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B•••• A•••• M••••••••• L•

Independent wealth managerSEC-registered· Newport Beach, Californiawebsite

Independent wealth manager, based in Newport Beach, California, reporting $129M of regulatory assets across 3 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-02-11 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $129M
Advisors: 3
Net advisor flow, 12 months: 0
RAUM change, 1 year: +12%
Private clients: 99%

See where advisers went See teams that moved

Advisors (3)Where the RAUM sits

As of 2026-02-11 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 11 Feb 2026, RAUM $115M to $129M (+12.3%) on the Form ADV filed 11 Feb 2026, while advisors on the filing held at 3.

Every filed figure, and the identifiersCRD 142987 · SEC 801-67519 · 27 filingsShow

CRD 142987SEC 801-67519First filing on the tape Mar 14, 2012, latest Feb 11, 2026SEC status approved since Jan 29, 2007IAPD

RAUM

$129M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

99%

$127M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$42.9M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM +12% a year over three years · the tape starts Mar 14, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$129M as of Feb 11, 2026

Mar 14, 2012$121M then

HNW client RAUM$69.4M as of Feb 11, 2026

Mar 28, 2018$84.9M then

State-registered IARs (5.B.3)3 as of Feb 11, 2026

Mar 14, 20120 then

Employees (5.A)4 as of Feb 11, 2026

Mar 22, 20136 then

Private funds: no history

RAUM +12% over the last fiscal year+12% a year over threeIARs 3 to 3offices 0 to 1

Practice profile

derived from the filing of Feb 11, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure2 rulesShow

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $42.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 39derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.1MderivedHNW RAUM over HNW clients
Average account: $609,753derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -2.5%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Custody: $75.0M, 57 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

54% high-net-worth individuals, 45% individuals, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow

High-net-worth individuals$69.4M54%
Individuals$58.0M45%
Pension and profit-sharing plans$1.2M1.0%

Individual clients: 54reported
HNW clients: 63reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 211reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $75.0M for 57 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: RAUM: 99% private clients, 0% pooled funds, 1% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

M••• D•••• B•••• from W•••• F•••• A•••••••
Apr 2, 2008 · Other
M•••••• B•••• B•••• from W•••• F•••• A•••••••
Apr 2, 2008 · Other
S•••••• M•••••• B•••• from W•••• F•••• A•••••••
Apr 2, 2008 · Other

Every departure Every arrival

Advisors registered through the firm

3 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
M••• D•••• B••••	Newport Beach, Ca	Apr 2, 2008	32 y	2
M•••••• B•••• B••••	Newport Beach, Ca	Apr 2, 2008	32 y	2
S•••••• M•••••• B••••	Fallbrook, Ca	Apr 2, 2008	32 y	2

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••• S••••••• M•••••• · Chief Compliance Officercontrol
since 06/2004 · owns less than 5%
B••••• K•••••••• M••••• · Trusteecontrol
since 12/2002 · owns F of B•••• F••••• T•••• U•••• 1•••••••
B••••• M•••• D•••• · Trusteecontrol
since 12/2002 · owns F of B•••• F••••• T•••• U•••• 1•••••••
B••••• M••••••• B•••• · Trusteecontrol
since 12/2018 · owns F of M• B•••• • S• B•••• T••• M•••••• • S••• B•••• T•••• U•• D•• 0•••••••••
B••••• P•••••• G••••• · Trusteecontrol
since 06/2015 · owns F of T•• S•••••• A•• P••••• B•••• F••••• T•••• U•• D•• 0•••••••••

All 7 control persons

B••••• S•••• W••••••••• · Trusteecontrol
since 12/2018 · owns F of M• B•••• • S• B•••• T••• M•••••• • S••• B•••• T•••• U•• D•• 0•••••••••
B••••• S••••••• M•••••• · Trusteecontrol
since 12/2002 · owns F of T•• S•••••• A•• P••••• B•••• F••••• T•••• U•• D•• 0•••••••••

Entity owners

B•••• C•••••• M••••••••• L•• · General Partner
direct · owns less than 5%
B•••• F••••• T•••• U•••• 1••••••• · Limited Partner
direct · owns 25% to 50%
M• B•••• • S• B•••• T••• M•••••• • S••• B•••• T•••• U•• D•• 0••••••••• · Limited Partner
direct · owns 25% to 50%
T•• S•••••• A•• P••••• B•••• F••••• T•••• U•• D•• 0••••••••• · Limited Partner
direct · owns 25% to 50%
B•••• F••••• T•••• U•••• 1••••••• · Managing Member
indirect · owns 25% to 50% of B•••• C•••••• M••••••••• L••

