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C••••••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· Palo Alto, Californiawebsite

Asset manager (funds and pooled vehicles), based in Palo Alto, California, reporting $230M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-04-09 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $230M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +129%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-04-09 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+129.4%
RAUM, one year
RAUM $100M to $230M (+129.4%) on the Form ADV filed 9 Apr 2026, while advisors on the filing held at 1.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 161099 · SEC 801-74339 · 33 filingsShow

CRD 161099SEC 801-74339First filing on the tape Feb 16, 2012, latest Apr 9, 2026SEC status approved since Mar 30, 2012IAPD

RAUM

$230M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$230M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

33 filings and snapshots on the tape

RAUM +8.0% a year over three years · the tape starts Feb 16, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$230M as of Apr 9, 2026

Apr 1, 2013$356M then

HNW client RAUM: no history

State-registered IARs (5.B.3)1 as of Apr 9, 2026

Apr 1, 20130 then

Employees (5.A)10 as of Apr 9, 2026

Apr 1, 20137 then

Private funds2 as of Apr 9, 2026

Apr 1, 20137 then

RAUM +129% over the last fiscal year+8.0% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Apr 9, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 ruleShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $230MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $115MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 10.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +129%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $92.4M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$230M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $92.4M for 2 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
K••• Y••• H••	Palo Alto, Ca	Jan 1, 2025	15 y	0

Private funds

9 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C••••••••• C•••••• E••••••• E••••• Q•• L•	Hedge Fund	$173M	22	Feb 16, 2012
C••••••••• C•••••• I• O••••••• F•••• L•••no longer reported	Hedge Fund	$96.7M	6	Feb 16, 2012
C••••••••• C•••••• I• M••••• F•••• L•••no longer reported	Hedge Fund	$84.2M	22	Feb 16, 2012
C••••••••• C•••••• I• C••••• M•••••• L•••no longer reported	Hedge Fund	$61.6M	2	Feb 16, 2012
C••••••••• C•••••• I• Q•• L•	Hedge Fund	$57.5M	21	Feb 16, 2012

All 9 private fundslargest gross assets first

Fund	Type	Gross assets	Owners	First reported
C••••••••• C•••••• I• Q•• L•no longer reported	Hedge Fund	$54.0M	6	Feb 16, 2012
C••••••••• C•••••• E••••••• E••••• M••••• F•••• L•••no longer reported	Hedge Fund	$20.5M	2	Feb 16, 2012
C••••••••• C•••••• I• C•••••• L•••no longer reported	Hedge Fund	$7.6M	1	Feb 16, 2012
C••••••••• C•••••• E••••••• E••••• O••••••• F•••• L•••no longer reported	Hedge Fund	$314,714	1	Feb 16, 2012

Owners and control persons

Schedule A and B, latest filing

R•••••• R•••••• M••••• · Managing Member, Chief Executive Officercontrol
since 10/2004 · owns 75% or more
L•••• T•• · Chief Compliance Officer
since 07/2022 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Apr 9, 2026
RAUM (Item 5.F) moved from $100,324,625 to $230,133,537 (+129.0%) between the annual amendments of 2025-03-31 and 2026-04-09; the peer median change was +4.0% (1141 comparable advisers, 98.0th percentile of changes)
peers: asset managers, $100M to $500M (1,141) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $313M to $230M
Mar 31, 2026 to Apr 9, 2026
Pooled vehicle RAUM · $313M to $230M
Mar 31, 2026 to Apr 9, 2026
RAUM · $313M to $230M
Mar 31, 2026 to Apr 9, 2026
Assets in custody · $100M to $92.4M
Mar 31, 2025 to Mar 31, 2026
Discretionary RAUM · $100M to $313M
Mar 31, 2025 to Mar 31, 2026

