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Independent wealth managerSEC-registered

Independent wealth manager, reporting $129M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-03 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $129M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +2.2%
Private clients: 100%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-03-03 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 3 Mar 2026, RAUM $126M to $129M (+2.2%) on the Form ADV filed 3 Mar 2026.

Every filed figure, and the identifiersCRD 126653 · SEC 801-62003 · 17 filingsShow

CRD 126653SEC 801-62003First filing on the tape Feb 24, 2012, latest Mar 3, 2026SEC status approved since May 1, 2003IAPD

RAUM

$129M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$129M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$129M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM +8.7% a year over three years · the tape starts Feb 24, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$129M as of Mar 3, 2026

Feb 24, 2012$128M then

HNW client RAUM$129M as of Mar 3, 2026

Feb 13, 2018$145M then

State-registered IARs (5.B.3)1 as of Mar 3, 2026

Feb 24, 20120 then

Employees (5.A)1 as of Mar 3, 2026

Mar 8, 20131 then

Private funds: no history

RAUM +2.2% over the last fiscal year+8.7% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 3, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 ruleShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)

RAUM per advisor: $129MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.8MderivedHNW RAUM over HNW clients
Average account: $4.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +2.2%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: portfolio management for individuals, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% high-net-worth individuals

The breakdown by client type, and the client counts1 client typesShow

High-net-worth individuals$129M100%

Individual clients: n/areported
HNW clients: 27reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 27reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

S••••• B• O•••••• from U•• F•••••••• S••••••• I•••
May 19, 2003 · Other

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
S••••• B• O••••••	Des Moines, Ia	May 19, 2003	36 y	1

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

O••••••• S•••••• B• · President/Chief Compliance Officercontrol
since 03/2003 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 35 to 27
Feb 26, 2025 to Mar 3, 2026
HNW clients · 35 to 27
Feb 26, 2025 to Mar 3, 2026
Discretionary RAUM · $118M to $129M
Feb 26, 2025 to Mar 3, 2026
HNW RAUM · $126M to $129M
Feb 26, 2025 to Mar 3, 2026
Non-discretionary RAUM · $8.3M to $0
Feb 26, 2025 to Mar 3, 2026

