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P•••• M••••••••• I•••

Independent wealth managerSEC-registered· Montreal, Quebecwebsite

Independent wealth manager, based in Montreal, Quebec, reporting $12.1M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$12.1M
Advisors
0
RAUM change, 1 year
-91%
Private clients
100%
of RAUM, $12.1M
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 20 Mar 2026, RAUM $137M to $12.1M (-91.2%) on the Form ADV filed 20 Mar 2026.

Every filed figure, and the identifiersCRD 304309 · SEC 801-116950 · 22 filingsShow
CRD 304309SEC 801-116950First filing on the tape Jun 12, 2019, latest Mar 20, 2026SEC status approved since Jul 29, 2019IAPD
RAUM
$12.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$12.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
18
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape

RAUM -57% a year over three years · the tape starts Jun 12, 2019

Peer group: Independent wealth managers, under $100M, 669 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$12.1M as of Mar 20, 2026
Feb 28, 2020$125M then
HNW client RAUM$10.2M as of Mar 20, 2026
Feb 28, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Feb 28, 20200 then
Employees (5.A)18 as of Mar 20, 2026
Feb 28, 202010 then
Private funds: no history
RAUM -91% over the last fiscal year-57% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
-91%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-11%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

85% high-net-worth individuals, 15% individuals

The breakdown by client type, and the client counts2 client typesShow
  • High-net-worth individuals$10.2M85%
  • Individuals$1.8M15%
Individual clients
8reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
12reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bank; no bank ownerderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L••••••• A••••• N•• · Director & Chief Financial Officercontrol
        since 11/2011 · owns less than 5%
      • M••••••• C••••••• O•••••• · Directorcontrol
        since 06/2021 · owns less than 5%
      • M••••••• P•••••••• N•• · Director & Presidentcontrol
        since 06/2021 · owns less than 5%
      • P•••••• M•••••• N•• · Chief Compliance Officercontrol
        since 04/2021 · owns less than 5%
      • H••••• M••••• · Trusteecontrol
        since 11/2019 · owns 25% to 50% of T•• H•••• F••••• T••••
      All 9 control persons
      • H••••• P••• · Trusteecontrol
        since 11/2019 · owns 25% to 50% of T•• H•••• F••••• T••••
      • M••••••• C••••••• O•••••• · Presidentcontrol
        since 02/1999 · owns 50% to 75% of M•••••• C•••••• C•••••••••
      • M••••••• P•••••••• N•• · Ownercontrol
        since 02/1999 · owns 50% to 75% of M•••••• C•••••• C•••••••••
      • H••••• G••••• · Trustee
        since 11/2019 · general partner, trustee or elected manager of T•• H•••• F••••• T••••
      Entity owners
      • P•••• C•••••• C••••••••• · Owner
        direct · owns 75% or more
      • M•••••• C•••••• C••••••••• · Majority Owner
        indirect · owns 50% to 75% of P•••• C•••••• C•••••••••
      • S••••• C••••••••• I••• · Owner
        indirect · owns 25% to 50% of P•••• C•••••• C•••••••••
      • T•• H•••• F••••• T•••• · Owner
        indirect · owns 75% or more of S••••• C••••••••• I•••
      Ownership changes
      7 Schedule A changes between consecutive filings, latest first
      • Added M••••• P••••• · Chief Compliance Officer control
        filing of Jul 7, 2021, against Mar 23, 2021 · owns under 5%
      • Removed F••••••• D••••••• N•• · Chief Compliance Officer control
        filing of Jul 7, 2021, against Mar 23, 2021 · owns under 5%
      • Added G••••• H•••• · Trustee
        filing of Mar 18, 2021, against Mar 1, 2021 · general partner, trustee or elected manager
      • Added M••••• H•••• · Trustee control
        filing of Mar 18, 2021, against Mar 1, 2021 · owns 25 to 50%
      • Added P••• H•••• · Trustee control
        filing of Mar 18, 2021, against Mar 1, 2021 · owns 25 to 50%
      All 7 changes
      • Added S••••• C••••••••• I••• · Owner control
        filing of Mar 1, 2021, against Jun 30, 2020 · owns 25 to 50% · entity
