DFX Intelligence

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G•••• C•••• C•••••• M••••••••• L••••••

Other adviserSEC-registered4 private funds· Central, Hong Kongwebsite

Other adviser, based in Central, Hong Kong, reporting $5.5B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-25 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $5.5B
Advisors: 0
RAUM change, 1 year: +14%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-25 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 25 Mar 2026, RAUM $4.85B to $5.54B (+14.3%) on the Form ADV filed 25 Mar 2026.

Every filed figure, and the identifiersCRD 286091 · SEC 801-110178 · 22 filingsShow

CRD 286091SEC 801-110178First filing on the tape Mar 10, 2017, latest Mar 25, 2026SEC status approved since Mar 20, 2017IAPD

RAUM

$5.5B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

22 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM -14% a year over three years · the tape starts Mar 10, 2017

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$5.5B as of Mar 25, 2026

Sep 18, 2017$4.7B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 25, 2026

Sep 18, 20170 then

Employees (5.A)39 as of Mar 25, 2026

Sep 18, 201729 then

Private funds4 as of Mar 25, 2026

Sep 18, 20173 then

RAUM +14% over the last fiscal year-14% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 25, 2026; every figure names its basis

Archetypes

Institutional asset manager

The rule behind each archetype, and every derived figure1 ruleShow

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $396MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 69%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +14%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $1.5B, 10 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

39% sovereign wealth funds, 31% pooled investment vehicles, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow

Sovereign wealth funds$2.2B39%
Pooled investment vehicles$1.7B31%
Charitable organizations$1.6B30%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 14reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $1.5B for 10 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 31% pooled funds, 69% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
G•••• C•••• G•••••• C•••• L•••••••• E••••• M••••• F••• L•••	Hedge Fund	$1.1B	36	Feb 25, 2013
G•••• C•••• C•••• O••••••••• F•••no longer reported	Other Private Fund	$317M	15	Mar 28, 2014
G•••• C•••• C•••• O••••••••• M••••• F••• L•••	Hedge Fund	$245M	31	Mar 27, 2018
G•••• C•••• C•••• E••••••• C•••••••• M••••• F••• L•••	Hedge Fund	$110M	6	Nov 2, 2022
G•••• C•••• G•••••• C•••• L••••••••• E••••• M••••• F•••• L•••	Hedge Fund	$70.9M	15	Mar 30, 2012

Owners and control persons

Schedule A and B, latest filing

S•••••••• T••••• •••• · Chief Compliance Officercontrol
since 01/2017 · owns less than 5%
T•••• L••••• •••• · Directorcontrol
since 01/2018 · owns less than 5%
Y••• Y••••• •••• · Directorcontrol
since 08/2016 · owns less than 5%
Y••• Y••••• •••• · Membercontrol
since 02/2017 · owns 50% to 75% of G•••• C•••• C•••••• H••••••• L••••••

Entity owners

G•••• C•••• M••••••••• H••••••• L•• · Holding Company
direct · owns 75% or more
G•••• C•••• C•••••• H••••••• L•••••• · Member
indirect · owns 50% to 75% of G•••• C•••• M••••••••• H••••••• L••
N••• A••••••••• L•• · Member
indirect · owns 75% or more of N•••••••• B••••• G•••• L••
N•••••••• B••••• A••• H••••••• I• L•• · Member
indirect · owns 25% to 50% of G•••• C•••• M••••••••• H••••••• L••
N•••••••• B••••• A••• H••••••• L•• · Member
indirect · owns 75% or more of N•••••••• B••••• A••• H••••••• I• L••

All 6 entity owners

N•••••••• B••••• G•••• L•• · Member
indirect · owns 75% or more of N•••••••• B••••• A••• H••••••• L••

Related persons

Schedule D 7.A

G•••• C•••• G•••••• M••••••••• ••••••• L••••••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 15 to 14
Mar 13, 2025 to Mar 25, 2026
Advisory employees · 24 to 22
Mar 13, 2025 to Mar 25, 2026
Assets in custody · $1.6B to $1.5B
Mar 13, 2025 to Mar 25, 2026
Employees · 42 to 39
Mar 13, 2025 to Mar 25, 2026
Discretionary RAUM · $4.8B to $5.5B
Mar 13, 2025 to Mar 25, 2026

