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R• A•••• M•••••••••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $107M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$107M
Advisors
1
Net advisor flow, 12 months
0
0 joined, 0 left
RAUM change, 1 year
-13%
Private clients
62%
of RAUM, $66.5M
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 22 Jan 2026, RAUM $123M to $107M (-13.3%) on the Form ADV filed 22 Jan 2026, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 121886 · SEC 801-78999 · 23 filingsShow
CRD 121886SEC 801-78999Legal name R• A•••• M••••••••• L••First filing on the tape Jan 18, 2012, latest Jan 22, 2026SEC status approved since Jan 16, 2014IAPD
RAUM
$107M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
62%
$66.5M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape

RAUM +0.4% a year over three years · the tape starts Jan 18, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$107M as of Jan 22, 2026
Mar 23, 2012$82.0M then
HNW client RAUM$61.6M as of Jan 22, 2026
Jan 15, 2018$74.7M then
State-registered IARs (5.B.3)1 as of Jan 22, 2026
Mar 23, 20120 then
Employees (5.A)1 as of Jan 22, 2026
Jan 23, 20141 then
Private funds: no history
RAUM -13% over the last fiscal year+0.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 22, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)
RAUM per advisor
$107MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
57derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$798,689derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year
-13%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-8.1%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

58% high-net-worth individuals, 38% other investment advisers, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow
  • High-net-worth individuals$61.6M58%
  • Other investment advisers$40.5M38%
  • Individuals$4.9M4.6%
Individual clients
25reported
HNW clients
32reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
134reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 62% private clients, 38% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the longest tenured first
      NameBranchHere sinceIn industryPrior firms
      R••• A••••• E•••••••Grosse Point, MiJul 7, 201630 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • E•••••••• R•••• A••••• · Chief Compliance Officer, Managing Membercontrol
        since 01/1997 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 143 to 134
        Jan 14, 2025 to Jan 22, 2026
      • HNW clients · 36 to 32
        Jan 14, 2025 to Jan 22, 2026
      • Individual clients · 26 to 25
        Jan 14, 2025 to Jan 22, 2026
      • Discretionary RAUM · $123M to $107M
        Jan 14, 2025 to Jan 22, 2026
      • HNW RAUM · $70.5M to $61.6M
        Jan 14, 2025 to Jan 22, 2026
      Full history · 80 changes
      • Individual RAUM · $5.8M to $4.9M
        Jan 14, 2025 to Jan 22, 2026
      • RAUM · $123M to $107M
        Jan 14, 2025 to Jan 22, 2026
      • Accounts · 141 to 143
        Jan 11, 2024 to Jan 14, 2025
      • HNW clients · 33 to 36
        Jan 11, 2024 to Jan 14, 2025
      • Individual clients · 22 to 26
        Jan 11, 2024 to Jan 14, 2025
      • Financial planning clients · unset to
        Jan 11, 2024 to Jan 14, 2025
      • HQ city · unset to
        Jan 11, 2024 to Jan 14, 2025
      • HQ state · unset to
        Jan 11, 2024 to Jan 14, 2025
      • Discretionary RAUM · $122M to $123M
        Jan 11, 2024 to Jan 14, 2025
      • HNW RAUM · $71.5M to $70.5M
        Jan 11, 2024 to Jan 14, 2025
      • Individual RAUM · $3.1M to $5.8M
        Jan 11, 2024 to Jan 14, 2025
      • RAUM · $122M to $123M
        Jan 11, 2024 to Jan 14, 2025
      • Accounts · 134 to 141
        Sep 18, 2023 to Jan 11, 2024
      • Discretionary RAUM · $106M to $122M
        Sep 18, 2023 to Jan 11, 2024
      • HNW RAUM · $60.2M to $71.5M
        Sep 18, 2023 to Jan 11, 2024
      • Individual RAUM · $2.9M to $3.1M
        Sep 18, 2023 to Jan 11, 2024
      • RAUM · $106M to $122M
        Sep 18, 2023 to Jan 11, 2024
      • Accounts · 131 to 134
        Jan 14, 2022 to Jan 18, 2023
      • HNW clients · 35 to 33
        Jan 14, 2022 to Jan 18, 2023
      • Individual clients · 20 to 22
        Jan 14, 2022 to Jan 18, 2023
