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M•• A•••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser· London

Former SEC-registered adviser, based in London, reporting $500,000 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$500,000
Form ADV
RAUM change, last fiscal year
-50%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 24 Feb 2023, RAUM $1M to $500K (-50.0%) on the Form ADV filed 24 Feb 2023.

Every filed figure, and the identifiersCRD 167639 · SEC 801-78118 · 13 filingsShow
CRD 167639SEC 801-78118First filing on the tape May 21, 2013, latest Feb 24, 2023IAPD
RAUM
$500,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape

RAUM -31% a year over three years · the tape starts May 21, 2013

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$500,000 as of Feb 24, 2023
Feb 17, 2014$1.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 24, 2023
Feb 17, 20140 then
Employees (5.A)0 as of Feb 24, 2023
Feb 17, 20141 then
Private funds: no history
RAUM -50% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 24, 2023; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$500,000derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-50%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • W••••• G•••• N• · Managing Director And Chief Compliance Officercontrol
        since 03/2013 · owns less than 5%
      • W••••• G•••• N• · Director And Chief Compliance Officercontrol
        since 12/2018 · owns 75% or more of M•• G••••• I••••••••• L••••••
      Entity owners
      • M•• G••••• I••••••••• L•••••• · Sole Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $1.0M to $500,000
        Mar 24, 2022 to Feb 24, 2023
      • RAUM · $1.0M to $500,000
        Mar 24, 2022 to Feb 24, 2023
      • Discretionary RAUM · $1.5M to $1.0M
        Mar 31, 2021 to Mar 24, 2022
      • RAUM · $1.5M to $1.0M
        Mar 31, 2021 to Mar 24, 2022
      • Other offices · unset to 0.0
        Mar 29, 2017 to Mar 30, 2018
      Full history · 16 changes
      • Discretionary RAUM · $1.3M to $1.5M
        Mar 29, 2017 to Mar 30, 2018
      • RAUM · $1.3M to $1.5M
        Mar 29, 2017 to Mar 30, 2018
      • Advisory employees · 1 to 0
        May 4, 2016 to Mar 29, 2017
      • Business name · M•• S••••••• U••• L•• to M•• A•••• M••••••••• L••
        May 4, 2016 to Mar 29, 2017
      • Employees · 1 to 0
        May 4, 2016 to Mar 29, 2017
      • Legal name · M•• S••••••• U••• L•• to M•• A•••• M••••••••• L••
        May 4, 2016 to Mar 29, 2017
      • Accounts · 0 to 1
        Oct 9, 2013 to Feb 17, 2014
      • Advisory activities · 1 to 2
        Oct 9, 2013 to Feb 17, 2014
      • Discretionary RAUM · $0 to $1.3M
        Oct 9, 2013 to Feb 17, 2014
      • RAUM · $0 to $1.3M
        Oct 9, 2013 to Feb 17, 2014
      • Related adviser · true to false
        Oct 9, 2013 to Feb 17, 2014
      Signals
      1 dated events
      • ••• Locked
        May 21, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026