DFX Intelligence

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S••••• F••• W••••• M••••••••• L••

Independent wealth managerSEC-registered

Independent wealth manager, reporting $50.6M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-02-20 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $50.6M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +37%
Private clients: 100%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-02-20 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 20 Feb 2026, RAUM $37M to $50.6M (+37.0%) on the Form ADV filed 20 Feb 2026, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 306358 · SEC 801-132229 · 4 filingsShow

CRD 306358SEC 801-132229First filing on the tape Apr 7, 2025, latest Feb 20, 2026SEC status approved since Mar 24, 2025IAPD

RAUM

$50.6M

reported, Item 5.F

Discretionary

43%

of RAUM

Private clients

100%

$50.6M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$50.6M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

4 filings and snapshots on the tape

RAUM +37% over the last fiscal year · the tape starts Apr 7, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$50.6M as of Feb 20, 2026

Apr 7, 2025$37.0M then

HNW client RAUM$48.8M as of Feb 20, 2026

Apr 7, 2025$35.6M then

State-registered IARs (5.B.3)1 as of Feb 20, 2026

Apr 7, 20251 then

Employees (5.A)1 as of Feb 20, 2026

Apr 7, 20251 then

Private funds: no history

RAUM +37% over the last fiscal yearIARs 1 to 1

Practice profile

derived from the filing of Feb 20, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 ruleShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)

RAUM per advisor: $50.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 18derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.4MderivedHNW RAUM over HNW clients
Average account: $888,201derivedRAUM over accounts (5.F.2.f)
Discretionary: 43%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +37%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +20%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

96% high-net-worth individuals, 3.6% individuals

The breakdown by client type, and the client counts2 client typesShow

High-net-worth individuals$48.8M96%
Individuals$1.8M3.6%

Individual clients: 7reported
HNW clients: 11reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 57reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
T•••• G••••••••	Brooklyn, Ny	Oct 25, 2021	34 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G••••••••• T•••• · Managing Member & Chief Compliance Officercontrol
since 11/2019 · owns 75% or more

Who runs the funds

related persons named most often on the Form D filings of the firm's funds

No Form D related person is on record for this firm's funds.

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

discretionary share shiftChange between filings · filing Feb 20, 2026
discretionary share of RAUM moved from 100.0% to 43.0% between the annual amendments of 2025-04-07 and 2026-02-20
peers: independent wealth managers, under $100M (707)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 50 to 57
Nov 10, 2025 to Feb 20, 2026
Individual clients · 4 to 7
Nov 10, 2025 to Feb 20, 2026
Discretionary RAUM · $37.0M to $21.5M
Nov 10, 2025 to Feb 20, 2026
HNW RAUM · $35.6M to $48.8M
Nov 10, 2025 to Feb 20, 2026
Individual RAUM · $1.3M to $1.8M
Nov 10, 2025 to Feb 20, 2026

Full history · 7 changes

Non-discretionary RAUM · $0 to $29.1M
Nov 10, 2025 to Feb 20, 2026
RAUM · $37.0M to $50.6M
Nov 10, 2025 to Feb 20, 2026

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Feb 20, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $50.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026