Full history · 80 changes

Pooled vehicle RAUM · $1.7B to $1.7B
Mar 13, 2025 to Mar 25, 2026
RAUM · $4.8B to $5.5B
Mar 13, 2025 to Mar 25, 2026
Accounts · 17 to 15
Mar 20, 2024 to Mar 13, 2025
Advisory employees · 23 to 24
Mar 20, 2024 to Mar 13, 2025
Charity clients · 1.0 to unset
Mar 20, 2024 to Mar 13, 2025
Pooled vehicle clients · 11 to 12
Mar 20, 2024 to Mar 13, 2025
Assets in custody · $2.0B to $1.6B
Mar 20, 2024 to Mar 13, 2025
Employees · 38 to 42
Mar 20, 2024 to Mar 13, 2025
Financial planning clients · unset to
Mar 20, 2024 to Mar 13, 2025
HQ state · unset to
Mar 20, 2024 to Mar 13, 2025
Discretionary RAUM · $5.4B to $4.8B
Mar 20, 2024 to Mar 13, 2025
Pooled vehicle RAUM · $2.1B to $1.7B
Mar 20, 2024 to Mar 13, 2025
RAUM · $5.4B to $4.8B
Mar 20, 2024 to Mar 13, 2025
Accounts · 20 to 17
Nov 29, 2023 to Mar 20, 2024
Advisory employees · 20 to 23
Nov 29, 2023 to Mar 20, 2024
Advisory activities · 3 to 2
Nov 29, 2023 to Mar 20, 2024
Charity clients · 2 to 1
Nov 29, 2023 to Mar 20, 2024
Pooled vehicle clients · 10 to 11
Nov 29, 2023 to Mar 20, 2024
Assets in custody · $3.5B to $2.0B
Nov 29, 2023 to Mar 20, 2024
Employees · 36 to 38
Nov 29, 2023 to Mar 20, 2024
Discretionary RAUM · $8.7B to $5.4B
Nov 29, 2023 to Mar 20, 2024
Pooled vehicle RAUM · $3.8B to $2.1B
Nov 29, 2023 to Mar 20, 2024
RAUM · $8.7B to $5.4B
Nov 29, 2023 to Mar 20, 2024
Advisory employees · 24 to 20
Nov 2, 2022 to Mar 22, 2023
Charity clients · unset to 2.0
Nov 2, 2022 to Mar 22, 2023
Pooled vehicle clients · 8 to 10
Nov 2, 2022 to Mar 22, 2023
Assets in custody · $4.6B to $3.5B
Nov 2, 2022 to Mar 22, 2023
Employees · 40 to 36
Nov 2, 2022 to Mar 22, 2023
Discretionary RAUM · $12B to $8.7B
Nov 2, 2022 to Mar 22, 2023
Pension RAUM · 200059899.0 to unset
Nov 2, 2022 to Mar 22, 2023
Pooled vehicle RAUM · $5.1B to $3.8B
Nov 2, 2022 to Mar 22, 2023
RAUM · $12B to $8.7B
Nov 2, 2022 to Mar 22, 2023
Private funds · 3 to 4
Mar 21, 2022 to Nov 2, 2022
Accounts · 21 to 20
Mar 23, 2021 to Mar 21, 2022
Advisory employees · 25 to 24
Mar 23, 2021 to Mar 21, 2022
Pooled vehicle clients · 9 to 8
Mar 23, 2021 to Mar 21, 2022
Assets in custody · $4.7B to $4.6B
Mar 23, 2021 to Mar 21, 2022
Employees · 41 to 40
Mar 23, 2021 to Mar 21, 2022
Discretionary RAUM · $13B to $12B
Mar 23, 2021 to Mar 21, 2022
Pension RAUM · $339M to $200M
Mar 23, 2021 to Mar 21, 2022
Pooled vehicle RAUM · $5.5B to $5.1B
Mar 23, 2021 to Mar 21, 2022
RAUM · $13B to $12B
Mar 23, 2021 to Mar 21, 2022
Accounts · 20 to 21
