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A••••• C••••••

Former SEC-registered adviserFormer SEC adviser3 private funds· London, London

Former SEC-registered adviser, based in London, London, reporting $81.3M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$81.3M
Form ADV
Private clients
0.0% of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 297688 · SEC 801-122119 · 2 filingsShow
CRD 297688SEC 801-122119Legal name A••••• C•••••• L••First filing on the tape Jul 19, 2021, latest Mar 8, 2022IAPD
RAUM
$81.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$81.3M gross assets
History
2 filings and snapshots on the tape
RAUM$81.3M as of Mar 8, 2022
Jul 19, 2021$144M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 8, 2022
Jul 19, 20210 then
Employees (5.A)4 as of Mar 8, 2022
Jul 19, 20214 then
Private funds3 as of Mar 8, 2022
Jul 19, 20216 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 8, 2022; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$27.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$81.3M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• M••••• F•••Hedge Fund$46.7M10Nov 29, 2018
      A••••• F••• L••Hedge Fund$33.1M12Jul 19, 2021
      A••••• I••••••••• E••••• F•••Hedge Fund$1.4M6Jan 13, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••• J••••• · Chief Compliance Officercontrol
        since 07/2021 · owns 5% to 10%
      • F•••••••• A•• · Partnercontrol
        since 06/2010 · owns 25% to 50%
      • M••••••• M••••• A•••••• · Partnercontrol
        since 06/2010 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • G••••• R•••••
        pooled vehicle sponsory
      • J••••• D•••••
        pooled vehicle sponsory
      • W•••••• J••••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 3
        Jul 19, 2021 to Mar 8, 2022
      • Pooled vehicle clients · 5 to 3
        Jul 19, 2021 to Mar 8, 2022
      • Private funds · 6 to 3
        Jul 19, 2021 to Mar 8, 2022
      • Discretionary RAUM · $144M to $81.3M
        Jul 19, 2021 to Mar 8, 2022
      • Pooled vehicle RAUM · $144M to $81.3M
        Jul 19, 2021 to Mar 8, 2022
      Full history · 6 changes
      • RAUM · $144M to $81.3M
        Jul 19, 2021 to Mar 8, 2022
      Signals
      2 dated events
      • ••• Locked
        Mar 8, 2022 · ria registration change · fact
      • ••• Locked
        Jul 19, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026