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P•• A•••••••

Independent wealth managerSEC-registered· Larkspur, California

Independent wealth manager, based in Larkspur, California, reporting $117M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-02-18 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $117M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +6.7%
Private clients: 96%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-02-18 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 18 Feb 2026, RAUM $110M to $117M (+6.7%) on the Form ADV filed 18 Feb 2026, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 137495 · SEC 801-118214 · 18 filingsShow

CRD 137495SEC 801-118214Legal name B•••••• P•••••• M••••••First filing on the tape Mar 2, 2012, latest Feb 18, 2026SEC status approved since Mar 10, 2020IAPD

RAUM

$117M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$112M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$117M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM +3.7% a year over three years · the tape starts Mar 2, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$117M as of Feb 18, 2026

Mar 30, 2012$50.9M then

HNW client RAUM$97.2M as of Feb 18, 2026

Mar 12, 2021$116M then

State-registered IARs (5.B.3)1 as of Feb 18, 2026

Mar 30, 20120 then

Employees (5.A)1 as of Feb 18, 2026

Mar 12, 20211 then

Private funds: no history

RAUM +6.7% over the last fiscal year+3.7% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Feb 18, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure2 rulesShow

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)

RAUM per advisor: $117MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 114derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.8MderivedHNW RAUM over HNW clients
Average account: $504,991derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +6.7%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -7.3%derived
Compensation: percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

83% high-net-worth individuals, 13% individuals, and 2 other client types

The breakdown by client type, and the client counts4 client typesShow

High-net-worth individuals$97.2M83%
Individuals$15.3M13%
Pension and profit-sharing plans$3.9M3.3%
Corporations and businesses$882,0000.8%

Individual clients: 61reported
HNW clients: 53reported
Pension plan clients: 3reported
Charitable clients: 0reported
Accounts: 232reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourly, commissionsreported
Class basis: RAUM: 96% private clients, 0% pooled funds, 3% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

P•••••• M•••••• B••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••
Apr 28, 2025 · Other

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
P•••••• M•••••• B•••••	Larkspur, Ca	Apr 28, 2025	27 y	2

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••• P••••••• M•••••• · Owner, Principal And Chief Compliance Officercontrol
since 11/2005 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 218 to 232
Feb 4, 2025 to Feb 18, 2026
Corporate clients · 2 to 3
Feb 4, 2025 to Feb 18, 2026
HNW clients · 55 to 53
Feb 4, 2025 to Feb 18, 2026
Individual clients · 68 to 61
Feb 4, 2025 to Feb 18, 2026
Pension plan clients · 2 to 3
Feb 4, 2025 to Feb 18, 2026

