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K••••• A••••••• L••

Independent wealth managerSEC-registered· Aventura, Florida

Independent wealth manager, based in Aventura, Florida, reporting $119M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$119M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0
0 joined, 0 left
IAPD registration history
RAUM change, 1 year
-45%
Form ADV, consecutive annual filings
Private clients
100%
of RAUM, $119M
Form ADV
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 20 Feb 2026, RAUM $217M to $119M (-45.3%) on the Form ADV filed 20 Feb 2026, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 311094 · SEC 801-126825 · 8 filingsShow
CRD 311094SEC 801-126825First filing on the tape Oct 4, 2022, latest Feb 20, 2026SEC status approved since Nov 3, 2022IAPD
RAUM
$119M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$119M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape

RAUM -25% a year over three years · the tape starts Oct 4, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$119M as of Feb 20, 2026
Mar 6, 2023$281M then
HNW client RAUM$119M as of Feb 20, 2026
Mar 6, 2023$261M then
State-registered IARs (5.B.3)1 as of Feb 20, 2026
Mar 6, 20231 then
Employees (5.A)1 as of Feb 20, 2026
Mar 6, 20232 then
Private funds: no history
RAUM -45% over the last fiscal year-25% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$119MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$8.5MderivedHNW RAUM over HNW clients
Average account
$8.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year
-45%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% high-net-worth individuals

The breakdown by client type, and the client counts1 client typesShow
  • High-net-worth individuals$119M100%
Individual clients
n/areported
HNW clients
14reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
14reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the longest tenured first
      NameBranchHere sinceIn industryPrior firms
      M••••• •••• M•••••Aventura, FlDec 9, 202014 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• M•••••• •••• · Principal And Chief Compliance Officercontrol
        since 10/2020 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • RAUM down 25 %Change between filings · filing Feb 20, 2026
        RAUM (Item 5.F) moved from $217,452,000 to $119,000,000 (-45.0%) between the annual amendments of 2025-03-24 and 2026-02-20; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
        peers: independent wealth managers, $100M to $500M (4,546) · 0.7% percentile
      • discretionary share shiftChange between filings · filing Feb 20, 2026
        discretionary share of RAUM moved from 55.0% to 100.0% between the annual amendments of 2025-03-24 and 2026-02-20
        peers: independent wealth managers, $100M to $500M (5,682)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 20 to 14
        Mar 24, 2025 to Feb 20, 2026
      • HNW clients · 19 to 14
        Mar 24, 2025 to Feb 20, 2026
      • Discretionary RAUM · $120M to $119M
        Mar 24, 2025 to Feb 20, 2026
      • HNW RAUM · $206M to $119M
        Mar 24, 2025 to Feb 20, 2026
      • Non-discretionary RAUM · $97.6M to $0
        Mar 24, 2025 to Feb 20, 2026
      Full history · 29 changes
      • RAUM · $217M to $119M
        Mar 24, 2025 to Feb 20, 2026
      • Accounts · 31 to 20
        Jan 17, 2024 to Mar 24, 2025
      • Advisory activities · 1 to 2
        Jan 17, 2024 to Mar 24, 2025
      • HNW clients · 29 to 19
        Jan 17, 2024 to Mar 24, 2025
      • Financial planning clients · unset to 0
        Jan 17, 2024 to Mar 24, 2025
      • Discretionary RAUM · $218M to $120M
        Jan 17, 2024 to Mar 24, 2025
      • HNW RAUM · $313M to $206M
        Jan 17, 2024 to Mar 24, 2025
      • Non-discretionary RAUM · $115M to $97.6M
        Jan 17, 2024 to Mar 24, 2025
      • RAUM · $333M to $217M
        Jan 17, 2024 to Mar 24, 2025
      • Accounts · 28 to 31
        Sep 25, 2023 to Jan 17, 2024
      • HNW clients · 26 to 29
        Sep 25, 2023 to Jan 17, 2024
      • Employees · 2 to 1
        Sep 25, 2023 to Jan 17, 2024
      • Discretionary RAUM · $186M to $218M
        Sep 25, 2023 to Jan 17, 2024
      • HNW RAUM · $261M to $313M
        Sep 25, 2023 to Jan 17, 2024
      • Non-discretionary RAUM · $95.0M to $115M
        Sep 25, 2023 to Jan 17, 2024
      • RAUM · $281M to $333M
        Sep 25, 2023 to Jan 17, 2024
      • HQ city · FORT LAUDERDALE to AVENTURA
        Mar 6, 2023 to May 4, 2023
      • Accounts · 22 to 28
        Oct 4, 2022 to Mar 6, 2023
      • HNW clients · 22 to 26
        Oct 4, 2022 to Mar 6, 2023
      • Employees · 1 to 2
        Oct 4, 2022 to Mar 6, 2023
      • Discretionary RAUM · $220M to $186M
        Oct 4, 2022 to Mar 6, 2023
      • HNW RAUM · $220M to $261M
        Oct 4, 2022 to Mar 6, 2023
      • Non-discretionary RAUM · $0 to $95.0M
        Oct 4, 2022 to Mar 6, 2023
      • RAUM · $220M to $281M
        Oct 4, 2022 to Mar 6, 2023
      Signals
      2 dated events
      • ••• Locked
        Mar 24, 2025 · RAUM change · derived
      • ••• Locked
        Oct 4, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 20, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $119Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026