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K••••• C•••••• L••

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· Hamiltonwebsite

Asset manager (funds and pooled vehicles), based in Hamilton, reporting $1.4B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.4B
Advisors
0
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 23 Feb 2026, 2 control persons joined and 0 left Schedule A in the last 12 months.

Every filed figure, and the identifiersCRD 318571 · SEC 801-135550 · 1 filingShow
CRD 318571SEC 801-135550First filing on the tape Feb 23, 2026, latest Feb 23, 2026SEC status approved since Mar 12, 2026IAPD
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
1 filing and snapshots on the tape

Filed figures over time · the tape starts Feb 23, 2026

Peer group: Asset managers, $1B to $5B, 1,506 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM: $1.4B
HNW client RAUM: $0
State-registered IARs (5.B.3): 0
Employees (5.A): 4
Private funds: 2
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$178MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$1.4B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
8reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false own_bd=false related_bank=true bd_reps=0.0 iars=0.0 bank_owner=false (no Schedule A on the lake)derived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K••••• E••••••• M••••• F••• L••••••Hedge Fund$928M27Mar 31, 2021
      K••••• E•••• M••••• F••• L••••••Hedge Fund$350M21Jan 30, 2014
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Ownership changes
      Schedule A, between consecutive filings
      No owner or control person joined or left between filings on the tape.
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      13F holdings
      quarter ended Jun 30, 2026, filed Aug 14, 2026
      Reported value
      $1.8B+23.9% on Mar 31, 2026 ($1.4B)reportedsec.gov
      Positions
      109 in 109 issuers+43.4% on the quarterreported
      Concentration
      top 10 issuers 75%, largest 14%derivedlargest: Norfolk Southern Ord
      Filed as
      K••••• C•••••• L••reportedmatched by the 13F filer reports this CRD
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      5 dated events
      • ••• Locked
        Feb 23, 2026 · ria principal change · fact
      • ••• Locked
        Feb 23, 2026 · ria registration change · fact
      • ••• Locked
        Feb 23, 2026 · Control person joined · fact
      • ••• Locked
        Feb 23, 2026 · Control person joined · fact
      • ••• Locked
        Feb 23, 2026 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Web presence
      addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

      Website (1), LinkedIn company page (1) · the addresses open with an account

      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Feb 23, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 23, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.