DFX Intelligence
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B••••••••• C••••••• L••
Asset manager (funds and pooled vehicles), based in Austin, Texas, reporting $488M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $488M
- Advisors
- 0
- RAUM change, last fiscal year
- +32%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Nothing material in the last 180 days. Last change: 27 Mar 2026, RAUM $370M to $488M (+31.9%) on the Form ADV filed 27 Mar 2026.
Every filed figure, and the identifiersCRD 291949 · SEC 801-121028 · 7 filingsShowHide
CRD 291949SEC 801-121028First filing on the tape Mar 30, 2021, latest Mar 27, 2026SEC status approved since Apr 30, 2021IAPD
RAUM
$488M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$488M as of Mar 27, 2026
Mar 21, 2022$266M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 21, 20220 then
Employees (5.A)7 as of Mar 27, 2026
Mar 21, 202210 then
Private funds: no history
RAUM +32% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShowHide
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $163MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$488M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Advisors registered through the firm
0 on IAPD today; the 10 longest tenured
No representative is registered through this CRD on IAPD.
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• B•••• · Managing Member, Chief Compliance Officercontrolsince 10/2016 · owns 50% to 75%
- C•••• Z••• · Partnersince 02/2024 · owns 5% to 10%
- D••••• K•••• A••• · Advisorsince 05/2023 · owns less than 5%
- F••••••••• P•••• A•••••• · Advisorsince 09/2021 · owns less than 5%
- G•••••••• R••••••• B•••• · Advisorsince 08/2021 · owns less than 5%
- H•••••• M•••••• · Partnersince 12/2016 · owns 10% to 25%
- M••••• J••••• J•••• · Partnersince 01/2019 · owns 5% to 10%
- P••••••• A••• · Partnersince 02/2017 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Mar 28, 2025 to Mar 27, 2026
- Employees · 6 to 7Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $370M to $488MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $370M to $488MMar 28, 2025 to Mar 27, 2026
- RAUM · $370M to $488MMar 28, 2025 to Mar 27, 2026
Full history · 30 changesShow fewer
- Advisory employees · 6 to 4Mar 28, 2024 to Mar 28, 2025
- Employees · 8 to 6Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $267M to $370MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $267M to $370MMar 28, 2024 to Mar 28, 2025
- RAUM · $267M to $370MMar 28, 2024 to Mar 28, 2025
- Accounts · 4 to 3Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 7 to 6Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 3Mar 31, 2023 to Mar 28, 2024
- Employees · 9 to 8Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $304M to $267MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $304M to $267MMar 31, 2023 to Mar 28, 2024
- RAUM · $304M to $267MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 9 to 7Mar 21, 2022 to Mar 31, 2023
- Employees · 10 to 9Mar 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $266M to $304MMar 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $266M to $304MMar 21, 2022 to Mar 31, 2023
- RAUM · $266M to $304MMar 21, 2022 to Mar 31, 2023
- Accounts · 3 to 4Nov 29, 2021 to Mar 21, 2022
- Advisory employees · 8 to 9Nov 29, 2021 to Mar 21, 2022
- Pooled vehicle clients · 3 to 4Nov 29, 2021 to Mar 21, 2022
- Employees · 9 to 10Nov 29, 2021 to Mar 21, 2022
- Discretionary RAUM · $336M to $266MNov 29, 2021 to Mar 21, 2022
- Pooled vehicle RAUM · $336M to $266MNov 29, 2021 to Mar 21, 2022
- RAUM · $336M to $266MNov 29, 2021 to Mar 21, 2022
Signals
4 dated events
- ••• LockedMar 27, 2026 · RAUM change · derived
- ••• LockedMar 28, 2025 · RAUM change · derived
- ••• LockedNov 29, 2021 · ria registration change · fact
- ••• LockedMar 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- Not computedderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Not yet on record: net advisor flow, 12 months.