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G•••• C•••••• M••••••••• L••

Independent wealth managerSEC-registered· Palm Beach Gardens, Floridawebsite

Independent wealth manager, based in Palm Beach Gardens, Florida, reporting $204M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$204M
Form ADV
Advisors
0
IAPD
RAUM change, last fiscal year
-3.4%
Form ADV, consecutive annual filings
Private clients
71% of RAUM, $146M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. -3.4%
    RAUM, one year

    RAUM $212M to $204M (-3.4%) on the Form ADV filed 30 Mar 2026, while offices fell 1 to 0.

    Assets holding up while advisors and offices fall means the departures have not yet shown in the assets; the next filing will.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 122056 · SEC 801-61356 · 18 filingsShow
CRD 122056SEC 801-61356First filing on the tape Mar 30, 2012, latest Mar 30, 2026SEC status approved since Aug 2, 2002IAPD
RAUM
$204M
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
71%
$146M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$204M as of Mar 30, 2026
Mar 30, 2012$243M then
HNW client RAUM$145M as of Mar 30, 2026
Mar 30, 2018$222M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)2 as of Mar 30, 2026
Mar 26, 20131 then
Private funds: no history
RAUM -3.4% over the last fiscal year-5.7% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.6MderivedHNW RAUM over HNW clients
Average account
$3.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
19%derivedof RAUM
Institutional
8.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-3.3%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$145M88%
  • Charitable organizations$18.2M11%
  • Individuals$1.1M0.6%
Individual clients
7reported
HNW clients
22reported
Pension plan clients
n/areported
Charitable clients
4reported
Accounts
56reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.71 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• M•••••• D•••• · Managing Member, Chief Compliance Officercontrol
        since 07/2002 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 61 to 56
        Mar 30, 2025 to Mar 30, 2026
      • HNW clients · 25 to 22
        Mar 30, 2025 to Mar 30, 2026
      • Individual clients · 5 to 7
        Mar 30, 2025 to Mar 30, 2026
      • Other offices · 1 to 0
        Mar 30, 2025 to Mar 30, 2026
      • Discretionary RAUM · $36.5M to $39.7M
        Mar 30, 2025 to Mar 30, 2026
      Full history · 80 changes
      • HNW RAUM · $158M to $145M
        Mar 30, 2025 to Mar 30, 2026
      • Individual RAUM · $926,000 to $1.1M
        Mar 30, 2025 to Mar 30, 2026
      • Non-discretionary RAUM · $175M to $165M
        Mar 30, 2025 to Mar 30, 2026
      • RAUM · $212M to $204M
        Mar 30, 2025 to Mar 30, 2026
      • Accounts · 69 to 61
        Mar 27, 2024 to Mar 30, 2025
      • Charity clients · 7 to 4
        Mar 27, 2024 to Mar 30, 2025
      • Individual clients · unset to 5.0
        Mar 27, 2024 to Mar 30, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 30, 2025
      • Discretionary RAUM · $38.9M to $36.5M
        Mar 27, 2024 to Mar 30, 2025
      • HNW RAUM · $174M to $158M
        Mar 27, 2024 to Mar 30, 2025
      • Individual RAUM · $189,344 to $926,000
        Mar 27, 2024 to Mar 30, 2025
      • Non-discretionary RAUM · $186M to $175M
        Mar 27, 2024 to Mar 30, 2025
      • RAUM · $225M to $212M
        Mar 27, 2024 to Mar 30, 2025
      • Accounts · 72 to 69
        Mar 30, 2023 to Mar 27, 2024
      • HNW clients · 24 to 25
        Mar 30, 2023 to Mar 27, 2024
      • Individual clients · 3.0 to unset
        Mar 30, 2023 to Mar 27, 2024
      • Discretionary RAUM · $35.2M to $38.9M
        Mar 30, 2023 to Mar 27, 2024
      • HNW RAUM · $201M to $174M
        Mar 30, 2023 to Mar 27, 2024
      • Individual RAUM · $381,000 to $189,344
        Mar 30, 2023 to Mar 27, 2024
      • Non-discretionary RAUM · $208M to $186M
        Mar 30, 2023 to Mar 27, 2024
      • RAUM · $243M to $225M
        Mar 30, 2023 to Mar 27, 2024
      • Accounts · 70 to 72
        Mar 31, 2022 to Mar 30, 2023