Full history · 80 changes

Pooled vehicle RAUM · $100M to $313M
Mar 31, 2025 to Mar 31, 2026
RAUM · $100M to $313M
Mar 31, 2025 to Mar 31, 2026
Assets in custody · $97.7M to $100M
Mar 30, 2024 to Mar 31, 2025
Employees · 12 to 10
Mar 30, 2024 to Mar 31, 2025
Financial planning clients · 0 to 0
Mar 30, 2024 to Mar 31, 2025
State-registered IARs · 2 to 1
Mar 30, 2024 to Mar 31, 2025
Discretionary RAUM · $103M to $100M
Mar 30, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $103M to $100M
Mar 30, 2024 to Mar 31, 2025
RAUM · $103M to $100M
Mar 30, 2024 to Mar 31, 2025
Advisory employees · 4 to 3
Mar 16, 2023 to Mar 30, 2024
Assets in custody · $183M to $97.7M
Mar 16, 2023 to Mar 30, 2024
Employees · 11 to 12
Mar 16, 2023 to Mar 30, 2024
Discretionary RAUM · $183M to $103M
Mar 16, 2023 to Mar 30, 2024
Pooled vehicle RAUM · $183M to $103M
Mar 16, 2023 to Mar 30, 2024
RAUM · $183M to $103M
Mar 16, 2023 to Mar 30, 2024
Assets in custody · $203M to $183M
Aug 2, 2022 to Mar 16, 2023
Employees · 12 to 11
Aug 2, 2022 to Mar 16, 2023
Discretionary RAUM · $203M to $183M
Aug 2, 2022 to Mar 16, 2023
Pooled vehicle RAUM · $203M to $183M
Aug 2, 2022 to Mar 16, 2023
RAUM · $203M to $183M
Aug 2, 2022 to Mar 16, 2023
Assets in custody · $191M to $203M
Sep 30, 2021 to Mar 8, 2022
Employees · 5 to 12
Sep 30, 2021 to Mar 8, 2022
Discretionary RAUM · $191M to $203M
Sep 30, 2021 to Mar 8, 2022
Pooled vehicle RAUM · $191M to $203M
Sep 30, 2021 to Mar 8, 2022
RAUM · $191M to $203M
Sep 30, 2021 to Mar 8, 2022
Assets in custody · $264M to $191M
Apr 2, 2020 to Jun 1, 2021
Employees · 7 to 5
Apr 2, 2020 to Jun 1, 2021
Discretionary RAUM · $264M to $191M
Apr 2, 2020 to Jun 1, 2021
Pooled vehicle RAUM · $264M to $191M
Apr 2, 2020 to Jun 1, 2021
RAUM · $264M to $191M
Apr 2, 2020 to Jun 1, 2021
Assets in custody · $104M to $264M
Mar 31, 2020 to Apr 2, 2020
Discretionary RAUM · $104M to $264M
May 23, 2019 to Mar 31, 2020
Pooled vehicle RAUM · $104M to $264M
May 23, 2019 to Mar 31, 2020
RAUM · $104M to $264M
May 23, 2019 to Mar 31, 2020
Related adviser · true to false
Apr 10, 2019 to May 23, 2019
Assets in custody · $160M to $104M
Apr 16, 2018 to Mar 30, 2019
Employees · 6 to 7
Apr 16, 2018 to Mar 30, 2019
Discretionary RAUM · $160M to $104M
Apr 16, 2018 to Mar 30, 2019
Pooled vehicle RAUM · $160M to $104M
Apr 16, 2018 to Mar 30, 2019
RAUM · $160M to $104M
Apr 16, 2018 to Mar 30, 2019
Pooled vehicle clients · unset to 2.0
May 2, 2017 to Mar 30, 2018
Assets in custody · $104M to $160M
May 2, 2017 to Mar 30, 2018
Employees · 7 to 6
May 2, 2017 to Mar 30, 2018
State-registered IARs · 1 to 2
May 2, 2017 to Mar 30, 2018
Other offices · unset to 0.0
May 2, 2017 to Mar 30, 2018
Discretionary RAUM · $104M to $160M
May 2, 2017 to Mar 30, 2018
Pooled vehicle RAUM · unset to 160064654.0
May 2, 2017 to Mar 30, 2018
RAUM · $104M to $160M
May 2, 2017 to Mar 30, 2018
State-registered IARs · 0 to 1
Mar 10, 2017 to Apr 28, 2017
Accounts · 4 to 2
Oct 19, 2016 to Mar 10, 2017
Advisory employees · 2 to 4
Oct 19, 2016 to Mar 10, 2017
Assets in custody · $131M to $104M
Oct 19, 2016 to Mar 10, 2017
Employees · 5 to 7
Oct 19, 2016 to Mar 10, 2017
Discretionary RAUM · $148M to $104M
Oct 19, 2016 to Mar 10, 2017
RAUM · $148M to $104M
Oct 19, 2016 to Mar 10, 2017
Advisory employees · 3 to 2
Aug 6, 2016 to Oct 19, 2016
Employees · 6 to 5
Aug 6, 2016 to Oct 19, 2016
Assets in custody · $151M to $131M
Jul 7, 2015 to Mar 29, 2016
Discretionary RAUM · $156M to $148M
Jul 7, 2015 to Mar 29, 2016
RAUM · $156M to $148M
Jul 7, 2015 to Mar 29, 2016
Private funds · 4 to 2
Mar 30, 2015 to Apr 17, 2015
Accounts · 6 to 4
Aug 7, 2014 to Mar 30, 2015
Assets in custody · $122M to $151M
Aug 7, 2014 to Mar 30, 2015
Discretionary RAUM · $208M to $156M
Aug 7, 2014 to Mar 30, 2015
RAUM · $208M to $156M
Aug 7, 2014 to Mar 30, 2015
Advisory employees · 4 to 3
Mar 28, 2014 to Aug 7, 2014
Employees · 8 to 6
Mar 28, 2014 to Aug 7, 2014
Accounts · 11 to 6
Apr 1, 2013 to Mar 28, 2014
Advisory employees · 3 to 4
Apr 1, 2013 to Mar 28, 2014
Assets in custody · $141M to $122M
Apr 1, 2013 to Mar 28, 2014
Employees · 7 to 8
Apr 1, 2013 to Mar 28, 2014
Private funds · 7 to 4
Apr 1, 2013 to Mar 28, 2014
Discretionary RAUM · $356M to $208M
Apr 1, 2013 to Mar 28, 2014
RAUM · $356M to $208M
Apr 1, 2013 to Mar 28, 2014
Accounts · 10 to 11
Feb 16, 2012 to Apr 1, 2013

Signals

3 dated events

••• Locked
Apr 9, 2026 · private fund gav change · fact
••• Locked
Mar 31, 2026 · RAUM change · derived
••• Locked
Mar 31, 2020 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Apr 9, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Apr 9, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $230Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026