DFX Intelligence

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S•••• H•••• P•••••••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Bay Harbor Islands, Floridawebsite

Asset manager (funds and pooled vehicles), based in Bay Harbor Islands, Florida, reporting $170M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $170M
Advisors: 0
RAUM change, last fiscal year: +0.0%
Private clients: 0.0% of RAUM

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 167094 · SEC 801-77761 · 18 filingsShow

CRD 167094SEC 801-77761Legal name S•••• H•••• C•••••• M••••••••• L••First filing on the tape Mar 11, 2013, latest Mar 26, 2026SEC status approved since Mar 28, 2013IAPD

RAUM

$170M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM +3.9% a year over three years · the tape starts Mar 11, 2013

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$170M as of Mar 26, 2026

Feb 28, 2014$59.4M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 26, 2026

Feb 28, 20140 then

Employees (5.A)2 as of Mar 26, 2026

Feb 28, 20144 then

Private funds1 as of Mar 26, 2026

Feb 28, 20141 then

RAUM +0.0% over the last fiscal year+3.9% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $84.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +0.0%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $170M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$170M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $170M for 2 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S• C•••••• P•••••••• L•••	Hedge Fund	$170M	81	Mar 11, 2013

Owners and control persons

Schedule A and B, latest filing

C••••• M•••• A•••••••• · Managing Membercontrol
since 06/2020 · owns 75% or more
W••••••••• J•••••••• H•• · Chief Compliance Officer/Chief Operating Officercontrol
since 03/2023 · owns less than 5%
C••••• R••••••• M• · Member
since 04/2010 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $170M to $170M
Mar 25, 2025 to Mar 26, 2026
Discretionary RAUM · $170M to $170M
Mar 25, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $170M to $170M
Mar 25, 2025 to Mar 26, 2026
RAUM · $170M to $170M
Mar 25, 2025 to Mar 26, 2026
Assets in custody · $240M to $170M
Mar 29, 2024 to Mar 25, 2025

