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M••• C••••••

Former SEC-registered adviserFormer SEC adviser· Houston, Texaswebsite

Former SEC-registered adviser, based in Houston, Texas.

Composed from this adviser's Form ADV classification, location and filed figures.

Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 304451 · SEC 801-116964 · 6 filingsShow
CRD 304451SEC 801-116964Legal name M••• C•••••• L••First filing on the tape Jun 17, 2019, latest Nov 22, 2019IAPD
RAUM
Not disclosed
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Nov 22, 2019
Jun 17, 20190 then
Employees (5.A)3 as of Nov 22, 2019
Jun 17, 20192 then
Private funds: no history
Practice profile
derived from the filing of Nov 22, 2019; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the 10 longest tenured
      NameBranchHere sinceIn industryPrior firms
      S••••••••• M••••••••Woodland Hills, CaJan 1, 202612 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• A••••••• · Membercontrol
        since 05/2019 · owns 50% to 75%
      • M••••••••• S••••••••• · Membercontrol
        since 05/2019 · owns 50% to 75%
      • Z••••••••• Y••••• · General Counsel, Chief Compliance Officer
        since 09/2019 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 1
        Oct 8, 2019 to Nov 22, 2019
      • Employees · 2 to 3
        Oct 8, 2019 to Nov 22, 2019
      • HQ city · MINSK to HOUSTON
        Oct 8, 2019 to Nov 22, 2019
      • HQ state · unset to TX
        Oct 8, 2019 to Nov 22, 2019
      • Legal name · M••• C•••••• to M••• C•••••• L••
        Sep 27, 2019 to Oct 8, 2019
      Full history · 8 changes
      • Financial planning clients · unset to 0
        Jun 18, 2019 to Sep 27, 2019
      • Business name · M••• C•••••• L•• to M••• C••••••
        Jun 17, 2019 to Jun 18, 2019
      • Legal name · M••• C•••••• L•• to M••• C••••••
        Jun 17, 2019 to Jun 18, 2019
      Signals
      2 dated events
      • ••• Locked
        Jun 18, 2019 · Control person joined · fact
      • ••• Locked
        Jun 17, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jul 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: private clients.