DFX Intelligence

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R•• A•••• M••••••••• L••

Institutional managerSEC-registered1 private funds· Aventura, Floridawebsite

Institutional manager, based in Aventura, Florida, reporting $96.8M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-02-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $96.8M
Advisors: 0
RAUM change, 1 year: -3.2%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-02-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 24 Feb 2026, RAUM $100M to $96.8M (-3.2%) on the Form ADV filed 24 Feb 2026.

Every filed figure, and the identifiersCRD 282804 · SEC 801-107281 · 24 filingsShow

CRD 282804SEC 801-107281First filing on the tape Feb 9, 2016, latest Feb 24, 2026SEC status approved since Feb 12, 2016IAPD

RAUM

$96.8M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

24 filings and snapshots on the tape

RAUM -27% a year over three years · the tape starts Feb 9, 2016

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$96.8M as of Feb 24, 2026

Feb 23, 2017$133M then

HNW client RAUM$27.7M as of Mar 30, 2021

Mar 29, 2018$34.6M then

State-registered IARs (5.B.3)0 as of Feb 24, 2026

Feb 23, 20170 then

Employees (5.A)4 as of Feb 24, 2026

Feb 23, 201712 then

Private funds1 as of Feb 24, 2026

Feb 23, 20171 then

RAUM -3.2% over the last fiscal year-27% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Feb 24, 2026; every figure names its basis

Archetypes

Institutional asset manager

The rule behind each archetype, and every derived figure1 ruleShow

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $32.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 80%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: -3.2%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $2.2M, 1 clientreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

80% state and municipal entities, 20% pooled investment vehicles

The breakdown by client type, and the client counts2 client typesShow

State and municipal entities$77.0M80%
Pooled investment vehicles$19.8M20%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $2.2M for 1 clientreported
Compensation: % of AUM, fixed, performancereported
Class basis: RAUM: 0% private clients, 20% pooled funds, 80% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R•• G••••• O••••••••• M••••• F••• •••••••• L••	Hedge Fund	$2.2M	10	Feb 9, 2016

Owners and control persons

Schedule A and B, latest filing

B••••• V•••••••• E•••••• · Chief Compliance Officercontrol
since 05/2023 · owns less than 5%
Z•••••• R••••••• T••••••• · Chief Investment Officercontrol
since 09/2015 · owns 10% to 25%
C••••• V••••••••• · Membercontrol
since 08/2020 · owns 75% or more of N••• C•••••• L••
J••••••• G•••••••• · Managing Membercontrol
since 05/2006 · owns 50% to 75% of N•••• P••••••• I• L••
K••••••••• A•••• · Managing Membercontrol
since 08/2015 · owns 50% to 75% of K• F••••• L••

All 10 control persons

K•••••••• M••••••• · Managing Membercontrol
since 09/2020 · owns 75% or more of S•••••• I••••••••• G••••• L••
V••••• M•••• · Managing Membercontrol
since 05/2006 · owns 50% to 75% of N•••• P••••••• I• L••
J••••••• G•••••••• · Chairman Of The Board
since 03/2018 · owns less than 5%
F••••••••• M••••• C••••••• · Managing Member
since 09/2015 · owns 75% or more of I••••••• I••••••••• L••.
K••••••••• A•••••• · Managing Member
since 08/2015 · owns 50% to 75% of K• F••••• L••

Entity owners

I••••••• I••••••••• L•• · Managing Member
direct · owns 5% to 10%
K• F••••• L•• · Member
direct · owns 10% to 25%
N•••• P••••••• I• L•• · Member
direct · owns 10% to 25%
N••• C•••••• L•• · Member
direct · owns 10% to 25%
S•••••• I••••••••• G••••• L•• · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 4 to 3
Mar 4, 2025 to Feb 24, 2026
Assets in custody · $4.4M to $2.2M
Mar 4, 2025 to Feb 24, 2026
Employees · 6 to 4
Mar 4, 2025 to Feb 24, 2026
Discretionary RAUM · $100M to $96.8M
Mar 4, 2025 to Feb 24, 2026
Pooled vehicle RAUM · $9.4M to $19.8M
Mar 4, 2025 to Feb 24, 2026

