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A•••••• I••••••••• L••

Former SEC-registered adviserFormer SEC adviser

Former SEC-registered adviser, reporting $5,006 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$5,006
Form ADV
Private clients
100% of RAUM, $5,006
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 317061 · SEC 801-122870 · 7 filingsShow
CRD 317061SEC 801-122870First filing on the tape Nov 12, 2021, latest Mar 17, 2023IAPD
RAUM
$5,006
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$5,006 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape

Filed figures over time · the tape starts Nov 12, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$5,006 as of Mar 17, 2023
Mar 31, 2022$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 17, 2023
Mar 31, 20221 then
Employees (5.A)1 as of Mar 17, 2023
Mar 31, 20221 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 17, 2023; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
$5,006derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$834derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% individuals

The breakdown by client type, and the client counts1 client typesShow
  • Individuals$5,006100%
Individual clients
6reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• R•••••• A•••• · Managing Member, Chief Executive Officer And Chief Compliance Officercontrol
        since 09/2021 · owns less than 5%
      • A•••••• R•••••• A•••• · Chief Executive Officer & Presidentcontrol
        since 08/2021 · owns 75% or more of A•••••• I••••••••• I•••
      Entity owners
      • A•••••• I••••••••• I••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 6
        Aug 29, 2022 to Mar 17, 2023
      • Individual clients · unset to 6.0
        Aug 29, 2022 to Mar 17, 2023
      • Discretionary RAUM · $0 to $5,006
        Aug 29, 2022 to Mar 17, 2023
      • Individual RAUM · unset to 5006.0
        Aug 29, 2022 to Mar 17, 2023
      • RAUM · $0 to $5,006
        Aug 29, 2022 to Mar 17, 2023
      Full history · 7 changes
      • HQ city · OAKLAND to unset
        Apr 7, 2022 to Aug 29, 2022
      • HQ state · CA to unset
        Apr 7, 2022 to Aug 29, 2022
      Signals
      1 dated events
      • ••• Locked
        Nov 12, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026