Mar 26, 2020 to Mar 23, 2021
Advisory employees · 22 to 25
Mar 26, 2020 to Mar 23, 2021
Assets in custody · $3.5B to $4.7B
Mar 26, 2020 to Mar 23, 2021
Employees · 37 to 41
Mar 26, 2020 to Mar 23, 2021
Discretionary RAUM · $9.2B to $13B
Mar 26, 2020 to Mar 23, 2021
Pension RAUM · $249M to $339M
Mar 26, 2020 to Mar 23, 2021
Pooled vehicle RAUM · $4.4B to $5.5B
Mar 26, 2020 to Mar 23, 2021
RAUM · $9.2B to $13B
Mar 26, 2020 to Mar 23, 2021
Accounts · 18 to 20
Apr 29, 2019 to Mar 26, 2020
Advisory employees · 21 to 22
Apr 29, 2019 to Mar 26, 2020
Assets in custody · $1.9B to $3.5B
Apr 29, 2019 to Mar 26, 2020
Employees · 36 to 37
Apr 29, 2019 to Mar 26, 2020
Discretionary RAUM · $5.8B to $9.2B
Apr 29, 2019 to Mar 26, 2020
Pension RAUM · $130M to $249M
Apr 29, 2019 to Mar 26, 2020
Pooled vehicle RAUM · $2.7B to $4.4B
Apr 29, 2019 to Mar 26, 2020
RAUM · $5.8B to $9.2B
Apr 29, 2019 to Mar 26, 2020
Accounts · 15 to 18
Jan 29, 2019 to Mar 20, 2019
Advisory employees · 20 to 21
Jan 29, 2019 to Mar 20, 2019
Pooled vehicle clients · 8 to 9
Jan 29, 2019 to Mar 20, 2019
Assets in custody · $1.3B to $1.9B
Jan 29, 2019 to Mar 20, 2019
Employees · 31 to 36
Jan 29, 2019 to Mar 20, 2019
Discretionary RAUM · $6.3B to $5.8B
Jan 29, 2019 to Mar 20, 2019
Pension RAUM · $508M to $130M
Jan 29, 2019 to Mar 20, 2019
Pooled vehicle RAUM · $2.7B to $2.7B
Jan 29, 2019 to Mar 20, 2019
RAUM · $6.3B to $5.8B
Jan 29, 2019 to Mar 20, 2019
Accounts · 14 to 15
Jan 15, 2018 to Mar 27, 2018
Advisory employees · 21 to 20
Jan 15, 2018 to Mar 27, 2018
Pooled vehicle clients · 7 to 8
Jan 15, 2018 to Mar 27, 2018
Assets in custody · $861M to $1.3B
Jan 15, 2018 to Mar 27, 2018
Discretionary RAUM · $6.0B to $6.3B
Jan 15, 2018 to Mar 27, 2018
Pension RAUM · $576M to $508M
Jan 15, 2018 to Mar 27, 2018
Pooled vehicle RAUM · $2.6B to $2.7B
Jan 15, 2018 to Mar 27, 2018
RAUM · $6.0B to $6.3B
Jan 15, 2018 to Mar 27, 2018

Signals

7 dated events

••• Locked
Mar 25, 2026 · private fund gav change · fact
••• Locked
Mar 20, 2024 · RAUM change · derived
••• Locked
Mar 22, 2023 · RAUM change · derived
••• Locked
Mar 23, 2021 · RAUM change · derived
••• Locked
Mar 26, 2020 · RAUM change · derived

Full timeline · 7 events

••• Locked
Jan 15, 2018 · RAUM change · derived
••• Locked
Mar 10, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

G•••• C•••• C•••••• M••••••••• L•••••• is the same institution as 1 record in Allocators.

Allocators1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: net advisor flow, 12 months.