DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CAPTRUST institutional | $1237B | +14% | 946 | $1.3B | 7.8% | 93% | 40 | 97 | 17 |
| METLIFE INVESTMENT MANAGEMENT, LLC institutional | $564B | +11% | 0.0% | 100% | 12 | 11 | |||
| ASSET MANAGEMENT ONE CO., LTD. other | $471B | -1.2% | 0.0% | 1 | |||||
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION institutional | $407B | -3.1% | 1.8% | 3 | |||||
| BARINGS LLC institutional | $393B | +14% | 0.0% | 11 | 91 | ||||
| NISA INVESTMENT ADVISORS, LLC institutional | $344B | +9.1% | 82 | $4.2B | 0.1% | 100% | 0 | 1 | 3 |
| NYL INVESTORS LLC institutional | $329B | +5.5% | 0.0% | 7 | 17 | ||||
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC institutional | $323B | +7.7% | 0.0% | 2 | 25 | ||||
| KKR CREDIT ADVISORS (US) LLC other | $271B | +18% | 0.0% | 11 | 108 | ||||
| MERCER INVESTMENTS LLC institutional | $226B | +12% | 0.0% | 26 | 40 | ||||
| SBI FUNDS MANAGEMENT LIMITED institutional | $220B | +11% | 0.1% | 100% | 1 | ||||
| FEDERATED INVESTMENT COUNSELING institutional | $207B | +3.8% | 241 | $860M | 1.9% | 5.8% | 27 | 3 | |
| GALLAGHER FIDUCIARY ADVISORS, LLC institutional | $195B | +7.9% | 123 | $1.6B | 0.5% | 30% | 32 | 37 | |
| BLACKSTONE ISG-I ADVISORS L.L.C. institutional | $184B | +18% | 0.0% | 5 | 6 | ||||
| GLOBAL RETIREMENT PARTNERS LLC institutional | $170B | +18% | 487 | $348M | 6.2% | 65% | 36 | 194 | |
| KEYRIDGE ASSET MANAGEMENT LIMITED other | $163B | +20% | 0.0% | 100% | 2 | ||||
| PAYDEN & RYGEL other | $158B | +4.8% | 12 | $13B | 1.1% | 100% | 7 | 2 | 3 |
| ONEDIGITAL institutional | $155B | +9.0% | 388 | $401M | 9.9% | 81% | 33 | 174 | |
| NEPC, LLC institutional | $153B | +11% | 1 | $153B | 2.2% | 100% | 26 | 4 | |
| AON INVESTMENTS USA INC. institutional | $151B | +11% | 0.0% | 15 | 8 | ||||
| NUVEEN ALTERNATIVES ADVISORS LLC institutional | $142B | +3.6% | 0.0% | 5 | 42 | ||||
| RHUMBLINE ADVISERS institutional | $136B | +11% | 0.0% | 1 | 24 | ||||
| INCOME RESEARCH + MANAGEMENT other | $131B | +20% | 3.9% | 100% | 1 | 15 | |||
| HARTFORD INVESTMENT MANAGEMENT COMPANY institutional | $124B | +8.4% | 0.0% | 3 | 13 | ||||
| SANDERS CAPITAL, LLC other | $122B | +22% | 1 | $122B | 0.0% | 1 | 3 | ||
| SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC institutional | $122B | +11% | 4 | $31B | 0.0% | 2 | |||
| COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC institutional | $121B | +8.2% | 0.0% | 13 | 13 | ||||
| RECORD CURRENCY MANAGEMENT LIMITED institutional | $114B | -1.2% | 0.0% | 3 | |||||
| NEW ENGLAND ASSET MANAGEMENT, INC. institutional | $112B | +8.3% | 1 | $112B | 0.0% | 100% | 1 | 3 | |
| BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC institutional | $107B | +16% | 0.0% | 37 | 1 | ||||
