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RIA Intelligence

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D•••••• A••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered· Austin, Texaswebsite

Asset manager (funds and pooled vehicles), based in Austin, Texas, reporting $441M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$441M
Form ADV
Advisors
0
IAPD
RAUM change, last fiscal year
+530%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 17 Mar 2026, RAUM $70M to $441M (+530.1%) on the Form ADV filed 17 Mar 2026.

Every filed figure, and the identifiersCRD 312099 · SEC 801-123048 · 8 filingsShow
CRD 312099SEC 801-123048First filing on the tape Dec 14, 2021, latest Mar 17, 2026SEC status approved since Jan 14, 2022IAPD
RAUM
$441M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$441M as of Mar 17, 2026
Mar 28, 2023$61.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 28, 20230 then
Employees (5.A)4 as of Mar 17, 2026
Mar 28, 20236 then
Private funds: no history
RAUM +530% over the last fiscal year+92% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$441MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+530%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$441M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••• S•••••• N•• · Chief Executive Officercontrol
        since 10/2020 · owns less than 5%
      • P•••••• S•••••• N•• · Shareholdercontrol
        since 01/2020 · owns 75% or more of D•••••• X•• I•••
      • L•••• J•••••• T•••• · Chief Compliance Officer
        since 03/2024 · owns less than 5%
      Entity owners
      • D•••••• X•• I••• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 17, 2026
        RAUM (Item 5.F) moved from $70,049,906 to $441,367,407 (+530.0%) between the annual amendments of 2025-03-28 and 2026-03-17; the peer median change was +4.0% (1141 comparable advisers, 100.0th percentile of changes)
        peers: asset managers, $100M to $500M (1,141) · 100% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $70.0M to $441M
        Mar 28, 2025 to Mar 17, 2026
      • RAUM · $70.0M to $441M
        Mar 28, 2025 to Mar 17, 2026
      • Advisory employees · 2 to 1
        Mar 22, 2024 to Mar 28, 2025
      • Employees · 5 to 4
        Mar 22, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 22, 2024 to Mar 28, 2025
      Full history · 19 changes
      • Discretionary RAUM · $53.5M to $70.0M
        Mar 22, 2024 to Mar 28, 2025
      • RAUM · $53.5M to $70.0M
        Mar 22, 2024 to Mar 28, 2025
      • Advisory employees · 3 to 2
        Nov 16, 2023 to Mar 22, 2024
      • Employees · 6 to 5
        Nov 16, 2023 to Mar 22, 2024
      • Discretionary RAUM · $61.9M to $53.5M
        Nov 16, 2023 to Mar 22, 2024
      • RAUM · $61.9M to $53.5M
        Nov 16, 2023 to Mar 22, 2024
      • Advisory employees · 4 to 3
        Nov 2, 2022 to Mar 28, 2023
      • Discretionary RAUM · $100M to $61.9M
        Nov 2, 2022 to Mar 28, 2023
      • RAUM · $100M to $61.9M
        Nov 2, 2022 to Mar 28, 2023
      • Accounts · unset to 1.0
        Dec 14, 2021 to Jun 6, 2022
      • Employees · 4 to 6
        Dec 14, 2021 to Jun 6, 2022
      • Discretionary RAUM · unset to 100000000.0
        Dec 14, 2021 to Jun 6, 2022
      • Non-discretionary RAUM · unset to 0.0
        Dec 14, 2021 to Jun 6, 2022
      • RAUM · unset to 100000000.0
        Dec 14, 2021 to Jun 6, 2022
      Signals
      7 dated events
      • ••• Locked
        Mar 17, 2026 · ria majority owner change · derived
      • ••• Locked
        Mar 17, 2026 · ria majority owner change · fact
      • ••• Locked
        Mar 17, 2026 · RAUM change · derived
      • ••• Locked
        Nov 16, 2023 · Control person left · inference
      • ••• Locked
        Jun 6, 2022 · Control person joined · fact
      Full timeline · 7 events
      • ••• Locked
        Jun 6, 2022 · Control person left · inference
      • ••• Locked
        Dec 14, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 17, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.