      • HNW clients · 26 to 24
        Mar 31, 2022 to Mar 30, 2023
      • Individual clients · 8 to 3
        Mar 31, 2022 to Mar 30, 2023
      • HQ city · JUPITER to PALM BEACH GARDENS
        Mar 31, 2022 to Mar 30, 2023
      • Discretionary RAUM · $37.2M to $35.2M
        Mar 31, 2022 to Mar 30, 2023
      • HNW RAUM · $220M to $201M
        Mar 31, 2022 to Mar 30, 2023
      • Individual RAUM · $1.5M to $381,000
        Mar 31, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $225M to $208M
        Mar 31, 2022 to Mar 30, 2023
      • RAUM · $262M to $243M
        Mar 31, 2022 to Mar 30, 2023
      • Accounts · 80 to 70
        Mar 30, 2021 to Mar 31, 2022
      • HNW clients · 25 to 26
        Mar 30, 2021 to Mar 31, 2022
      • Individual clients · 5 to 8
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $31.5M to $37.2M
        Mar 30, 2021 to Mar 31, 2022
      • HNW RAUM · $217M to $220M
        Mar 30, 2021 to Mar 31, 2022
      • Individual RAUM · $1.1M to $1.5M
        Mar 30, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $221M to $225M
        Mar 30, 2021 to Mar 31, 2022
      • RAUM · $252M to $262M
        Mar 30, 2021 to Mar 31, 2022
      • Accounts · 131 to 80
        Jun 28, 2020 to Mar 30, 2021
      • Charity clients · 3 to 7
        Jun 28, 2020 to Mar 30, 2021
      • HNW clients · 22 to 25
        Jun 28, 2020 to Mar 30, 2021
      • Individual clients · 4 to 5
        Jun 28, 2020 to Mar 30, 2021
      • Discretionary RAUM · $36.2M to $31.5M
        Jun 28, 2020 to Mar 30, 2021
      • HNW RAUM · $267M to $217M
        Jun 28, 2020 to Mar 30, 2021
      • Individual RAUM · $6.5M to $1.1M
        Jun 28, 2020 to Mar 30, 2021
      • Non-discretionary RAUM · $266M to $221M
        Jun 28, 2020 to Mar 30, 2021
      • RAUM · $302M to $252M
        Jun 28, 2020 to Mar 30, 2021
      • Accounts · 128 to 131
        Mar 29, 2019 to Mar 30, 2020
      • Individual clients · 3 to 4
        Mar 29, 2019 to Mar 30, 2020
      • Other offices · 2 to 1
        Mar 29, 2019 to Mar 30, 2020
      • Discretionary RAUM · $26.0M to $36.2M
        Mar 29, 2019 to Mar 30, 2020
      • HNW RAUM · $250M to $267M
        Mar 29, 2019 to Mar 30, 2020
      • Individual RAUM · $6.0M to $6.5M
        Mar 29, 2019 to Mar 30, 2020
      • Non-discretionary RAUM · $257M to $266M
        Mar 29, 2019 to Mar 30, 2020
      • RAUM · $283M to $302M
        Mar 29, 2019 to Mar 30, 2020
      • Accounts · 104 to 128
        Mar 30, 2018 to Mar 29, 2019
      • Charity clients · 4 to 3
        Mar 30, 2018 to Mar 29, 2019
      • HNW clients · 18 to 22
        Mar 30, 2018 to Mar 29, 2019
      • Individual clients · 9 to 3
        Mar 30, 2018 to Mar 29, 2019
      • HQ city · NEW YORK to JUPITER
        Mar 30, 2018 to Mar 29, 2019
      • HQ state · NY to FL
        Mar 30, 2018 to Mar 29, 2019
      • Discretionary RAUM · $28.4M to $26.0M
        Mar 30, 2018 to Mar 29, 2019
      • HNW RAUM · $222M to $250M
        Mar 30, 2018 to Mar 29, 2019
      • Individual RAUM · $17.0M to $6.0M
        Mar 30, 2018 to Mar 29, 2019
      • Non-discretionary RAUM · $239M to $257M
        Mar 30, 2018 to Mar 29, 2019
      • RAUM · $267M to $283M
        Mar 30, 2018 to Mar 29, 2019
      • Accounts · 138 to 104
        Mar 31, 2017 to Mar 30, 2018
      • Charity clients · unset to 4.0
        Mar 31, 2017 to Mar 30, 2018
      • HNW clients · unset to 18.0
        Mar 31, 2017 to Mar 30, 2018
      • Individual clients · unset to 9.0
        Mar 31, 2017 to Mar 30, 2018
      • Other offices · unset to 2.0
        Mar 31, 2017 to Mar 30, 2018
      • Discretionary RAUM · $36.0M to $28.4M
        Mar 31, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 221918000.0
        Mar 31, 2017 to Mar 30, 2018
      • Individual RAUM · unset to 16981000.0
        Mar 31, 2017 to Mar 30, 2018
      • Non-discretionary RAUM · $229M to $239M
        Mar 31, 2017 to Mar 30, 2018
      Signals
      1 dated events
      • ••• Locked
        Mar 30, 2026 · ria office closed · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.