      • Discretionary RAUM · $115M to $106M
        Jan 14, 2022 to Jan 18, 2023
      • HNW RAUM · $68.9M to $60.2M
        Jan 14, 2022 to Jan 18, 2023
      • Individual RAUM · $3.2M to $2.9M
        Jan 14, 2022 to Jan 18, 2023
      • RAUM · $115M to $106M
        Jan 14, 2022 to Jan 18, 2023
      • Accounts · 139 to 131
        Jan 19, 2021 to Jan 14, 2022
      • HNW clients · 41 to 35
        Jan 19, 2021 to Jan 14, 2022
      • Individual clients · 22 to 20
        Jan 19, 2021 to Jan 14, 2022
      • Discretionary RAUM · $95.1M to $115M
        Jan 19, 2021 to Jan 14, 2022
      • HNW RAUM · $58.1M to $68.9M
        Jan 19, 2021 to Jan 14, 2022
      • Individual RAUM · $2.9M to $3.2M
        Jan 19, 2021 to Jan 14, 2022
      • RAUM · $95.1M to $115M
        Jan 19, 2021 to Jan 14, 2022
      • Accounts · 152 to 139
        Jun 29, 2020 to Jan 13, 2021
      • HNW clients · 51 to 41
        Jun 29, 2020 to Jan 13, 2021
      • Individual clients · 15 to 22
        Jun 29, 2020 to Jan 13, 2021
      • HQ city · GROSSE POINTE FARMS to unset
        Jun 29, 2020 to Jan 13, 2021
      • HQ state · MI to unset
        Jun 29, 2020 to Jan 13, 2021
      • Discretionary RAUM · $107M to $95.1M
        Jun 29, 2020 to Jan 13, 2021
      • HNW RAUM · $63.0M to $58.1M
        Jun 29, 2020 to Jan 13, 2021
      • Individual RAUM · $1.7M to $2.9M
        Jun 29, 2020 to Jan 13, 2021
      • RAUM · $107M to $95.1M
        Jun 29, 2020 to Jan 13, 2021
      • Accounts · 164 to 152
        Jan 10, 2019 to Jan 23, 2020
      • HNW clients · 53 to 51
        Jan 10, 2019 to Jan 23, 2020
      • Discretionary RAUM · $105M to $107M
        Jan 10, 2019 to Jan 23, 2020
      • HNW RAUM · $62.3M to $63.0M
        Jan 10, 2019 to Jan 23, 2020
      • Individual RAUM · $1.8M to $1.7M
        Jan 10, 2019 to Jan 23, 2020
      • RAUM · $105M to $107M
        Jan 10, 2019 to Jan 23, 2020
      • Accounts · 196 to 164
        Jan 15, 2018 to Jan 10, 2019
      • HNW clients · 62 to 53
        Jan 15, 2018 to Jan 10, 2019
      • Individual clients · 18 to 15
        Jan 15, 2018 to Jan 10, 2019
      • Discretionary RAUM · $119M to $105M
        Jan 15, 2018 to Jan 10, 2019
      • HNW RAUM · $74.7M to $62.3M
        Jan 15, 2018 to Jan 10, 2019
      • Individual RAUM · $2.8M to $1.8M
        Jan 15, 2018 to Jan 10, 2019
      • RAUM · $119M to $105M
        Jan 15, 2018 to Jan 10, 2019
      • Accounts · 197 to 196
        Jun 19, 2017 to Jan 15, 2018
      • HNW clients · unset to 62.0
        Jun 19, 2017 to Jan 15, 2018
      • Individual clients · unset to 18.0
        Jun 19, 2017 to Jan 15, 2018
      • Other offices · unset to 0.0
        Jun 19, 2017 to Jan 15, 2018
      • Discretionary RAUM · $126M to $119M
        Jun 19, 2017 to Jan 15, 2018
      • HNW RAUM · unset to 74723553.0
        Jun 19, 2017 to Jan 15, 2018
      • Individual RAUM · unset to 2792556.0
        Jun 19, 2017 to Jan 15, 2018
      • RAUM · $126M to $119M
        Jun 19, 2017 to Jan 15, 2018
      • Accounts · 223 to 197
        Jul 7, 2016 to Jan 24, 2017
      • Discretionary RAUM · $118M to $126M
        Jul 7, 2016 to Jan 24, 2017
      • RAUM · $118M to $126M
        Jul 7, 2016 to Jan 24, 2017
      • Accounts · 243 to 223
        Sep 2, 2015 to Feb 9, 2016
      • Discretionary RAUM · $126M to $118M
        Sep 2, 2015 to Feb 9, 2016
      • RAUM · $126M to $118M
        Sep 2, 2015 to Feb 9, 2016
      • Accounts · 228 to 243
        Jan 23, 2014 to Jan 20, 2015
      • Discretionary RAUM · $116M to $126M
        Jan 23, 2014 to Jan 20, 2015
      • RAUM · $116M to $126M
        Jan 23, 2014 to Jan 20, 2015
      • HQ city · unset to GROSSE POINTE FARMS
        Dec 19, 2013 to Jan 23, 2014
      • HQ state · unset to MI
        Dec 19, 2013 to Jan 23, 2014
      • Discretionary RAUM · $114M to $116M
        Dec 19, 2013 to Jan 23, 2014
      • RAUM · $114M to $116M
        Dec 19, 2013 to Jan 23, 2014
      • Accounts · 212 to 228
        Mar 23, 2012 to Dec 19, 2013
      Signals
      1 dated events
      • ••• Locked
        Dec 19, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Jan 22, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jan 22, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $107Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026