All 8 entity owners

D•••• • S•••••••• B•••• F••••• T•••• U•••• 0••••••••• · Managing Member
indirect · owns 25% to 50% of B•••• C•••••• M••••••••• L••
M• B•••• • S• B•••• T••• M•••••• • S••• B•••• T•••• U•• D•• 0••••••••• · Managing Member
indirect · owns F of B•••• C•••••• M••••••••• L••
T•• S•••••• A•• P••••• B•••• F••••• T•••• U•• D•• 0••••••••• · Managing Member
indirect · owns 25% to 50% of B•••• C•••••• M••••••••• L••

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Newport Beach, Ca · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 216 to 211
Jul 28, 2025 to Feb 11, 2026
HNW clients · 60 to 63
Jul 28, 2025 to Feb 11, 2026
Individual clients · 60 to 54
Jul 28, 2025 to Feb 11, 2026
Assets in custody · $58.2M to $75.0M
Jul 28, 2025 to Feb 11, 2026
Discretionary RAUM · $115M to $129M
Jul 28, 2025 to Feb 11, 2026

Full history · 80 changes

HNW RAUM · $61.3M to $69.4M
Jul 28, 2025 to Feb 11, 2026
Individual RAUM · $52.1M to $58.0M
Jul 28, 2025 to Feb 11, 2026
Pension RAUM · $1.1M to $1.2M
Jul 28, 2025 to Feb 11, 2026
RAUM · $115M to $129M
Jul 28, 2025 to Feb 11, 2026
Financial planning clients · 0 to 0
Feb 13, 2025 to Jul 28, 2025
Other offices · 0 to 1
Feb 13, 2025 to Jul 28, 2025
Accounts · 217 to 216
Jul 16, 2024 to Feb 13, 2025
HNW clients · 59 to 60
Jul 16, 2024 to Feb 13, 2025
Individual clients · 61 to 60
Jul 16, 2024 to Feb 13, 2025
Assets in custody · $55.5M to $58.2M
Jul 16, 2024 to Feb 13, 2025
Discretionary RAUM · $97.5M to $115M
Jul 16, 2024 to Feb 13, 2025
HNW RAUM · $52.1M to $61.3M
Jul 16, 2024 to Feb 13, 2025
Individual RAUM · $44.4M to $52.1M
Jul 16, 2024 to Feb 13, 2025
Pension RAUM · $969,765 to $1.1M
Jul 16, 2024 to Feb 13, 2025
RAUM · $97.5M to $115M
Jul 16, 2024 to Feb 13, 2025
Accounts · 222 to 217
Jan 17, 2023 to Feb 7, 2024
Individual clients · 65 to 61
Jan 17, 2023 to Feb 7, 2024
Assets in custody · $46.8M to $55.5M
Jan 17, 2023 to Feb 7, 2024
Discretionary RAUM · $92.3M to $97.5M
Jan 17, 2023 to Feb 7, 2024
HNW RAUM · $43.8M to $52.1M
Jan 17, 2023 to Feb 7, 2024
Individual RAUM · $47.5M to $44.4M
Jan 17, 2023 to Feb 7, 2024
Pension RAUM · $961,219 to $969,765
Jan 17, 2023 to Feb 7, 2024
RAUM · $92.3M to $97.5M
Jan 17, 2023 to Feb 7, 2024
Accounts · 248 to 222
Feb 25, 2022 to Jan 17, 2023
HNW clients · 68 to 59
Feb 25, 2022 to Jan 17, 2023
Individual clients · 60 to 65
Feb 25, 2022 to Jan 17, 2023
Assets in custody · $62.0M to $46.8M
Feb 25, 2022 to Jan 17, 2023
Financial planning clients · 1-10 to 0
Feb 25, 2022 to Jan 17, 2023
Discretionary RAUM · $157M to $92.3M
Feb 25, 2022 to Jan 17, 2023
HNW RAUM · $82.4M to $43.8M
Feb 25, 2022 to Jan 17, 2023
Individual RAUM · $73.0M to $47.5M
Feb 25, 2022 to Jan 17, 2023
Pension RAUM · $1.3M to $961,219
Feb 25, 2022 to Jan 17, 2023
RAUM · $157M to $92.3M
