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W•• A•••• M••••••••• L••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $181M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-12 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $181M
Advisors: 1
Private clients: 100%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-03-12 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 157405 · SEC 801-135836 · 1 filingShow

CRD 157405SEC 801-135836First filing on the tape Mar 12, 2026, latest Mar 12, 2026SEC status approved since Apr 13, 2026IAPD

RAUM

$181M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$181M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$181M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

1 filing and snapshots on the tape

Filed figures over time · the tape starts Mar 12, 2026

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM: $181M

HNW client RAUM: $176M

State-registered IARs (5.B.3): 1

Employees (5.A): 1

Private funds: no history

Practice profile

derived from the filing of Mar 12, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 ruleShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)

RAUM per advisor: $181MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 74derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.0MderivedHNW RAUM over HNW clients
Average account: $1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

97% high-net-worth individuals, 3.1% individuals

The breakdown by client type, and the client counts2 client typesShow

High-net-worth individuals$176M97%
Individuals$5.6M3.1%

Individual clients: 16reported
HNW clients: 58reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 125reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
E••• H•••• W••	Madison, Ct	Apr 29, 2011	22 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

W••• E•••• H•••• · Managing Member/Chief Compliance Officercontrol
since 04/2011 · owns 50% to 75%
W••• I•••••• K••• · Membercontrol
since 03/2011 · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

One filing, no change to show.

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Mar 12, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 12, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $181Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.