      • Added T•• H•••• F••••• T•••• · Owner control
        filing of Mar 1, 2021, against Jun 30, 2020 · owns 75% or more · entity
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      Related persons
      Schedule D 7.A
      • P•••• C•••••••• S••••••• I••
        pooled vehicle sponsorn
      • P•••• M• I•••
        pooled vehicle sponsorn
      • P•••• W••••• M••••••••• I••
        investment advisern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      3 against comparable advisers; where to look, not conclusions
      • business activity changedChange between filings · filing Mar 20, 2026
        portfolio management for pooled vehicles (Item 5.G.4): yes on the filing of 2025-03-26, no on the filing of 2026-03-20
        peers: independent wealth managers, under $100M (669)
      • RAUM down 50 %Change between filings · filing Mar 20, 2026
        RAUM (Item 5.F) moved from $136,763,705 to $12,051,303 (-91.0%) between the annual amendments of 2025-03-26 and 2026-03-20; the peer median change was +9.0% (203 comparable advisers, 2.0th percentile of changes)
        peers: independent wealth managers, under $100M (203) · 2.5% percentile
      • business activity changedChange between filings · filing Mar 20, 2026
        financial planning (Item 5.G.1): no on the filing of 2025-03-26, yes on the filing of 2026-03-20
        peers: independent wealth managers, under $100M (669)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 16 to 12
        Mar 26, 2025 to Mar 20, 2026
      • Individual clients · 9 to 8
        Mar 26, 2025 to Mar 20, 2026
      • Pooled vehicle clients · 5 to 0
        Mar 26, 2025 to Mar 20, 2026
      • Employees · 15 to 18
        Mar 26, 2025 to Mar 20, 2026
      • Financial planning clients · 0 to 1-10
        Mar 26, 2025 to Mar 20, 2026
      Full history · 80 changes
      • Discretionary RAUM · $137M to $12.1M
        Mar 26, 2025 to Mar 20, 2026
      • HNW RAUM · $3.6M to $10.2M
        Mar 26, 2025 to Mar 20, 2026
      • Individual RAUM · $1.4M to $1.8M
        Mar 26, 2025 to Mar 20, 2026
      • Pooled vehicle RAUM · $132M to $0
        Mar 26, 2025 to Mar 20, 2026
      • RAUM · $137M to $12.1M
        Mar 26, 2025 to Mar 20, 2026
      • Related adviser · true to false
        Mar 26, 2025 to Mar 20, 2026
      • Advisory employees · 2 to 3
        Nov 14, 2024 to Mar 26, 2025
      • HNW clients · 1 to 0
        Nov 14, 2024 to Mar 26, 2025
      • Individual clients · 11 to 9
        Nov 14, 2024 to Mar 26, 2025
      • Pooled vehicle clients · 4 to 5
        Nov 14, 2024 to Mar 26, 2025
      • Employees · 18 to 15
        Nov 14, 2024 to Mar 26, 2025
      • Financial planning clients · 0 to 0
        Nov 14, 2024 to Mar 26, 2025
      • HQ state · unset to
        Nov 14, 2024 to Mar 26, 2025
      • Discretionary RAUM · $128M to $137M
        Nov 14, 2024 to Mar 26, 2025
      • HNW RAUM · $1.9M to $3.6M
        Nov 14, 2024 to Mar 26, 2025
      • Individual RAUM · $171,021 to $1.4M
        Nov 14, 2024 to Mar 26, 2025
      • Pooled vehicle RAUM · $126M to $132M
        Nov 14, 2024 to Mar 26, 2025
      • RAUM · $128M to $137M
        Nov 14, 2024 to Mar 26, 2025
      • Accounts · 42 to 16
        Mar 25, 2023 to Mar 25, 2024
      • Advisory activities · 1 to 2
        Mar 25, 2023 to Mar 25, 2024
      • Corporate clients · 21 to 0
        Mar 25, 2023 to Mar 25, 2024
      • HNW clients · 2 to 1
        Mar 25, 2023 to Mar 25, 2024
      • Individual clients · 15 to 11
        Mar 25, 2023 to Mar 25, 2024
      • Employees · 19 to 18
        Mar 25, 2023 to Mar 25, 2024
      • Discretionary RAUM · $155M to $128M
        Mar 25, 2023 to Mar 25, 2024
      • HNW RAUM · $10.3M to $1.9M
        Mar 25, 2023 to Mar 25, 2024
      • Individual RAUM · $1.0M to $171,021
        Mar 25, 2023 to Mar 25, 2024
      • Non-discretionary RAUM · $578,386 to $0
        Mar 25, 2023 to Mar 25, 2024
      • Pooled vehicle RAUM · $142M to $126M
        Mar 25, 2023 to Mar 25, 2024
      • RAUM · $155M to $128M
        Mar 25, 2023 to Mar 25, 2024
      • Accounts · 100 to 42
        Nov 16, 2022 to Mar 25, 2023
      • Corporate clients · 0 to 21
        Nov 16, 2022 to Mar 25, 2023
