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F•• C•••••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser· Washington, District of Columbia

Former SEC-registered adviser, based in Washington, District of Columbia, reporting $150M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$150M
Form ADV
Private clients
0.0% of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 285254 · SEC 801-109952 · 4 filingsShow
CRD 285254SEC 801-109952First filing on the tape Jan 30, 2017, latest Jun 30, 2017IAPD
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM: $150M
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2017
Jan 30, 20170 then
Employees (5.A)2 as of Jun 30, 2017
Jan 30, 20172 then
Private funds: no history
Practice profile
derived from the filing of Jun 30, 2017; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• J•••• C••••••• · Vp / Cco / Coo / Elected Managercontrol
        since 10/2016 · owns less than 5%
      • T•••••• C•••••• R•••• · P•••••••• • E•••••• M•••••• O• L••control
        since 10/2016 · owns less than 5%
      Entity owners
      • F•• C••••••••• I••• · Owner / Parent
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 10.0
        Jun 13, 2017 to Jun 30, 2017
      • Advisory activities · 2 to 3
        Jun 13, 2017 to Jun 30, 2017
      • Discretionary RAUM · unset to 150000000.0
        Jun 13, 2017 to Jun 30, 2017
      • Non-discretionary RAUM · unset to 0.0
        Jun 13, 2017 to Jun 30, 2017
      • RAUM · unset to 150000000.0
        Jun 13, 2017 to Jun 30, 2017
      Full history · 6 changes
      • Organization form · Limited Liability Partnership to Limited Liability Company
        Jan 30, 2017 to Feb 8, 2017
      Signals
      1 dated events
      • ••• Locked
        Jan 30, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026