Full history · 80 changes

RAUM · $100M to $96.8M
Mar 4, 2025 to Feb 24, 2026
Accounts · 8 to 4
Feb 21, 2024 to Mar 4, 2025
Advisory employees · 5 to 2
Feb 21, 2024 to Mar 4, 2025
Charity clients · 2.0 to unset
Feb 21, 2024 to Mar 4, 2025
Pooled vehicle clients · 1 to 2
Feb 21, 2024 to Mar 4, 2025
Employees · 10 to 6
Feb 21, 2024 to Mar 4, 2025
Financial planning clients · unset to
Feb 21, 2024 to Mar 4, 2025
Discretionary RAUM · $185M to $100M
Feb 21, 2024 to Mar 4, 2025
Pooled vehicle RAUM · $4.4M to $9.4M
Feb 21, 2024 to Mar 4, 2025
RAUM · $185M to $100M
Feb 21, 2024 to Mar 4, 2025
Accounts · 10 to 8
Aug 3, 2023 to Feb 21, 2024
Charity clients · unset to 2.0
Aug 3, 2023 to Feb 21, 2024
Assets in custody · $6.2M to $4.4M
Aug 3, 2023 to Feb 21, 2024
Discretionary RAUM · $246M to $185M
Aug 3, 2023 to Feb 21, 2024
Pooled vehicle RAUM · $6.2M to $4.4M
Aug 3, 2023 to Feb 21, 2024
RAUM · $246M to $185M
Aug 3, 2023 to Feb 21, 2024
Advisory activities · 3 to 2
May 22, 2023 to Aug 3, 2023
Accounts · 8 to 10
Sep 16, 2022 to Mar 14, 2023
Advisory employees · 6 to 5
Sep 16, 2022 to Mar 14, 2023
Assets in custody · $7.0M to $6.2M
Sep 16, 2022 to Mar 14, 2023
Employees · 12 to 10
Sep 16, 2022 to Mar 14, 2023
Discretionary RAUM · $267M to $246M
Sep 16, 2022 to Mar 14, 2023
Pooled vehicle RAUM · $7.0M to $6.2M
Sep 16, 2022 to Mar 14, 2023
RAUM · $267M to $246M
Sep 16, 2022 to Mar 14, 2023
Accounts · 12 to 8
Mar 30, 2021 to Mar 29, 2022
Advisory employees · 7 to 6
Mar 30, 2021 to Mar 29, 2022
Corporate clients · 2.0 to unset
Mar 30, 2021 to Mar 29, 2022
HNW clients · 2.0 to unset
Mar 30, 2021 to Mar 29, 2022
Assets in custody · $8.6M to $7.0M
Mar 30, 2021 to Mar 29, 2022
Employees · 13 to 12
Mar 30, 2021 to Mar 29, 2022
Discretionary RAUM · $256M to $267M
Mar 30, 2021 to Mar 29, 2022
HNW RAUM · 27745740.0 to unset
Mar 30, 2021 to Mar 29, 2022
Non-discretionary RAUM · $103M to $0
Mar 30, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $8.6M to $7.0M
Mar 30, 2021 to Mar 29, 2022
RAUM · $358M to $267M
Mar 30, 2021 to Mar 29, 2022
Corporate clients · unset to 2.0
Jan 4, 2021 to Mar 30, 2021
HNW clients · unset to 2.0
Jan 4, 2021 to Mar 30, 2021
Assets in custody · $6.8M to $8.6M
Jan 4, 2021 to Mar 30, 2021
Discretionary RAUM · $237M to $256M
Jan 4, 2021 to Mar 30, 2021
HNW RAUM · $26.1M to $27.7M
Jan 4, 2021 to Mar 30, 2021
Non-discretionary RAUM · $103M to $103M
Jan 4, 2021 to Mar 30, 2021
Pooled vehicle RAUM · $6.8M to $8.6M
Jan 4, 2021 to Mar 30, 2021
RAUM · $340M to $358M
Jan 4, 2021 to Mar 30, 2021
Advisory activities · 4 to 3
Jun 29, 2020 to Jan 4, 2021
Assets in custody · $22.5M to $6.8M
Jun 29, 2020 to Jan 4, 2021
Discretionary RAUM · $194M to $237M
Jun 29, 2020 to Jan 4, 2021
