DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

I•••••• I••••••••• R•••••••

Former SEC-registered adviserFormer SEC adviser

Former SEC-registered adviser.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2025-06-19 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2025-06-19 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 168324 · SEC 801-78519 · 17 filingsShow

CRD 168324SEC 801-78519Legal name I•••••• I••••••••• R••••••• L••First filing on the tape Aug 27, 2013, latest Jun 19, 2025SEC status approved since Sep 9, 2013IAPD

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

Filed figures over time · the tape starts Aug 27, 2013

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM: $0

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 19, 2025

May 5, 20140 then

Employees (5.A)3 as of Jun 19, 2025

May 5, 20142 then

Private funds: no history

RAUM n/a over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Jun 19, 2025; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: fixed fees, otherreportedItem 5.E
Advisory activities: publications, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 0reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: fixedreported
Class basis: absent from the latest SEC rosterderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

R•••••• P••••• C••••• · Partnercontrol
since 06/2013 · owns 75% or more
C•••••• T•••••• P•••• · Director
since 04/2014 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · unset to 0.0
Jul 2, 2024 to Jun 19, 2025
Financial planning clients · unset to
Jul 2, 2024 to Jun 19, 2025
HQ city · unset to
Jul 2, 2024 to Jun 19, 2025
HQ state · unset to
Jul 2, 2024 to Jun 19, 2025
Discretionary RAUM · unset to 0.0
Jul 2, 2024 to Jun 19, 2025

Full history · 17 changes

Non-discretionary RAUM · unset to 0.0
Jul 2, 2024 to Jun 19, 2025
RAUM · unset to 0.0
Jul 2, 2024 to Jun 19, 2025
Advisory employees · 3 to 2
Jun 16, 2022 to Jul 18, 2023
Employees · 4 to 3
Jun 16, 2022 to Jul 18, 2023
Related adviser · false to true
Jun 8, 2021 to Jun 16, 2022
Related adviser · true to false
May 22, 2018 to Jun 4, 2019
Advisory employees · 2 to 3
Jun 9, 2017 to May 22, 2018
Employees · 3 to 4
Jun 9, 2017 to May 22, 2018
Other offices · unset to 0.0
Jun 9, 2017 to May 22, 2018
Related adviser · false to true
Jun 9, 2017 to May 22, 2018
Advisory activities · 2 to 3
Jun 24, 2015 to Apr 25, 2016
Employees · 2 to 3
May 5, 2014 to Jun 15, 2015

Signals

2 dated events

••• Locked
Sep 1, 2026 · Left the SEC roster · derived
••• Locked
Aug 27, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: private clients.