Feb 25, 2022 to Jan 17, 2023
Accounts · 266 to 248
Mar 16, 2021 to Feb 25, 2022
HNW clients · 74 to 68
Mar 16, 2021 to Feb 25, 2022
Individual clients · 63 to 60
Mar 16, 2021 to Feb 25, 2022
Assets in custody · $81.6M to $62.0M
Mar 16, 2021 to Feb 25, 2022
Discretionary RAUM · $169M to $157M
Mar 16, 2021 to Feb 25, 2022
HNW RAUM · $91.9M to $82.4M
Mar 16, 2021 to Feb 25, 2022
Individual RAUM · $75.2M to $73.0M
Mar 16, 2021 to Feb 25, 2022
Pension RAUM · $1.6M to $1.3M
Mar 16, 2021 to Feb 25, 2022
RAUM · $169M to $157M
Mar 16, 2021 to Feb 25, 2022
Accounts · 264 to 266
Oct 13, 2020 to Mar 16, 2021
HNW clients · 79 to 74
Oct 13, 2020 to Mar 16, 2021
Individual clients · 66 to 63
Oct 13, 2020 to Mar 16, 2021
Assets in custody · $32.7M to $81.6M
Oct 13, 2020 to Mar 16, 2021
Discretionary RAUM · $96.8M to $169M
Oct 13, 2020 to Mar 16, 2021
HNW RAUM · $52.2M to $91.9M
Oct 13, 2020 to Mar 16, 2021
Individual RAUM · $43.6M to $75.2M
Oct 13, 2020 to Mar 16, 2021
Pension RAUM · $1.0M to $1.6M
Oct 13, 2020 to Mar 16, 2021
RAUM · $96.8M to $169M
Oct 13, 2020 to Mar 16, 2021
Accounts · 268 to 264
Aug 6, 2019 to Feb 13, 2020
HNW clients · 80 to 79
Aug 6, 2019 to Feb 13, 2020
Individual clients · 69 to 66
Aug 6, 2019 to Feb 13, 2020
Assets in custody · $0 to $32.7M
Aug 6, 2019 to Feb 13, 2020
Discretionary RAUM · $96.0M to $96.8M
Aug 6, 2019 to Feb 13, 2020
HNW RAUM · $76.2M to $52.2M
Aug 6, 2019 to Feb 13, 2020
Individual RAUM · $19.2M to $43.6M
Aug 6, 2019 to Feb 13, 2020
Pension RAUM · $561,647 to $1.0M
Aug 6, 2019 to Feb 13, 2020
RAUM · $96.0M to $96.8M
Aug 6, 2019 to Feb 13, 2020
Accounts · 310 to 268
Mar 28, 2018 to Jan 31, 2019
HNW clients · 85 to 80
Mar 28, 2018 to Jan 31, 2019
Individual clients · 73 to 69
Mar 28, 2018 to Jan 31, 2019
Discretionary RAUM · $110M to $96.0M
Mar 28, 2018 to Jan 31, 2019
HNW RAUM · $84.9M to $76.2M
Mar 28, 2018 to Jan 31, 2019
Individual RAUM · $23.7M to $19.2M
Mar 28, 2018 to Jan 31, 2019
Pension RAUM · $968,425 to $561,647
Mar 28, 2018 to Jan 31, 2019
RAUM · $110M to $96.0M
Mar 28, 2018 to Jan 31, 2019
Accounts · 323 to 310
Sep 18, 2017 to Mar 28, 2018
Advisory activities · 3 to 2
Sep 18, 2017 to Mar 28, 2018
HNW clients · unset to 85.0
Sep 18, 2017 to Mar 28, 2018
Individual clients · unset to 73.0
Sep 18, 2017 to Mar 28, 2018
Other offices · unset to 0.0
Sep 18, 2017 to Mar 28, 2018
Discretionary RAUM · $96.5M to $110M
Sep 18, 2017 to Mar 28, 2018
HNW RAUM · unset to 84947651.0
Sep 18, 2017 to Mar 28, 2018

Signals

1 dated events

••• Locked
Jan 31, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 24, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Feb 11, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Feb 11, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $42.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026