Full history · 68 changes

Financial planning clients · unset to
Mar 29, 2024 to Mar 25, 2025
Discretionary RAUM · $240M to $170M
Mar 29, 2024 to Mar 25, 2025
Pooled vehicle RAUM · $240M to $170M
Mar 29, 2024 to Mar 25, 2025
RAUM · $240M to $170M
Mar 29, 2024 to Mar 25, 2025
Advisory employees · 2 to 1
Mar 31, 2023 to Mar 29, 2024
Assets in custody · $152M to $240M
Mar 31, 2023 to Mar 29, 2024
Employees · 3 to 2
Mar 31, 2023 to Mar 29, 2024
Discretionary RAUM · $152M to $240M
Mar 31, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $152M to $240M
Mar 31, 2023 to Mar 29, 2024
RAUM · $152M to $240M
Mar 31, 2023 to Mar 29, 2024
Assets in custody · $200M to $152M
Mar 28, 2022 to Mar 31, 2023
Employees · 2 to 3
Mar 28, 2022 to Mar 31, 2023
Discretionary RAUM · $200M to $152M
Mar 28, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $200M to $152M
Mar 28, 2022 to Mar 31, 2023
RAUM · $200M to $152M
Mar 28, 2022 to Mar 31, 2023
Assets in custody · $138M to $200M
Mar 31, 2021 to Mar 28, 2022
Discretionary RAUM · $138M to $200M
Mar 31, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $138M to $200M
Mar 31, 2021 to Mar 28, 2022
RAUM · $138M to $200M
Mar 31, 2021 to Mar 28, 2022
Assets in custody · $76.4M to $138M
Jan 11, 2021 to Mar 31, 2021
Discretionary RAUM · $76.4M to $138M
Jan 11, 2021 to Mar 31, 2021
Pooled vehicle RAUM · $76.4M to $138M
Jan 11, 2021 to Mar 31, 2021
RAUM · $76.4M to $138M
Jan 11, 2021 to Mar 31, 2021
Business name · S•••• H•••• C•••••• M••••••••• L•• to S•••• H•••• P•••••••
Jul 2, 2020 to Jan 11, 2021
Employees · 3 to 2
Jul 2, 2020 to Jan 11, 2021
HQ city · NEW YORK to BAY HARBOR ISLANDS
Jul 2, 2020 to Jan 11, 2021
HQ state · NY to FL
Jul 2, 2020 to Jan 11, 2021
Assets in custody · $41.7M to $76.4M
Jan 6, 2020 to Mar 27, 2020
Discretionary RAUM · $41.7M to $76.4M
Jan 6, 2020 to Mar 27, 2020
Pooled vehicle RAUM · $41.7M to $76.4M
Jan 6, 2020 to Mar 27, 2020
RAUM · $41.7M to $76.4M
Jan 6, 2020 to Mar 27, 2020
Advisory employees · 1 to 2
Mar 30, 2018 to Mar 29, 2019
Assets in custody · $109M to $41.7M
Mar 30, 2018 to Mar 29, 2019
Employees · 2 to 3
Mar 30, 2018 to Mar 29, 2019
Discretionary RAUM · $109M to $41.7M
Mar 30, 2018 to Mar 29, 2019
Pooled vehicle RAUM · $109M to $41.7M
Mar 30, 2018 to Mar 29, 2019
RAUM · $109M to $41.7M
Mar 30, 2018 to Mar 29, 2019
Pooled vehicle clients · unset to 2.0
Mar 31, 2017 to Mar 30, 2018
Assets in custody · $38.7M to $109M
Mar 31, 2017 to Mar 30, 2018
Other offices · unset to 0.0
Mar 31, 2017 to Mar 30, 2018
Discretionary RAUM · $38.7M to $109M
Mar 31, 2017 to Mar 30, 2018
Pooled vehicle RAUM · unset to 108913777.0
Mar 31, 2017 to Mar 30, 2018
RAUM · $38.7M to $109M
Mar 31, 2017 to Mar 30, 2018
Assets in custody · $46.7M to $38.7M
Mar 30, 2016 to Mar 31, 2017
Discretionary RAUM · $46.7M to $38.7M
Mar 30, 2016 to Mar 31, 2017
RAUM · $46.7M to $38.7M
Mar 30, 2016 to Mar 31, 2017
Advisory employees · 3 to 1
Mar 26, 2015 to Mar 30, 2016
Assets in custody · $101M to $46.7M
Mar 26, 2015 to Mar 30, 2016
Employees · 4 to 2
Mar 26, 2015 to Mar 30, 2016
Discretionary RAUM · $101M to $46.7M
Mar 26, 2015 to Mar 30, 2016
RAUM · $101M to $46.7M
Mar 26, 2015 to Mar 30, 2016
Assets in custody · $44.9M to $101M
Feb 28, 2014 to Mar 26, 2015
Discretionary RAUM · $59.4M to $101M
Feb 28, 2014 to Mar 26, 2015
RAUM · $59.4M to $101M
Feb 28, 2014 to Mar 26, 2015
Discretionary RAUM · $65.7M to $59.4M
Jan 10, 2014 to Feb 28, 2014
RAUM · $65.7M to $59.4M
Jan 10, 2014 to Feb 28, 2014
Accounts · 3 to 2
Mar 11, 2013 to Jan 10, 2014
Advisory employees · 1 to 3
Mar 11, 2013 to Jan 10, 2014
Advisory activities · 2 to 1
Mar 11, 2013 to Jan 10, 2014
Assets in custody · $22.0M to $44.9M
Mar 11, 2013 to Jan 10, 2014
Employees · 2 to 4
Mar 11, 2013 to Jan 10, 2014
Discretionary RAUM · $33.6M to $65.7M
Mar 11, 2013 to Jan 10, 2014
RAUM · $33.6M to $65.7M
Mar 11, 2013 to Jan 10, 2014

Signals

2 dated events

••• Locked
Mar 31, 2023 · Control person joined · fact
••• Locked
Mar 11, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.