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G•••••• F••• A•••••••••

Institutional managerSEC-registered· Lafayette, Californiawebsite

Institutional manager, based in Lafayette, California, reporting $517M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$517M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+23%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 6 Mar 2026, RAUM $419M to $517M (+23.5%) on the Form ADV filed 6 Mar 2026.

Every filed figure, and the identifiersCRD 142917 · SEC 801-67534 · 23 filingsShow
CRD 142917SEC 801-67534First filing on the tape Mar 30, 2012, latest Mar 6, 2026SEC status approved since Feb 22, 2007IAPD
RAUM
$517M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape

RAUM +5.7% a year over three years · the tape starts Mar 30, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$517M as of Mar 6, 2026
Mar 30, 2012$111M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 6, 2026
Mar 26, 20130 then
Employees (5.A)10 as of Mar 6, 2026
Mar 26, 201314 then
Private funds: no history
RAUM +23% over the last fiscal year+5.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$517MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% state and municipal entities

The breakdown by client type, and the client counts1 client typesShow
  • State and municipal entities$517M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 0% pooled funds, 100% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • F•••• H••••• G•••••• · Presidentcontrol
        since 08/1977 · owns 25% to 50%
      • F•••• S•••••• G•••••• · Chief Compliance Officer/Ceocontrol
        since 12/2018 · owns 10% to 25%
      • F•••• T••••••• G•••••• · Shareholder
        since 08/1977 · owns 10% to 25%
      • F•••• V•••••• U•• · Shareholder
        since 08/1977 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $419M to $517M
        Mar 26, 2025 to Mar 6, 2026
      • RAUM · $419M to $517M
        Mar 26, 2025 to Mar 6, 2026
      • Financial planning clients · 1-10 to 0
        Jan 29, 2024 to Mar 26, 2025
      • Discretionary RAUM · $472M to $419M
        Jan 29, 2024 to Mar 26, 2025
      • RAUM · $472M to $419M
        Jan 29, 2024 to Mar 26, 2025
      Full history · 51 changes
      • Discretionary RAUM · $438M to $472M
        Jan 24, 2023 to Jan 29, 2024
      • RAUM · $438M to $472M
        Jan 24, 2023 to Jan 29, 2024
      • Advisory employees · 6 to 5
        Jan 25, 2022 to Jan 24, 2023
      • Employees · 11 to 10
        Jan 25, 2022 to Jan 24, 2023
      • Discretionary RAUM · $572M to $438M
        Jan 25, 2022 to Jan 24, 2023
      • RAUM · $572M to $438M
        Jan 25, 2022 to Jan 24, 2023
      • Employees · 12 to 11
        Feb 12, 2021 to Jan 25, 2022
      • Discretionary RAUM · $432M to $572M
        Feb 12, 2021 to Jan 25, 2022
      • RAUM · $432M to $572M
        Feb 12, 2021 to Jan 25, 2022
      • Discretionary RAUM · $344M to $432M
        Feb 21, 2020 to Feb 12, 2021
      • RAUM · $344M to $432M
        Feb 21, 2020 to Feb 12, 2021
      • Employees · 11 to 12
        Jan 29, 2019 to Feb 21, 2020
      • Discretionary RAUM · $266M to $344M
        Jan 29, 2019 to Feb 21, 2020
      • RAUM · $266M to $344M
        Jan 29, 2019 to Feb 21, 2020
      • Employees · 10 to 11
        Mar 2, 2018 to Jan 29, 2019
      • Discretionary RAUM · $281M to $266M
        Mar 2, 2018 to Jan 29, 2019
      • RAUM · $281M to $266M
        Mar 2, 2018 to Jan 29, 2019
      • Discretionary RAUM · $0 to $281M
        Feb 28, 2018 to Mar 2, 2018
      • Non-discretionary RAUM · $281M to $0
        Feb 28, 2018 to Mar 2, 2018
      • Employees · 11 to 10
        Jul 10, 2017 to Feb 28, 2018
      • Other offices · unset to 0.0
        Jul 10, 2017 to Feb 28, 2018
      • Non-discretionary RAUM · $229M to $281M
        Jul 10, 2017 to Feb 28, 2018
      • RAUM · $229M to $281M
        Jul 10, 2017 to Feb 28, 2018
      • Advisory employees · 5 to 6
        Feb 25, 2016 to Mar 1, 2017
      • Employees · 10 to 11
        Feb 25, 2016 to Mar 1, 2017
      • Financial planning clients · 0 to 1-10
        Feb 25, 2016 to Mar 1, 2017
      • Discretionary RAUM · $205M to $0
        Feb 25, 2016 to Mar 1, 2017
      • Non-discretionary RAUM · $0 to $229M
        Feb 25, 2016 to Mar 1, 2017
      • RAUM · $205M to $229M
        Feb 25, 2016 to Mar 1, 2017
      • Advisory employees · 10 to 5
        Mar 24, 2015 to Feb 25, 2016
      • Employees · 15 to 10
        Mar 24, 2015 to Feb 25, 2016
      • Discretionary RAUM · $193M to $205M
        Mar 24, 2015 to Feb 25, 2016
      • RAUM · $193M to $205M
        Mar 24, 2015 to Feb 25, 2016
      • Discretionary RAUM · $160M to $193M
        Oct 15, 2014 to Mar 24, 2015
      • RAUM · $160M to $193M
        Oct 15, 2014 to Mar 24, 2015
      • Advisory employees · 11 to 10
        Mar 19, 2014 to Oct 14, 2014
      • Employees · 16 to 15
        Mar 19, 2014 to Oct 14, 2014
      • Advisory employees · 13 to 11
        Mar 26, 2013 to Mar 19, 2014
      • Employees · 14 to 16
        Mar 26, 2013 to Mar 19, 2014
      • Discretionary RAUM · $125M to $160M
        Mar 26, 2013 to Mar 19, 2014
      • RAUM · $125M to $160M
        Mar 26, 2013 to Mar 19, 2014
      • Advisory employees · unset to 13.0
        Mar 30, 2012 to Mar 26, 2013
      • Employees · unset to 14.0
        Mar 30, 2012 to Mar 26, 2013
      • State-registered IARs · unset to 0.0
        Mar 30, 2012 to Mar 26, 2013
      • Discretionary RAUM · $111M to $125M
        Mar 30, 2012 to Mar 26, 2013
      • RAUM · $111M to $125M
        Mar 30, 2012 to Mar 26, 2013
      Signals
      2 dated events
      • ••• Locked
        Jan 25, 2022 · RAUM change · derived
      • ••• Locked
        Jan 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 6, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 6, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.