr 16, 2024 to Feb 24, 2025
HNW RAUM · $57.7M to $76.3M
Apr 16, 2024 to Feb 24, 2025
Individual RAUM · $72.1M to $69.1M
Apr 16, 2024 to Feb 24, 2025
Pension RAUM · unset to 105200.0
Apr 16, 2024 to Feb 24, 2025
RAUM · $132M to $148M
Apr 16, 2024 to Feb 24, 2025
Accounts · 361 to 662
Jun 4, 2012 to Apr 16, 2024
Advisory employees · unset to 1.0
Jun 4, 2012 to Apr 16, 2024
Business name · A••••••••• C•••••• M••••••••• L••• to A••••••••• C•••••• M•••••••••
Jun 4, 2012 to Apr 16, 2024
Charity clients · unset to 23.0
Jun 4, 2012 to Apr 16, 2024
HNW clients · unset to 35.0
Jun 4, 2012 to Apr 16, 2024
Individual clients · unset to 215.0
Jun 4, 2012 to Apr 16, 2024
Assets in custody · unset to 71116001.0
Jun 4, 2012 to Apr 16, 2024
Custody of client assets · false to true
Jun 4, 2012 to Apr 16, 2024
Employees · unset to 3.0
Jun 4, 2012 to Apr 16, 2024
Financial planning clients · 0 to unset
Jun 4, 2012 to Apr 16, 2024
State-registered IARs · 0 to 1
Jun 4, 2012 to Apr 16, 2024
Other offices · unset to 0.0
Jun 4, 2012 to Apr 16, 2024
Discretionary RAUM · $35.3M to $132M
Jun 4, 2012 to Apr 16, 2024
HNW RAUM · unset to 57707907.0
Jun 4, 2012 to Apr 16, 2024
Individual RAUM · unset to 72111759.0
Jun 4, 2012 to Apr 16, 2024
RAUM · $35.3M to $132M
Jun 4, 2012 to Apr 16, 2024

Signals

1 dated events

••• Locked
Apr 16, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Mar 16, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 16, 2026
Contact form: ••• Lockedreportedpublished by the firm, firm site, Sep 24, 2026
Contact form: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $87.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026