Full history · 77 changes

RAUM · $126M to $129M
Feb 26, 2025 to Mar 3, 2026
Accounts · 67 to 35
Mar 22, 2024 to Feb 26, 2025
HNW clients · 34 to 35
Mar 22, 2024 to Feb 26, 2025
Financial planning clients · unset to
Mar 22, 2024 to Feb 26, 2025
HQ city · unset to
Mar 22, 2024 to Feb 26, 2025
HQ state · unset to
Mar 22, 2024 to Feb 26, 2025
Discretionary RAUM · $112M to $118M
Mar 22, 2024 to Feb 26, 2025
HNW RAUM · $112M to $126M
Mar 22, 2024 to Feb 26, 2025
Non-discretionary RAUM · $0 to $8.3M
Mar 22, 2024 to Feb 26, 2025
RAUM · $112M to $126M
Mar 22, 2024 to Feb 26, 2025
Accounts · 20 to 67
Mar 4, 2023 to Mar 22, 2024
HNW clients · 20 to 34
Mar 4, 2023 to Mar 22, 2024
Discretionary RAUM · $100M to $112M
Mar 4, 2023 to Mar 22, 2024
HNW RAUM · $100M to $112M
Mar 4, 2023 to Mar 22, 2024
RAUM · $100M to $112M
Mar 4, 2023 to Mar 22, 2024
Accounts · 23 to 20
May 2, 2022 to Mar 4, 2023
HNW clients · 18 to 20
May 2, 2022 to Mar 4, 2023
Discretionary RAUM · $96.2M to $100M
May 2, 2022 to Mar 4, 2023
HNW RAUM · $113M to $100M
May 2, 2022 to Mar 4, 2023
Non-discretionary RAUM · $16.3M to $0
May 2, 2022 to Mar 4, 2023
RAUM · $113M to $100M
May 2, 2022 to Mar 4, 2023
Accounts · 64 to 23
Feb 12, 2021 to Feb 22, 2022
HNW clients · 16 to 18
Feb 12, 2021 to Feb 22, 2022
Discretionary RAUM · $96.6M to $96.2M
Feb 12, 2021 to Feb 22, 2022
HNW RAUM · $96.6M to $113M
Feb 12, 2021 to Feb 22, 2022
Non-discretionary RAUM · $0 to $16.3M
Feb 12, 2021 to Feb 22, 2022
RAUM · $96.6M to $113M
Feb 12, 2021 to Feb 22, 2022
Accounts · 49 to 64
Jun 30, 2020 to Feb 12, 2021
HNW clients · 15 to 16
Jun 30, 2020 to Feb 12, 2021
Discretionary RAUM · $106M to $96.6M
Jun 30, 2020 to Feb 12, 2021
HNW RAUM · $106M to $96.6M
Jun 30, 2020 to Feb 12, 2021
RAUM · $106M to $96.6M
Jun 30, 2020 to Feb 12, 2021
Accounts · 46 to 49
Jan 14, 2019 to Feb 21, 2020
HNW clients · 46 to 15
Jan 14, 2019 to Feb 21, 2020
HQ city · DES MOINES to unset
Jan 14, 2019 to Feb 21, 2020
HQ state · IA to unset
Jan 14, 2019 to Feb 21, 2020
Discretionary RAUM · $101M to $106M
Jan 14, 2019 to Feb 21, 2020
HNW RAUM · $107M to $106M
Jan 14, 2019 to Feb 21, 2020
Non-discretionary RAUM · $6.1M to $0
Jan 14, 2019 to Feb 21, 2020
RAUM · $107M to $106M
Jan 14, 2019 to Feb 21, 2020
Accounts · 69 to 46
Feb 13, 2018 to Jan 14, 2019
Discretionary RAUM · $139M to $101M
Feb 13, 2018 to Jan 14, 2019
HNW RAUM · $145M to $107M
Feb 13, 2018 to Jan 14, 2019
Non-discretionary RAUM · $6.5M to $6.1M
Feb 13, 2018 to Jan 14, 2019
RAUM · $145M to $107M
Feb 13, 2018 to Jan 14, 2019
Accounts · 72 to 69
Mar 10, 2017 to Feb 13, 2018
HNW clients · unset to 46.0
Mar 10, 2017 to Feb 13, 2018
Other offices · unset to 0.0
Mar 10, 2017 to Feb 13, 2018
Discretionary RAUM · $134M to $139M
Mar 10, 2017 to Feb 13, 2018
HNW RAUM · unset to 145025000.0
Mar 10, 2017 to Feb 13, 2018
Non-discretionary RAUM · $18.0M to $6.5M
Mar 10, 2017 to Feb 13, 2018
RAUM · $152M to $145M
Mar 10, 2017 to Feb 13, 2018
Discretionary RAUM · $128M to $134M
Mar 8, 2016 to Mar 10, 2017
Non-discretionary RAUM · $12.0M to $18.0M
Mar 8, 2016 to Mar 10, 2017
RAUM · $140M to $152M
Mar 8, 2016 to Mar 10, 2017
Accounts · 71 to 72
Mar 25, 2015 to Mar 8, 2016
Discretionary RAUM · $130M to $128M
Mar 25, 2015 to Mar 8, 2016
RAUM · $142M to $140M
Mar 25, 2015 to Mar 8, 2016
Accounts · 51 to 71
Feb 3, 2014 to Mar 25, 2015
Discretionary RAUM · $116M to $130M
Feb 3, 2014 to Mar 25, 2015
Non-discretionary RAUM · $9.9M to $12.0M
Feb 3, 2014 to Mar 25, 2015
RAUM · $126M to $142M
Feb 3, 2014 to Mar 25, 2015
Accounts · 63 to 51
Mar 8, 2013 to Feb 3, 2014
Discretionary RAUM · $103M to $116M
Mar 8, 2013 to Feb 3, 2014
Non-discretionary RAUM · $40.0M to $9.9M
Mar 8, 2013 to Feb 3, 2014
RAUM · $143M to $126M
Mar 8, 2013 to Feb 3, 2014
Advisory employees · unset to 1.0
Feb 24, 2012 to Mar 8, 2013
Employees · unset to 1.0
Feb 24, 2012 to Mar 8, 2013
State-registered IARs · 0 to 1
Feb 24, 2012 to Mar 8, 2013
Discretionary RAUM · $91.0M to $103M
Feb 24, 2012 to Mar 8, 2013
Non-discretionary RAUM · $37.0M to $40.0M
Feb 24, 2012 to Mar 8, 2013
RAUM · $128M to $143M
Feb 24, 2012 to Mar 8, 2013

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 3, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $129Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026