DFX Intelligence

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C••••••• C•••••• M•••••••••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $217M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-07-16 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $217M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +18%
Private clients: 95%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-07-16 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+18.3%
RAUM, one year
RAUM $184M to $217M (+18.3%) on the Form ADV filed 16 Jul 2026, while advisors on the filing held at 1.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 125071 · SEC 801-120789 · 16 filingsShow

CRD 125071SEC 801-120789Legal name C••••••• C•••••• M••••••••• L••First filing on the tape Mar 29, 2012, latest Jul 16, 2026SEC status approved since Apr 13, 2021IAPD

RAUM

$217M

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

95%

$205M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$217M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM +15% a year over three years · the tape starts Mar 29, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$217M as of Jul 16, 2026

Mar 29, 2012$25.1M then

HNW client RAUM$184M as of Jul 16, 2026

Jan 10, 2022$142M then

State-registered IARs (5.B.3)1 as of Jul 16, 2026

Mar 29, 20120 then

Employees (5.A)2 as of Jul 16, 2026

Jan 10, 20222 then

Private funds: no history

RAUM +18% over the last fiscal year+15% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Jul 16, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure2 rulesShow

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $217MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 214derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.3MderivedHNW RAUM over HNW clients
Average account: $626,242derivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +18%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.0%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

85% high-net-worth individuals, 9.7% individuals, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow

High-net-worth individuals$184M85%
Individuals$21.1M9.7%
Corporations and businesses$11.9M5.5%

Individual clients: 67reported
HNW clients: 147reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 347reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 95% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
C••••••••• G••••• C•••••••	Atlanta, Ga	Jun 19, 2008	32 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C•••••••• C••••••••• G••••• · Managing Member / Chief Compliance Officercontrol
since 11/1999 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 323 to 347
Mar 18, 2025 to Mar 22, 2026
Corporate clients · 6 to 8
Mar 18, 2025 to Mar 22, 2026
HNW clients · 134 to 147
Mar 18, 2025 to Mar 22, 2026
Individual clients · 80 to 67
Mar 18, 2025 to Mar 22, 2026
Discretionary RAUM · $182M to $216M
Mar 18, 2025 to Mar 22, 2026

Full history · 59 changes

HNW RAUM · $148M to $184M
Mar 18, 2025 to Mar 22, 2026
Individual RAUM · $29.5M to $21.1M
Mar 18, 2025 to Mar 22, 2026
Non-discretionary RAUM · $1.4M to $1.7M
Mar 18, 2025 to Mar 22, 2026
RAUM · $184M to $217M
Mar 18, 2025 to Mar 22, 2026
Accounts · 293 to 323
Mar 18, 2024 to Mar 18, 2025
Corporate clients · 5 to 6
Mar 18, 2024 to Mar 18, 2025
HNW clients · 128 to 134
Mar 18, 2024 to Mar 18, 2025
Individual clients · 71 to 80
Mar 18, 2024 to Mar 18, 2025
Financial planning clients · 0 to 0
Mar 18, 2024 to Mar 18, 2025
HQ city · unset to
Mar 18, 2024 to Mar 18, 2025
HQ state · unset to
Mar 18, 2024 to Mar 18, 2025
Discretionary RAUM · $154M to $182M
Mar 18, 2024 to Mar 18, 2025
HNW RAUM · $127M to $148M
Mar 18, 2024 to Mar 18, 2025
Individual RAUM · $22.7M to $29.5M
Mar 18, 2024 to Mar 18, 2025
Non-discretionary RAUM · $1.2M to $1.4M
Mar 18, 2024 to Mar 18, 2025
RAUM · $155M to $184M
Mar 18, 2024 to Mar 18, 2025
Accounts · 326 to 293
Mar 27, 2023 to Mar 18, 2024
Corporate clients · 7 to 5
Mar 27, 2023 to Mar 18, 2024
HNW clients · 126 to 128
Mar 27, 2023 to Mar 18, 2024
Individual clients · 96 to 71
Mar 27, 2023 to Mar 18, 2024
Discretionary RAUM · $141M to $154M
Mar 27, 2023 to Mar 18, 2024
HNW RAUM · $109M to $127M
Mar 27, 2023 to Mar 18, 2024
Individual RAUM · $27.1M to $22.7M
Mar 27, 2023 to Mar 18, 2024
Non-discretionary RAUM · $741,988 to $1.2M
Mar 27, 2023 to Mar 18, 2024
RAUM · $142M to $155M
Mar 27, 2023 to Mar 18, 2024
Accounts · 310 to 326
Jan 11, 2022 to Mar 27, 2023
HNW clients · 142 to 126
Jan 11, 2022 to Mar 27, 2023
Individual clients · 82 to 96
Jan 11, 2022 to Mar 27, 2023
Discretionary RAUM · $174M to $141M
Jan 11, 2022 to Mar 27, 2023
HNW RAUM · $142M to $109M
Jan 11, 2022 to Mar 27, 2023
Individual RAUM · $25.5M to $27.1M
Jan 11, 2022 to Mar 27, 2023
Non-discretionary RAUM · $769,236 to $741,988
Jan 11, 2022 to Mar 27, 2023
RAUM · $175M to $142M
Jan 11, 2022 to Mar 27, 2023
Accounts · 265 to 310
Mar 16, 2021 to Jan 10, 2022
Corporate clients · unset to 7.0
Mar 16, 2021 to Jan 10, 2022
HNW clients · unset to 142.0
Mar 16, 2021 to Jan 10, 2022
Individual clients · 162 to 82
Mar 16, 2021 to Jan 10, 2022
Discretionary RAUM · $125M to $174M
Mar 16, 2021 to Jan 10, 2022
HNW RAUM · unset to 141593572.0
Mar 16, 2021 to Jan 10, 2022
Individual RAUM · $124M to $25.5M
Mar 16, 2021 to Jan 10, 2022
Non-discretionary RAUM · $0 to $769,236
Mar 16, 2021 to Jan 10, 2022
Pension RAUM · 1144958.0 to unset
Mar 16, 2021 to Jan 10, 2022
RAUM · $125M to $175M
Mar 16, 2021 to Jan 10, 2022
Accounts · 237 to 265
Jun 27, 2012 to Mar 14, 2021
Advisory employees · unset to 1.0
Jun 27, 2012 to Mar 14, 2021
Individual clients · unset to 162.0
Jun 27, 2012 to Mar 14, 2021
Employees · unset to 2.0
Jun 27, 2012 to Mar 14, 2021
Financial planning clients · 51-100 to 0
Jun 27, 2012 to Mar 14, 2021
State-registered IARs · 0 to 1
Jun 27, 2012 to Mar 14, 2021
Other offices · unset to 0.0
Jun 27, 2012 to Mar 14, 2021
Discretionary RAUM · $25.1M to $125M
Jun 27, 2012 to Mar 14, 2021
Individual RAUM · unset to 124041395.0
Jun 27, 2012 to Mar 14, 2021
Pension RAUM · unset to 1144958.0
Jun 27, 2012 to Mar 14, 2021
RAUM · $25.1M to $125M
Jun 27, 2012 to Mar 14, 2021

Signals

1 dated events

••• Locked
Mar 14, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jul 16, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jul 16, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $217Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026