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T•• F••• M•••••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Indianapolis, Indianawebsite

Former SEC-registered adviser, based in Indianapolis, Indiana, reporting $24.3M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$24.3M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
-65%
Form ADV, consecutive annual filings
Private clients
43% of RAUM, $10.4M
Form ADV
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 20 Dec 2018, RAUM $70.3M to $24.3M (-65.4%) on the Form ADV filed 20 Dec 2018.

Every filed figure, and the identifiersCRD 149612 · SEC 801-78270 · 19 filingsShow
CRD 149612SEC 801-78270Legal name T•• F••• M••••••••• L••First filing on the tape Jun 25, 2013, latest Dec 20, 2018IAPD
RAUM
$24.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
43%
$10.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$24.3M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$2.4M gross assets
History
19 filings and snapshots on the tape
RAUM$91.5M as of Mar 26, 2018
Mar 27, 2014$355M then
HNW client RAUM: $11.4M
State-registered IARs (5.B.3)1 as of Mar 26, 2018
Mar 27, 20142 then
Employees (5.A)1 as of Mar 26, 2018
Mar 27, 20142 then
Private funds1 as of Mar 26, 2018
Mar 27, 20141 then
RAUM -65% over the last fiscal year-68% a year over threeIARs 3 to 1
Practice profile
derived from the filing of Dec 20, 2018; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
$24.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$549,890derivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
-67%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$2.4M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$11.5M47%
  • High-net-worth individuals$10.4M43%
  • Pooled investment vehicles$2.4M9.7%
Individual clients
n/areported
HNW clients
19reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
24reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $6.5M managedreported
Custody of client assets
$2.4M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Advisors registered through the firm
    1 on IAPD today; the 10 longest tenured
    NameBranchHere sinceIn industryPrior firms
    M•••••• P•••••• M•••••Chartered Financial AnalystZionsville, InJul 20, 201021 y2
    Private funds
    1 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    T•• F••• P•••••••• L•Hedge Fund$2.4M15Jun 25, 2013
    Owners and control persons
    Schedule A and B, latest filing
    • M•••••• M••••••• P•••••• · Manager And Ccocontrol
      since 01/2008 · owns 25% to 50%
    • S•••••• J•••• R••••• · Membercontrol
      since 01/2008 · owns 25% to 50%
    • S•••••• J•••• D• · Membercontrol
      since 01/2008 · owns F of T•• F••• M••••••••• L••
    • S•••••• J••• P• · Membercontrol
      since 01/2008 · owns F of T•• F••• M••••••••• L••
    • K•••••••• M••••••• J• · Indirect
      since 04/2014 · owns F of T•• F••• M••••••••• L••
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 23 to 24
      Mar 26, 2018 to Nov 20, 2018
    • Advisory activities · 3 to 2
      Mar 26, 2018 to Nov 20, 2018
    • Assets in custody · $1.3M to $2.4M
      Mar 26, 2018 to Nov 20, 2018
    • Discretionary RAUM · $91.5M to $24.3M
      Mar 26, 2018 to Nov 20, 2018
    • HNW RAUM · $11.4M to $10.4M
      Mar 26, 2018 to Nov 20, 2018
    Full history · 80 changes
    • Pooled vehicle RAUM · $1.3M to $2.4M
      Mar 26, 2018 to Nov 20, 2018
    • RAUM · $91.5M to $24.3M
      Mar 26, 2018 to Nov 20, 2018
    • Wrap assets (manager) · $7.1M to $6.5M
      Mar 26, 2018 to Nov 20, 2018
    • Accounts · 79 to 23
      Aug 3, 2017 to Mar 26, 2018
    • HNW clients · unset to 19.0
      Aug 3, 2017 to Mar 26, 2018
    • Pooled vehicle clients · unset to 1.0
      Aug 3, 2017 to Mar 26, 2018
    • Assets in custody · $1.8M to $1.3M
      Aug 3, 2017 to Mar 26, 2018
    • Other offices · unset to 0.0
      Aug 3, 2017 to Mar 26, 2018
    • Discretionary RAUM · $81.5M to $91.5M
      Aug 3, 2017 to Mar 26, 2018
    • HNW RAUM · unset to 11381326.0
      Aug 3, 2017 to Mar 26, 2018
    • Non-discretionary RAUM · $73,698 to $0
      Aug 3, 2017 to Mar 26, 2018
    • Pooled vehicle RAUM · unset to 1308978.0
      Aug 3, 2017 to Mar 26, 2018
    • RAUM · $81.6M to $91.5M
      Aug 3, 2017 to Mar 26, 2018
    • Wrap assets (manager) · unset to 7108691.0
      Aug 3, 2017 to Mar 26, 2018
    • Wrap assets (sponsor) · unset to 0.0
      Aug 3, 2017 to Mar 26, 2018
    • Accounts · 77 to 79
