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N•• H•••••• M••••••• L••••••

Former SEC-registered adviserFormer SEC adviser2 private funds· Port Louis

Former SEC-registered adviser, based in Port Louis, reporting $156M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$156M
Form ADV
Private clients
0.0% of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 166493 · SEC 801-79540 · 1 filingsShow
CRD 166493SEC 801-79540First filing on the tape Mar 31, 2014, latest Mar 31, 2014IAPD
RAUM
$156M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$312M gross assets
History
1 filings and snapshots on the tape

Filed figures over time · the tape starts Mar 31, 2014

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM: $156M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 5
Private funds: 2
Practice profile
derived from the filing of Mar 31, 2014; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$52.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$156M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$156M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N•• H•••••• O••••••••• M••••• F•••Hedge Fund$182M13Mar 31, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• D•••• · D•••••••• N•• H•••••• M••••••• L••••••
        since 11/2008 · owns less than 5%
      • N••••••••• M••••••• B••••• · D•••••••• N•• H•••••• M••••••• L••••••
        since 10/2010 · owns less than 5%
      • P••••••• A•••• K•••• •••••• · C•••• C••••••••• O••••••• N•• H•••••• M••••••• L••••••
        since 03/2014 · owns less than 5%
      Entity owners
      • N•• H•••••• M••••••• L•••••• · Sole Shareholder, N•• H•••••• A•••••••
        direct · owns 75% or more
      • S••••••• L•••••• · S••••••••• N•• H•••••• M••••••• L••••••
        direct · owns 75% or more
      • A•••••• T•••• ••••••• L•••••• · Trustee
        indirect · owns F of P•••••••• T••••
      • P•••••••• T•••• · Shareholder
        indirect · owns 75% or more of S••••••• L••••••
      Related persons
      Schedule D 7.A
      • N••• C••••••••• F••
        investment advisery
      • N•• H•••••• A••••••• ••••••• A•••••••
        bankpooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • ••• Locked
        Mar 31, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026