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Former SEC-registered adviserFormer SEC adviser· Miami, Florida

Former SEC-registered adviser, based in Miami, Florida, reporting $100M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$100M
Form ADV
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 284518 · SEC 801-108164 · 5 filingsShow
CRD 284518SEC 801-108164First filing on the tape Jul 15, 2016, latest Nov 23, 2016IAPD
RAUM
$100M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

Filed figures over time · the tape starts Jul 15, 2016

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM: $100M
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Nov 23, 2016
Jul 15, 20160 then
Employees (5.A)3 as of Nov 23, 2016
Jul 15, 20163 then
Private funds: no history
Practice profile
derived from the filing of Nov 23, 2016; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$50.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• G•••••••• E••••• · Managing Member, Chief Financial Officercontrol
        since 06/2015 · owns 50% to 75%
      • B••••••• J•••••• S•••••••• · Member, Strategistcontrol
        since 06/2015 · owns 50% to 75%
      • C••••••••• Y•••• M•••••• · Head Of Marketing
        since 09/2016 · owns less than 5%
      • G•••••••• N•••••••• H••••• · Chief Investment Officer, Chief Compliance Officer
        since 06/2015 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 2.0
        Sep 16, 2016 to Nov 23, 2016
      • Advisory employees · 3 to 2
        Sep 16, 2016 to Nov 23, 2016
      • Custody of client assets · true to false
        Sep 16, 2016 to Nov 23, 2016
      • Employees · 4 to 3
        Sep 16, 2016 to Nov 23, 2016
      • Discretionary RAUM · unset to 100000000.0
        Sep 16, 2016 to Nov 23, 2016
      Full history · 8 changes
      • Non-discretionary RAUM · unset to 0.0
        Sep 16, 2016 to Nov 23, 2016
      • RAUM · unset to 100000000.0
        Sep 16, 2016 to Nov 23, 2016
      • Employees · 3 to 4
        Jul 21, 2016 to Sep 14, 2016
      Signals
      1 dated events
      • ••• Locked
        Jul 15, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026