      May 22, 2017 to Jul 31, 2017
    • Advisory employees · 2 to 1
      May 22, 2017 to Jul 31, 2017
    • Employees · 2 to 1
      May 22, 2017 to Jul 31, 2017
    • State-registered IARs · 2 to 1
      May 22, 2017 to Jul 31, 2017
    • Discretionary RAUM · $76.8M to $81.5M
      May 22, 2017 to Jul 31, 2017
    • Non-discretionary RAUM · $73,433 to $73,698
      May 22, 2017 to Jul 31, 2017
    • RAUM · $76.9M to $81.6M
      May 22, 2017 to Jul 31, 2017
    • Accounts · 178 to 77
      Mar 1, 2017 to May 22, 2017
    • Advisory employees · 3 to 2
      Mar 1, 2017 to May 22, 2017
    • Employees · 3 to 2
      Mar 1, 2017 to May 22, 2017
    • State-registered IARs · 3 to 2
      Mar 1, 2017 to May 22, 2017
    • Discretionary RAUM · $70.3M to $76.8M
      Mar 1, 2017 to May 22, 2017
    • RAUM · $70.3M to $76.9M
      Mar 1, 2017 to May 22, 2017
    • Accounts · 954 to 178
      Jul 15, 2016 to Mar 1, 2017
    • Advisory employees · 4 to 3
      Jul 15, 2016 to Mar 1, 2017
    • Assets in custody · $1.4M to $1.8M
      Jul 15, 2016 to Mar 1, 2017
    • Employees · 4 to 3
      Jul 15, 2016 to Mar 1, 2017
    • Discretionary RAUM · $630M to $70.3M
      Jul 15, 2016 to Mar 1, 2017
    • Non-discretionary RAUM · $150,000 to $73,433
      Jul 15, 2016 to Mar 1, 2017
    • RAUM · $630M to $70.3M
      Jul 15, 2016 to Mar 1, 2017
    • Accounts · 1,004 to 954
      Mar 14, 2016 to Jul 15, 2016
    • Discretionary RAUM · $610M to $630M
      Mar 14, 2016 to Jul 15, 2016
    • RAUM · $610M to $630M
      Mar 14, 2016 to Jul 15, 2016
    • Advisory activities · 1 to 3
      Feb 11, 2016 to Mar 14, 2016
    • Assets in custody · $1.2M to $1.4M
      Feb 11, 2016 to Mar 14, 2016
    • Discretionary RAUM · $550M to $610M
      Feb 11, 2016 to Mar 14, 2016
    • Non-discretionary RAUM · $175,000 to $150,000
      Feb 11, 2016 to Mar 14, 2016
    • RAUM · $550M to $610M
      Feb 11, 2016 to Mar 14, 2016
    • Accounts · 1,005 to 1,004
      Mar 19, 2015 to Feb 11, 2016
    • Assets in custody · $1.9M to $1.2M
      Mar 19, 2015 to Feb 11, 2016
    • Discretionary RAUM · $750M to $550M
      Mar 19, 2015 to Feb 11, 2016
    • Non-discretionary RAUM · $250,000 to $175,000
      Mar 19, 2015 to Feb 11, 2016
    • RAUM · $750M to $550M
      Mar 19, 2015 to Feb 11, 2016
    • Related adviser · true to false
      Mar 19, 2015 to Feb 11, 2016
    • Accounts · 607 to 1,005
      Nov 26, 2014 to Mar 19, 2015
    • Advisory employees · 3 to 4
      Nov 26, 2014 to Mar 19, 2015
    • Employees · 3 to 4
      Nov 26, 2014 to Mar 19, 2015
    • Discretionary RAUM · $680M to $750M
      Nov 26, 2014 to Mar 19, 2015
    • RAUM · $680M to $750M
      Nov 26, 2014 to Mar 19, 2015
    • Assets in custody · $1.0M to $1.9M
      Sep 3, 2014 to Nov 26, 2014
    • Discretionary RAUM · $600M to $680M
      Sep 3, 2014 to Nov 26, 2014
    • RAUM · $600M to $680M
      Sep 3, 2014 to Nov 26, 2014
    • Related adviser · false to true
      Sep 3, 2014 to Nov 26, 2014
    • Accounts · 507 to 607
      May 21, 2014 to Sep 3, 2014
    • Discretionary RAUM · $425M to $600M
      May 21, 2014 to Sep 3, 2014
    • Non-discretionary RAUM · $350,000 to $250,000
      May 21, 2014 to Sep 3, 2014
    • RAUM · $425M to $600M
      May 21, 2014 to Sep 3, 2014
    • Accounts · 407 to 507
      Mar 27, 2014 to May 21, 2014
    • Advisory employees · 2 to 3
      Mar 27, 2014 to May 21, 2014
    • Assets in custody · $1.2M to $1.0M
      Mar 27, 2014 to May 21, 2014
    • Employees · 2 to 3
      Mar 27, 2014 to May 21, 2014
    • State-registered IARs · 2 to 3
      Mar 27, 2014 to May 21, 2014
    • Discretionary RAUM · $355M to $425M
      Mar 27, 2014 to May 21, 2014
    • RAUM · $355M to $425M
      Mar 27, 2014 to May 21, 2014
    • Accounts · 207 to 407
      Mar 6, 2014 to Mar 27, 2014
    • Assets in custody · $1.5M to $1.2M
      Mar 6, 2014 to Mar 27, 2014
    • Discretionary RAUM · $305M to $355M
      Mar 6, 2014 to Mar 27, 2014
    • RAUM · $305M to $355M
      Mar 6, 2014 to Mar 27, 2014
    • Discretionary RAUM · $105M to $305M
      Jan 9, 2014 to Mar 6, 2014
    • Non-discretionary RAUM · $750,000 to $350,000
      Jan 9, 2014 to Mar 6, 2014
    Signals
    1 dated events
    • ••• Locked
      Jun 25, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    ••• Lockedreportedpublic record, Form ADV, Mar 23, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $24.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026