DFX Intelligence

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I••••••• F••••••••• L••

No RAUM reportedSEC-registered· Tampa, Floridawebsite

No RAUM reported, based in Tampa, Florida.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-07-02 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Advisors: 1
Net advisor flow, 12 months: 0

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-07-02 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 300418 · SEC 801-117107 · 19 filingsShow

CRD 300418SEC 801-117107First filing on the tape Jul 1, 2019, latest Jul 2, 2026SEC status approved since Aug 1, 2019IAPD

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

19 filings and snapshots on the tape

Filed figures over time · the tape starts Jul 1, 2019

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$0 as of Jul 2, 2026

Oct 29, 2024$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)1 as of Jul 2, 2026

Oct 23, 20201 then

Employees (5.A)4 as of Jul 2, 2026

Oct 23, 20201 then

Private funds: no history

RAUM n/a over the last fiscal yearIARs 1 to 1

Practice profile

derived from the filing of Jul 2, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 ruleShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $0derivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 4.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: fixed feesreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Wrap fee program: $17.3MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: 67,325reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 0reported
Financial planning clients: reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: fixedreported
Class basis: RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
R••••• A••• S••••	Tampa, Fl	Sep 9, 2022	10 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

F••••• A•••• · C••• C••••••• O• B•••• F•• I••••••• I••••••••• I•••control
since 07/2017 · owns less than 5%
M••••• D•••••• M•••• · Chief Compliance Officercontrol
since 07/2022 · owns less than 5%
S••••• R•••••• A••• · P••••••••• T••••••••• S••••••••• C••••• O• I••••••• I••••••••• I•••control
since 07/2017 · owns less than 5%
F••••• A•••• · Ceo, Chairman Of Board, Shareholdercontrol
since 07/2017 · owns 25% to 50% of I••••••• I••••••••• I••
S••••• R•••••• A••• · President, Treasurer, Secretary, Co-Ceo, Shareholdercontrol
since 07/2017 · owns 25% to 50% of I••••••• I••••••••• I••

Entity owners

I••••••• I••••••••• I•• · S••• M••••••• M••••• O• I••••••• F••••••••• L••
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 0 to 1
Oct 29, 2024 to Oct 27, 2025
Business name · G••••• to I••••••• F••••••••• L••
Oct 29, 2024 to Oct 27, 2025
Individual clients · 0 to 67,325
Oct 29, 2024 to Oct 27, 2025
Employees · 6 to 4
Oct 29, 2024 to Oct 27, 2025
Financial planning clients · unset to
Oct 29, 2024 to Oct 27, 2025

Full history · 20 changes

Individual RAUM · 0.0 to unset
Oct 29, 2024 to Oct 27, 2025
Accounts · unset to 0.0
Oct 30, 2023 to Oct 29, 2024
Employees · 8 to 6
Oct 30, 2023 to Oct 29, 2024
Discretionary RAUM · unset to 0.0
Oct 30, 2023 to Oct 29, 2024
Non-discretionary RAUM · unset to 0.0
Oct 30, 2023 to Oct 29, 2024
RAUM · unset to 0.0
Oct 30, 2023 to Oct 29, 2024
Employees · 12 to 8
Jul 27, 2023 to Oct 30, 2023
State-registered IARs · 0 to 1
Jul 27, 2023 to Oct 30, 2023
Advisory employees · 1 to 0
Jul 15, 2022 to Sep 30, 2022
Employees · 1 to 12
Jul 15, 2022 to Sep 30, 2022
HQ city · unset to TAMPA
Jul 15, 2022 to Sep 30, 2022
HQ state · unset to FL
Jul 15, 2022 to Sep 30, 2022
State-registered IARs · 1 to 0
Jul 15, 2022 to Sep 30, 2022
Business name · I••••••• F••••••••• L•• to G•••••
Jul 10, 2019 to Jun 9, 2020
Other offices · 1 to 0
Jul 10, 2019 to Jun 9, 2020

Signals

4 dated events

••• Locked
Jul 15, 2022 · Control person left · inference
••• Locked
Jul 15, 2022 · Control person joined · fact
••• Locked
Nov 23, 2020 · Control person joined · fact
••• Locked
Jul 1, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jul 2, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jul 2, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: regulatory AUM, RAUM change, 1 year, private clients.