HNW RAUM · $29.4M to $26.1M
Jun 29, 2020 to Jan 4, 2021
Non-discretionary RAUM · $112M to $103M
Jun 29, 2020 to Jan 4, 2021
Pooled vehicle RAUM · $22.5M to $6.8M
Jun 29, 2020 to Jan 4, 2021
RAUM · $306M to $340M
Jun 29, 2020 to Jan 4, 2021
Accounts · 11 to 12
Mar 25, 2019 to Mar 30, 2020
Assets in custody · unset to 22528895.0
Mar 25, 2019 to Mar 30, 2020
Custody of client assets · false to true
Mar 25, 2019 to Mar 30, 2020
Other offices · 1 to 0
Mar 25, 2019 to Mar 30, 2020
Discretionary RAUM · $64.3M to $194M
Mar 25, 2019 to Mar 30, 2020
HNW RAUM · $26.1M to $29.4M
Mar 25, 2019 to Mar 30, 2020
Non-discretionary RAUM · $114M to $112M
Mar 25, 2019 to Mar 30, 2020
Pooled vehicle RAUM · $18.4M to $22.5M
Mar 25, 2019 to Mar 30, 2020
RAUM · $178M to $306M
Mar 25, 2019 to Mar 30, 2020
Accounts · 10 to 11
Jun 13, 2018 to Mar 25, 2019
Advisory employees · 5 to 7
Jun 13, 2018 to Mar 25, 2019
Employees · 11 to 13
Jun 13, 2018 to Mar 25, 2019
Discretionary RAUM · $23.7M to $64.3M
Jun 13, 2018 to Mar 25, 2019
HNW RAUM · $30.5M to $26.1M
Jun 13, 2018 to Mar 25, 2019
Non-discretionary RAUM · $124M to $114M
Jun 13, 2018 to Mar 25, 2019
Pooled vehicle RAUM · $19.3M to $18.4M
Jun 13, 2018 to Mar 25, 2019
RAUM · $148M to $178M
Jun 13, 2018 to Mar 25, 2019
Accounts · 9 to 10
Mar 29, 2018 to Jun 13, 2018
Advisory activities · 3 to 4
Mar 29, 2018 to Jun 13, 2018
Discretionary RAUM · $19.4M to $23.7M
Mar 29, 2018 to Jun 13, 2018
HNW RAUM · $34.6M to $30.5M
Mar 29, 2018 to Jun 13, 2018
Non-discretionary RAUM · $134M to $124M
Mar 29, 2018 to Jun 13, 2018
Pooled vehicle RAUM · $19.4M to $19.3M
Mar 29, 2018 to Jun 13, 2018
RAUM · $153M to $148M
Mar 29, 2018 to Jun 13, 2018
Accounts · 10 to 9
Nov 14, 2017 to Mar 29, 2018

Signals

14 dated events

••• Locked
Feb 24, 2026 · ria indirect owner change · fact
••• Locked
Feb 24, 2026 · ria indirect owner change · fact
••• Locked
Feb 24, 2026 · ria indirect owner change · derived
••• Locked
Feb 24, 2026 · ria indirect owner change · derived
••• Locked
Feb 21, 2024 · Control person left · inference

Full timeline · 14 events

••• Locked
May 22, 2023 · Control person joined · fact
••• Locked
Mar 30, 2021 · Control person joined · fact
••• Locked
Mar 30, 2021 · Control person left · inference
••• Locked
Mar 30, 2021 · Control person left · inference
••• Locked
Jan 4, 2021 · Control person left · inference
••• Locked
Jan 4, 2021 · Control person joined · fact
••• Locked
Jan 4, 2021 · Control person left · inference
••• Locked
Mar 30, 2020 · RAUM change · derived
••• Locked
Feb 9, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Feb 24, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Feb 24, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.