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P•••••••

Institutional managerSEC-registered· Cape Town, Western Capewebsite

Institutional manager, based in Cape Town, Western Cape, reporting $1.7B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.7B
Form ADV
Advisors
0
IAPD
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. 4 changes
    ownership and control

    2 control persons joined and 2 left Schedule A in the last 12 months.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 315222 · SEC 801-122011 · 4 filingsShow
CRD 315222SEC 801-122011Legal name P••••••• I••••••••• M••••••• •••• L••••••First filing on the tape Jul 2, 2021, latest May 26, 2026SEC status approved since Feb 4, 2026IAPD
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
24
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape

Filed figures over time · the tape starts Jul 2, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$1.7B as of May 26, 2026
Jan 27, 2026$1.0B then
HNW client RAUM$0 as of May 26, 2026
Jan 27, 2026$0 then
State-registered IARs (5.B.3)0 as of May 26, 2026
Jan 27, 20260 then
Employees (5.A)24 as of May 26, 2026
Jan 27, 202624 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$64.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
90%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

83% state and municipal entities, 5.9% pension and profit-sharing plans, and 4 other client types

The breakdown by client type, and the client counts6 client typesShow
  • State and municipal entities$1.4B83%
  • Pension and profit-sharing plans$97.9M5.9%
  • Pooled investment vehicles$90.5M5.4%
  • Other investment advisers$73.3M4.4%
  • Charitable organizations$15.0M0.9%
  • Corporations and businesses$1.4M0.1%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
4reported
Charitable clients
1reported
Accounts
26reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 10% pooled funds, 90% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D• C•••••• A•••••• N•••••• S•••••• · Cco And Head Of Operationscontrol
        since 07/2021 · owns less than 5%
      • D• S•••••• A••••• R••••• · Directorcontrol
        since 12/2019 · owns less than 5%
      • G•••••••• D•••••••• D•••••••• · Cio, Directorcontrol
        since 01/2012 · owns less than 5%
      • G•••••••• K•••••••• L•••• · Ceo, Directorcontrol
        since 12/2006 · owns less than 5%
      • N•••••• R••••••• S••••••• M•••• · Directorcontrol
        since 11/2016 · owns less than 5%
      All 7 control persons
      • N••••••••• Z••••••••• P•••••• · Directorcontrol
        since 11/2016 · owns less than 5%
      • G•••••••• D•••••••• D•••••••• · Shareholdercontrol
        since 11/2018 · owns 50% to 75% of P••••••• H••••••• •••• L••
      Entity owners
      • P••••••• H••••••• •••• L•• · Shareholder
        direct · owns 75% or more
      • R•• I••••••••• M••••••• A••••••••• 2• P••••••••• L•••••• · Shareholder
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • R•• I••••••••• M••••••• •••• L••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • business activity changedChange between filings · filing May 26, 2026
        portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2026-01-27, yes on the filing of 2026-05-26
        peers: institutional managers, $1B to $5B (121)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 30 to 26
        Jan 27, 2026 to May 26, 2026
      • Advisory activities · 1 to 2
        Jan 27, 2026 to May 26, 2026
      • Pension plan clients · 1 to 4
        Jan 27, 2026 to May 26, 2026
      • Pooled vehicle clients · 6 to 4
        Jan 27, 2026 to May 26, 2026
      • Discretionary RAUM · $1.0B to $1.7B
        Jan 27, 2026 to May 26, 2026
      Full history · 23 changes
      • Non-discretionary RAUM · $19.3M to $0
        Jan 27, 2026 to May 26, 2026
      • Pension RAUM · $11.3M to $97.9M
        Jan 27, 2026 to May 26, 2026
      • Pooled vehicle RAUM · $80.2M to $90.5M
        Jan 27, 2026 to May 26, 2026
      • RAUM · $1.0B to $1.7B
        Jan 27, 2026 to May 26, 2026
      • Accounts · 14 to 30
        Jul 14, 2021 to Jan 27, 2026
      • Advisory employees · 12 to 11
        Jul 14, 2021 to Jan 27, 2026
      • Charity clients · 0 to 1
        Jul 14, 2021 to Jan 27, 2026
      • Corporate clients · 0 to 1
        Jul 14, 2021 to Jan 27, 2026
      • Pension plan clients · 4 to 1
        Jul 14, 2021 to Jan 27, 2026
      • Pooled vehicle clients · 3 to 6
        Jul 14, 2021 to Jan 27, 2026
      • Employees · 25 to 24
        Jul 14, 2021 to Jan 27, 2026
      • Financial planning clients · unset to
        Jul 14, 2021 to Jan 27, 2026
      • HQ state · unset to
        Jul 14, 2021 to Jan 27, 2026
      • Discretionary RAUM · $671M to $1.0B
        Jul 14, 2021 to Jan 27, 2026
      • Non-discretionary RAUM · $0 to $19.3M
        Jul 14, 2021 to Jan 27, 2026
      • Pension RAUM · $539M to $11.3M
        Jul 14, 2021 to Jan 27, 2026
      • Pooled vehicle RAUM · $31.1M to $80.2M
        Jul 14, 2021 to Jan 27, 2026
      • RAUM · $671M to $1.0B
        Jul 14, 2021 to Jan 27, 2026
      Signals
      10 dated events
      • ••• Locked
        May 26, 2026 · Control person joined · fact
      • ••• Locked
        May 26, 2026 · Control person left · inference
      • ••• Locked
        May 26, 2026 · Control person joined · fact
      • ••• Locked
        May 26, 2026 · RAUM change · derived
      • ••• Locked
        May 26, 2026 · ria principal change · derived
      Full timeline · 10 events
      • ••• Locked
        May 26, 2026 · ria principal change · fact
      • ••• Locked
        May 26, 2026 · ria ownership band change · fact
      • ••• Locked
        May 26, 2026 · Control person left · inference
      • ••• Locked
        Jan 27, 2026 · RAUM change · derived
      • ••• Locked
        Jul 2, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, May 26, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 26, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.