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H•••• P•••• C•••••• P••••••• L••

Other adviserSEC-registered· Rye Brook, New Yorkwebsite

Other adviser, based in Rye Brook, New York, reporting $61.4M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$61.4M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+7.0%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 25 Mar 2026, RAUM $57.3M to $61.4M (+7.0%) on the Form ADV filed 25 Mar 2026.

Every filed figure, and the identifiersCRD 307006 · SEC 801-122906 · 8 filingsShow
CRD 307006SEC 801-122906First filing on the tape Nov 18, 2021, latest Mar 25, 2026SEC status approved since Dec 21, 2021IAPD
RAUM
$61.4M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape

RAUM -6.5% a year over three years · the tape starts Nov 18, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$61.4M as of Mar 25, 2026
Feb 25, 2022$25.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Feb 25, 20220 then
Employees (5.A)3 as of Mar 25, 2026
Feb 25, 20224 then
Private funds: no history
RAUM +7.0% over the last fiscal year-6.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$30.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
62%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+7.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

62% insurance companies, 38% other investment advisers

The breakdown by client type, and the client counts2 client typesShow
  • Insurance companies$37.9M62%
  • Other investment advisers$23.5M38%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 38% pooled funds, 62% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• J••••• G•••••• · Managing Partnercontrol
        since 11/2019 · owns 50% to 75%
      • H•••••••• J•••• M•••••• · Chief Compliance Officer, Managing Partnercontrol
        since 11/2019 · owns 50% to 75%
      • B••••••••• N••• · Member
        since 06/2020 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 25, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (34 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: other advisers, under $100M (34) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Financial planning clients · to 0
        Mar 31, 2025 to Mar 25, 2026
      • Non-discretionary RAUM · $57.3M to $61.4M
        Mar 31, 2025 to Mar 25, 2026
      • RAUM · $57.3M to $61.4M
        Mar 31, 2025 to Mar 25, 2026
      • Financial planning clients · unset to
        May 15, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $53.0M to $57.3M
        May 15, 2024 to Mar 31, 2025
      Full history · 15 changes
      • RAUM · $53.0M to $57.3M
        May 15, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $47.0M to $53.0M
        May 15, 2024 to May 15, 2024
      • RAUM · $47.0M to $53.0M
        May 15, 2024 to May 15, 2024
      • Employees · 4 to 3
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $75.0M to $0
        Mar 31, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $0 to $47.0M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $75.0M to $47.0M
        Mar 31, 2023 to Mar 29, 2024
      • Accounts · 1 to 2
        Feb 25, 2022 to Mar 31, 2023
      • Discretionary RAUM · $25.0M to $75.0M
        Feb 25, 2022 to Mar 31, 2023
      • RAUM · $25.0M to $75.0M
        Feb 25, 2022 to Mar 31, 2023
      Signals
      2 dated events
      • ••• Locked
        Nov 18, 2021 · First SEC registration · fact
      • ••• Locked
        Nov 18, 2021 · ria registration change · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.