Full history · 78 changes

Discretionary RAUM · $110M to $117M
Feb 4, 2025 to Feb 18, 2026
HNW RAUM · $91.6M to $97.2M
Feb 4, 2025 to Feb 18, 2026
Individual RAUM · $15.6M to $15.3M
Feb 4, 2025 to Feb 18, 2026
Pension RAUM · $2.0M to $3.9M
Feb 4, 2025 to Feb 18, 2026
RAUM · $110M to $117M
Feb 4, 2025 to Feb 18, 2026
Accounts · 224 to 218
Aug 28, 2024 to Feb 4, 2025
HNW clients · 45 to 55
Aug 28, 2024 to Feb 4, 2025
Individual clients · 78 to 68
Aug 28, 2024 to Feb 4, 2025
Financial planning clients · 1-10 to 1-10
Aug 28, 2024 to Feb 4, 2025
Discretionary RAUM · $109M to $110M
Aug 28, 2024 to Feb 4, 2025
HNW RAUM · $83.8M to $91.6M
Aug 28, 2024 to Feb 4, 2025
Individual RAUM · $23.1M to $15.6M
Aug 28, 2024 to Feb 4, 2025
Pension RAUM · $1.0M to $2.0M
Aug 28, 2024 to Feb 4, 2025
RAUM · $109M to $110M
Aug 28, 2024 to Feb 4, 2025
Accounts · 211 to 224
Jan 25, 2023 to Feb 13, 2024
Corporate clients · 1 to 2
Jan 25, 2023 to Feb 13, 2024
HNW clients · 32 to 45
Jan 25, 2023 to Feb 13, 2024
Individual clients · 91 to 78
Jan 25, 2023 to Feb 13, 2024
Pension plan clients · 1 to 2
Jan 25, 2023 to Feb 13, 2024
Discretionary RAUM · $105M to $109M
Jan 25, 2023 to Feb 13, 2024
HNW RAUM · $68.7M to $83.8M
Jan 25, 2023 to Feb 13, 2024
Individual RAUM · $35.2M to $23.1M
Jan 25, 2023 to Feb 13, 2024
Pension RAUM · $1.0M to $1.0M
Jan 25, 2023 to Feb 13, 2024
RAUM · $105M to $109M
Jan 25, 2023 to Feb 13, 2024
Accounts · 115 to 211
Jun 28, 2022 to Jan 25, 2023
Corporate clients · 0 to 1
Jun 28, 2022 to Jan 25, 2023
HNW clients · 22 to 32
Jun 28, 2022 to Jan 25, 2023
Individual clients · 93 to 91
Jun 28, 2022 to Jan 25, 2023
Pension plan clients · 0 to 1
Jun 28, 2022 to Jan 25, 2023
Discretionary RAUM · $121M to $105M
Jun 28, 2022 to Jan 25, 2023
HNW RAUM · $75.0M to $68.7M
Jun 28, 2022 to Jan 25, 2023
Individual RAUM · $47.0M to $35.2M
Jun 28, 2022 to Jan 25, 2023
Non-discretionary RAUM · $1.0M to $0
Jun 28, 2022 to Jan 25, 2023
Pension RAUM · $0 to $1.0M
Jun 28, 2022 to Jan 25, 2023
RAUM · $122M to $105M
Jun 28, 2022 to Jan 25, 2023
Accounts · 117 to 115
Sep 15, 2021 to Feb 25, 2022
HNW clients · 80 to 22
Sep 15, 2021 to Feb 25, 2022
Individual clients · 37 to 93
Sep 15, 2021 to Feb 25, 2022
Discretionary RAUM · $122M to $121M
Sep 15, 2021 to Feb 25, 2022
HNW RAUM · $116M to $75.0M
Sep 15, 2021 to Feb 25, 2022
Individual RAUM · $7.2M to $47.0M
Sep 15, 2021 to Feb 25, 2022
Non-discretionary RAUM · $1.2M to $1.0M
Sep 15, 2021 to Feb 25, 2022
RAUM · $123M to $122M
Sep 15, 2021 to Feb 25, 2022
Accounts · 233 to 117
Jun 29, 2020 to Mar 12, 2021
HNW clients · 57 to 80
Jun 29, 2020 to Mar 12, 2021
Individual clients · 34 to 37
Jun 29, 2020 to Mar 12, 2021
Pension plan clients · 2 to 0
Jun 29, 2020 to Mar 12, 2021
Discretionary RAUM · $110M to $122M
Jun 29, 2020 to Mar 12, 2021
HNW RAUM · $99.2M to $116M
Jun 29, 2020 to Mar 12, 2021
Individual RAUM · $8.3M to $7.2M
Jun 29, 2020 to Mar 12, 2021
Non-discretionary RAUM · $1.1M to $1.2M
Jun 29, 2020 to Mar 12, 2021
Pension RAUM · $3.8M to $0
Jun 29, 2020 to Mar 12, 2021
RAUM · $111M to $123M
Jun 29, 2020 to Mar 12, 2021
Accounts · 255 to 233
Apr 25, 2012 to Feb 11, 2020
Advisory employees · unset to 1.0
Apr 25, 2012 to Feb 11, 2020
BD registered reps · unset to 0.0
Apr 25, 2012 to Feb 11, 2020
Charity clients · unset to 0.0
Apr 25, 2012 to Feb 11, 2020
Corporate clients · unset to 0.0
Apr 25, 2012 to Feb 11, 2020
HNW clients · unset to 57.0
Apr 25, 2012 to Feb 11, 2020
Individual clients · unset to 34.0
Apr 25, 2012 to Feb 11, 2020
Pension plan clients · unset to 2.0
Apr 25, 2012 to Feb 11, 2020
Pooled vehicle clients · unset to 0.0
Apr 25, 2012 to Feb 11, 2020
Employees · unset to 1.0
Apr 25, 2012 to Feb 11, 2020
State-registered IARs · 0 to 1
Apr 25, 2012 to Feb 11, 2020
Legal name · B•••••, P•••••• M to B•••••• P•••••• M••••••
Apr 25, 2012 to Feb 11, 2020
Other offices · unset to 0.0
Apr 25, 2012 to Feb 11, 2020
Discretionary RAUM · $46.3M to $110M
Apr 25, 2012 to Feb 11, 2020
HNW RAUM · unset to 99181000.0
Apr 25, 2012 to Feb 11, 2020
Individual RAUM · unset to 8300000.0
Apr 25, 2012 to Feb 11, 2020
Non-discretionary RAUM · $4.6M to $1.1M
Apr 25, 2012 to Feb 11, 2020
Pension RAUM · unset to 3783000.0
Apr 25, 2012 to Feb 11, 2020
Pooled vehicle RAUM · unset to 0.0
Apr 25, 2012 to Feb 11, 2020
RAUM · $50.9M to $111M
Apr 25, 2012 to Feb 11, 2020

Signals

1 dated events

••• Locked
Feb 11, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Feb 18, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $117Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026