DFX Intelligence

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Z•••• F•••••••• I•••

Independent wealth managerSEC-registered· Breckenridge, Coloradowebsite

Independent wealth manager, based in Breckenridge, Colorado, reporting $160M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $160M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +11%
Private clients: 99%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 27 Mar 2026, RAUM $144M to $160M (+10.6%) on the Form ADV filed 27 Mar 2026, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 135047 · SEC 801-123333 · 8 filingsShow

CRD 135047SEC 801-123333Legal name Z•••• F••••••••• I•••First filing on the tape Jan 27, 2022, latest Mar 27, 2026SEC status approved since Feb 25, 2022IAPD

RAUM

$160M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

99%

$158M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$160M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM +13% a year over three years · the tape starts Jan 27, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$160M as of Mar 27, 2026

Mar 28, 2023$112M then

HNW client RAUM$144M as of Mar 27, 2026

Mar 28, 2023$93.6M then

State-registered IARs (5.B.3)1 as of Mar 27, 2026

Mar 28, 20232 then

Employees (5.A)1 as of Mar 27, 2026

Mar 28, 20232 then

Private funds: no history

RAUM +11% over the last fiscal year+13% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 ruleShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)

RAUM per advisor: $160MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 128derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.3MderivedHNW RAUM over HNW clients
Average account: $482,324derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +11%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -12%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

90% high-net-worth individuals, 8.8% individuals, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow

High-net-worth individuals$144M90%
Individuals$14.0M8.8%
Corporations and businesses$1.9M1.2%

Individual clients: 84reported
HNW clients: 44reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 331reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: RAUM: 99% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

1 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Where they went: the top destinations among the 1 most recent departures on the tape

P•• W••••• M••••••••• L••1 advisor

Left, latest

A••••• R•••• P•• to P•• W••••• M••••••••• L••
May 7, 2024 · RIA to a state-registered adviser

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
D•••••• I•• Z••••	Breckenridge, Co	Sep 20, 2017	40 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Z••••• D••••••• I•• · President/Ccocontrol
since 08/1994 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Breckenridge, Co · principal	1	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 313 to 331
Mar 30, 2025 to Mar 27, 2026
Corporate clients · 5 to 7
Mar 30, 2025 to Mar 27, 2026
HNW clients · 59 to 44
Mar 30, 2025 to Mar 27, 2026
Individual clients · 87 to 84
Mar 30, 2025 to Mar 27, 2026
Discretionary RAUM · $144M to $160M
Mar 30, 2025 to Mar 27, 2026

Full history · 37 changes

HNW RAUM · $132M to $144M
Mar 30, 2025 to Mar 27, 2026
Individual RAUM · $11.0M to $14.0M
Mar 30, 2025 to Mar 27, 2026
RAUM · $144M to $160M
Mar 30, 2025 to Mar 27, 2026
Accounts · 156 to 313
Mar 29, 2024 to Mar 30, 2025
Corporate clients · 4 to 5
Mar 29, 2024 to Mar 30, 2025
HNW clients · 46 to 59
Mar 29, 2024 to Mar 30, 2025
Individual clients · 106 to 87
Mar 29, 2024 to Mar 30, 2025
Financial planning clients · unset to
Mar 29, 2024 to Mar 30, 2025
Discretionary RAUM · $141M to $144M
Mar 29, 2024 to Mar 30, 2025
HNW RAUM · $119M to $132M
Mar 29, 2024 to Mar 30, 2025
Individual RAUM · $20.6M to $11.0M
Mar 29, 2024 to Mar 30, 2025
RAUM · $141M to $144M
Mar 29, 2024 to Mar 30, 2025
Accounts · 364 to 156
Jan 12, 2024 to Mar 29, 2024
Advisory employees · 2 to 1
Jan 12, 2024 to Mar 29, 2024
HNW clients · 52 to 46
Jan 12, 2024 to Mar 29, 2024
Individual clients · 93 to 106
Jan 12, 2024 to Mar 29, 2024
Employees · 2 to 1
Jan 12, 2024 to Mar 29, 2024
State-registered IARs · 2 to 1
Jan 12, 2024 to Mar 29, 2024
Discretionary RAUM · $112M to $141M
Jan 12, 2024 to Mar 29, 2024
HNW RAUM · $93.6M to $119M
Jan 12, 2024 to Mar 29, 2024
Individual RAUM · $16.5M to $20.6M
Jan 12, 2024 to Mar 29, 2024
RAUM · $112M to $141M
Jan 12, 2024 to Mar 29, 2024
HQ city · FRISCO to BRECKENRIDGE
Mar 28, 2023 to Jul 18, 2023
Accounts · 302 to 364
Apr 6, 2022 to Mar 28, 2023
Corporate clients · 6 to 4
Apr 6, 2022 to Mar 28, 2023
HNW clients · 43 to 52
Apr 6, 2022 to Mar 28, 2023
Individual clients · 115 to 93
Apr 6, 2022 to Mar 28, 2023
Employees · 3 to 2
Apr 6, 2022 to Mar 28, 2023
Discretionary RAUM · $127M to $112M
Apr 6, 2022 to Mar 28, 2023
HNW RAUM · $108M to $93.6M
Apr 6, 2022 to Mar 28, 2023
Individual RAUM · $17.9M to $16.5M
Apr 6, 2022 to Mar 28, 2023
RAUM · $127M to $112M
Apr 6, 2022 to Mar 28, 2023

Signals

2 dated events

••• Locked
May 7, 2024 · Advisor changed firm · fact
••• Locked
Jan 27, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $160Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026