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T••••• F••••••••

Asset manager (funds and pooled vehicles)SEC-registered· London, Englandwebsite

Asset manager (funds and pooled vehicles), based in London, England, reporting $306M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$306M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
-36%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. -36.4%
    RAUM, one year

    RAUM $481M to $306M (-36.4%) on the Form ADV filed 25 Jun 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 299666 · SEC 801-122827 · 10 filingsShow
CRD 299666SEC 801-122827Legal name T••••• F•••••••• L••••••First filing on the tape Nov 5, 2021, latest Jun 25, 2026SEC status approved since Dec 6, 2021IAPD
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
56
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape

RAUM -36% over the last fiscal year · the tape starts Nov 5, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$306M as of Jun 25, 2026
Jun 29, 2022$832M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Jun 29, 20220 then
Employees (5.A)56 as of Jun 25, 2026
Jun 29, 202250 then
Private funds: no history
RAUM -36% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$38.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+10%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$306M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; a related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• P•••••• · Chief Executive Officercontrol
        since 09/2018 · owns less than 5%
      • M••••• S••••• E••••• I•• · Chief Compliance Officercontrol
        since 12/2018 · owns less than 5%
      • G••••••••• E••••• W••••• · Shareholdercontrol
        since 01/2000 · owns 75% or more of T••••• H••••••• L••••••
      • W••••••• A••••• · Chief Financial Officer
        since 04/2020 · owns less than 5%
      Entity owners
      • T••••• H••••••• L•••••• · Shareholdeer
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list T••••• F•••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Dubai Internationsl, United Arab Emirates3 employees
      • M•••••, Monaco3 employees
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $764M to $306M
        Jun 18, 2025 to Jun 25, 2026
      • Pooled vehicle RAUM · $764M to $306M
        Jun 18, 2025 to Jun 25, 2026
      • RAUM · $764M to $306M
        Jun 18, 2025 to Jun 25, 2026
      • Accounts · 7 to 8
        Sep 5, 2024 to Jun 18, 2025
      • Advisory employees · 13 to 17
        Sep 5, 2024 to Jun 18, 2025
      Full history · 34 changes
      • Pooled vehicle clients · 7 to 8
        Sep 5, 2024 to Jun 18, 2025
      • Employees · 51 to 56
        Sep 5, 2024 to Jun 18, 2025
      • Financial planning clients · unset to
        Sep 5, 2024 to Jun 18, 2025
      • HQ state · unset to
        Sep 5, 2024 to Jun 18, 2025
      • Discretionary RAUM · $531M to $764M
        Sep 5, 2024 to Jun 18, 2025
      • Pooled vehicle RAUM · $531M to $764M
        Sep 5, 2024 to Jun 18, 2025
      • RAUM · $531M to $764M
        Sep 5, 2024 to Jun 18, 2025
      • Accounts · 5 to 7
        Oct 2, 2023 to Jun 21, 2024
      • Advisory employees · 10 to 13
        Oct 2, 2023 to Jun 21, 2024
      • Pooled vehicle clients · 5 to 7
        Oct 2, 2023 to Jun 21, 2024
      • Employees · 50 to 51
        Oct 2, 2023 to Jun 21, 2024
      • Discretionary RAUM · $481M to $531M
        Oct 2, 2023 to Jun 21, 2024
      • Pooled vehicle RAUM · $481M to $531M
        Oct 2, 2023 to Jun 21, 2024
      • RAUM · $481M to $531M
        Oct 2, 2023 to Jun 21, 2024
      • Related broker-dealer · false to true
        Jun 19, 2023 to Oct 2, 2023
      • Accounts · 6 to 5
        Dec 7, 2022 to Jun 19, 2023
      • Business name · T••••• S••••••••• L•••••• to T••••• F••••••••
        Dec 7, 2022 to Jun 19, 2023
      • Pooled vehicle clients · 6 to 5
        Dec 7, 2022 to Jun 19, 2023
      • Other offices · 0 to 2
        Dec 7, 2022 to Jun 19, 2023
      • Discretionary RAUM · $832M to $481M
        Dec 7, 2022 to Jun 19, 2023
      • Pooled vehicle RAUM · $832M to $481M
        Dec 7, 2022 to Jun 19, 2023
      • RAUM · $832M to $481M
        Dec 7, 2022 to Jun 19, 2023
      • Related adviser · false to true
        Dec 7, 2022 to Jun 19, 2023
      • Legal name · T••••• S••••••••• L•••••• to T••••• F•••••••• L••••••
        Oct 5, 2022 to Dec 7, 2022
      • Accounts · 5 to 6
        Nov 5, 2021 to Jun 29, 2022
      • Pooled vehicle clients · 1 to 6
        Nov 5, 2021 to Jun 29, 2022
      • Discretionary RAUM · $850M to $832M
        Nov 5, 2021 to Jun 29, 2022
      • Pooled vehicle RAUM · $100M to $832M
        Nov 5, 2021 to Jun 29, 2022
      • RAUM · $850M to $832M
        Nov 5, 2021 to Jun 29, 2022
      Signals
      8 dated events
      • ••• Locked
        Jun 25, 2026 · ria principal change · fact
      • ••• Locked
        Jun 25, 2026 · RAUM change · derived
      • ••• Locked
        Jun 25, 2026 · Control person left · inference
      • ••• Locked
        Jun 25, 2026 · ria principal change · derived
      • ••• Locked
        Jun 18, 2025 · RAUM change · derived
      Full timeline · 8 events
      • ••• Locked
        Jun 19, 2023 · RAUM change · derived
      • ••• Locked
        Jun 29, 2022 · ria registration change · fact
      • ••• Locked
        Nov 5, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jun 25, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jun 25, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.