      • HNW clients · 68 to 2
        Nov 16, 2022 to Mar 25, 2023
      • Individual clients · 32 to 15
        Nov 16, 2022 to Mar 25, 2023
      • Employees · 15 to 19
        Nov 16, 2022 to Mar 25, 2023
      • Insurance-licensed employees · 2 to 0
        Nov 16, 2022 to Mar 25, 2023
      • Financial planning clients · unset to 0
        Nov 16, 2022 to Mar 25, 2023
      • Discretionary RAUM · $293M to $155M
        Nov 16, 2022 to Mar 25, 2023
      • HNW RAUM · $128M to $10.3M
        Nov 16, 2022 to Mar 25, 2023
      • Individual RAUM · $25.1M to $1.0M
        Nov 16, 2022 to Mar 25, 2023
      • Non-discretionary RAUM · $39.0M to $578,386
        Nov 16, 2022 to Mar 25, 2023
      • Pooled vehicle RAUM · $179M to $142M
        Nov 16, 2022 to Mar 25, 2023
      • RAUM · $332M to $155M
        Nov 16, 2022 to Mar 25, 2023
      • Accounts · 89 to 100
        Nov 18, 2021 to Mar 31, 2022
      • HNW clients · 65 to 68
        Nov 18, 2021 to Mar 31, 2022
      • Individual clients · 24 to 32
        Nov 18, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 0 to 4
        Nov 18, 2021 to Mar 31, 2022
      • Discretionary RAUM · $135M to $293M
        Nov 18, 2021 to Mar 31, 2022
      • HNW RAUM · $173M to $128M
        Nov 18, 2021 to Mar 31, 2022
      • Individual RAUM · $13.7M to $25.1M
        Nov 18, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $52.1M to $39.0M
        Nov 18, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · unset to 179493718.0
        Nov 18, 2021 to Mar 31, 2022
      • RAUM · $187M to $332M
        Nov 18, 2021 to Mar 31, 2022
      • Accounts · 169 to 89
        Jul 19, 2021 to Nov 18, 2021
      • Advisory activities · 2 to 1
        Jul 19, 2021 to Nov 18, 2021
      • HNW clients · 9 to 65
        Jul 19, 2021 to Nov 18, 2021
      • Individual clients · 75 to 24
        Jul 19, 2021 to Nov 18, 2021
      • Pooled vehicle clients · 3 to 0
        Jul 19, 2021 to Nov 18, 2021
      • Employees · 12 to 15
        Jul 19, 2021 to Nov 18, 2021
      • Financial planning clients · 0 to unset
        Jul 19, 2021 to Nov 18, 2021
      • Discretionary RAUM · $135M to $135M
        Jul 19, 2021 to Nov 18, 2021
      • HNW RAUM · $14.0M to $173M
        Jul 19, 2021 to Nov 18, 2021
      • Individual RAUM · $5.0M to $13.7M
        Jul 19, 2021 to Nov 18, 2021
      • Non-discretionary RAUM · $16.5M to $52.1M
        Jul 19, 2021 to Nov 18, 2021
      • Pooled vehicle RAUM · 113707004.0 to unset
        Jul 19, 2021 to Nov 18, 2021
      • RAUM · $151M to $187M
        Jul 19, 2021 to Nov 18, 2021
      • Accounts · 120 to 169
        Jun 30, 2020 to Mar 1, 2021
      • HNW clients · 0 to 9
        Jun 30, 2020 to Mar 1, 2021
      • Individual clients · 58 to 75
        Jun 30, 2020 to Mar 1, 2021
      • Pooled vehicle clients · 5 to 3
        Jun 30, 2020 to Mar 1, 2021
      • Employees · 10 to 12
        Jun 30, 2020 to Mar 1, 2021
      • Insurance-licensed employees · 0 to 2
        Jun 30, 2020 to Mar 1, 2021
      • Discretionary RAUM · $115M to $135M
        Jun 30, 2020 to Mar 1, 2021
      • HNW RAUM · $0 to $14.0M
        Jun 30, 2020 to Mar 1, 2021
      • Individual RAUM · $10.5M to $5.0M
        Jun 30, 2020 to Mar 1, 2021
      Signals
      8 dated events
      • ••• Locked
        Mar 20, 2026 · RAUM change · derived
      • ••• Locked
        Mar 25, 2023 · RAUM change · derived
      • ••• Locked
        Mar 31, 2022 · RAUM change · derived
      • ••• Locked
        Jul 7, 2021 · Control person left · inference
      • ••• Locked
        Jul 7, 2021 · Control person joined · fact
      Full timeline · 8 events
      • ••• Locked
        Mar 18, 2021 · Control person joined · fact
      • ••• Locked
        Mar 18, 2021 · Control person joined · fact
      • ••• Locked
        Jun 12, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Web presence
      addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

      Website (1), LinkedIn company page (1) · the addresses open with an account

      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 20, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 20, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.