| CONNING, INC. institutional | $107B | +7.4% | 1 | $107B | 0.0% | 2 | |||
| PRINCIPAL REAL ESTATE institutional | $106B | +6.3% | 0.2% | 40% | 16 | 18 | |||
| PPM AMERICA INC institutional | $94B | +26% | 0.0% | 100% | 6 | 11 | |||
| FORT WASHINGTON INVESTMENT ADVISORS INC institutional | $93B | +18% | 19 | $4.9B | 1.2% | 100% | 31 | 3 | 45 |
| AEGON ASSET MANAGEMENT US institutional | $89B | +2.9% | 1 | $89B | 0.0% | 3 | 19 | ||
| SYMETRA INVESTMENT MANAGEMENT COMPANY other | $89B | +13% | 0.0% | 2 | 1 | ||||
| PARK AVENUE INSTITUTIONAL ADVISERS LLC institutional | $82B | +7.9% | 0.0% | 1 | |||||
| RUSSELL INVESTMENTS institutional | $81B | +1.8% | 3 | $27B | 0.0% | 2 | |||
| GALLIARD CAPITAL MANAGEMENT institutional | $80B | -0.1% | 0.0% | 1 | 3 | ||||
| PGIM LIMITED other | $76B | +17% | 1.1% | 100% | 2 | 24 | |||
| SLC MANAGEMENT institutional | $76B | +11% | 1 | $76B | 0.0% | 100% | 2 | 5 | 4 |
| JOBS PEAK ADVISORS institutional | $74B | 1 | $74B | 0.0% | 1 | ||||
| WORLD INVESTMENT ADVISORS, LLC other | $72B | +27% | 363 | $197M | 15% | 54% | 52 | 125 | |
| TIAA-CREF TUITION FINANCING, INC. institutional | $71B | +16% | 6 | $12B | 0.0% | 3 | |||
| BLACKSTONE ASSET BASED FINANCE ADVISORS LP institutional | $70B | +32% | 0.0% | 7 | 37 | ||||
| MEEDER PUBLIC FUNDS, INC. institutional | $70B | +8.2% | 18 | $3.9B | 0.0% | 100% | 8 | ||
| BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. other | $70B | +8.6% | 0.0% | 7 | |||||
| BROOKFIELD PUBLIC SECURITIES GROUP LLC institutional | $66B | +38% | 0.9% | 71% | 4 | ||||
| ALAN BILLER AND ASSOCIATES institutional | $65B | +9.6% | 0.0% | 1 | |||||
| TOWERS WATSON INVESTMENT SERVICES, INC. institutional | $63B | 5 | $13B | 0.0% | 15 | 11 | |||
| USI ADVISORS institutional | $56B | +15% | 72 | $782M | 0.0% | 14 | |||
| AEGON ASSET MANAGEMENT UK PLC other | $53B | +21% | 0.0% | 2 | |||||
| BLACKSTONE LIQUID CREDIT ADVISORS I LLC institutional | $52B | +33% | 2.0% | 100% | 6 | 5 | |||
| CBRE INVESTMENT MANAGEMENT INDIRECT LIMITED institutional | $50B | +16% | 0.0% | 8 | 5 | ||||
| SEGAL MARCO ADVISORS institutional | $50B | +34% | 0.0% | 16 | 4 | ||||
| MONDRIAN INVESTMENT PARTNERS LIMITED other | $49B | +19% | 0.0% | 1 | 27 | ||||
| MARQUETTE ASSOCIATES, INC. other | $47B | +32% | 4 | $12B | 10% | 100% | 26 | 9 | |
| NLG CAPITAL LLC institutional | $47B | +19% | 0.0% | 3 | |||||
| CONCORD ADVISORY GROUP LTD other | $46B | +23% | 0.1% | 100% | 2 | ||||
| CHANDLER ASSET MANAGEMENT INC institutional | $45B | +9.0% | 21 | $2.2B | 0.0% | 7 |
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627 practices match (Institutional asset manager). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.