DFX Intelligence

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S•••• G•••• M••••••••• C••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered2 private fundswebsite

Asset manager (funds and pooled vehicles), reporting $1.1B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-08-14 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $1.1B
Advisors: 0
RAUM change, 1 year: +54%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-08-14 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+53.7%
RAUM, one year
RAUM $685M to $1.05B (+53.7%) on the Form ADV filed 14 Aug 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 318780 · SEC 801-123421 · 8 filingsShow

CRD 318780SEC 801-123421First filing on the tape Feb 9, 2022, latest Aug 14, 2026SEC status approved since Mar 14, 2022IAPD

RAUM

$1.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM +34% a year over three years · the tape starts Feb 9, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$1.1B as of Aug 14, 2026

Mar 22, 2023$438M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Aug 14, 2026

Mar 22, 20230 then

Employees (5.A)3 as of Aug 14, 2026

Mar 22, 20233 then

Private funds2 as of Aug 14, 2026

Mar 22, 20232 then

RAUM +54% over the last fiscal year+34% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Aug 14, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $526MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +32%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $1.1B, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$1.1B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $1.1B for 2 clientsreported
Compensation: performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S•••• G•••• H•••••••• L••	Other Private Fund	$558M	102	Feb 9, 2022
S•••• G•••• C••••• H•••••••• L••	Other Private Fund	$495M	27	Feb 9, 2022

Owners and control persons

Schedule A and B, latest filing

B••••••• R••••••• J••• · Manager, Co-Ceocontrol
since 11/2021 · owns 25% to 50%
B••••• P•••• M•••••• · Manager, Co-Ceocontrol
since 11/2021 · owns 25% to 50%
D•••••• G••••••• G••••• · Manager, Coo, Cto, Ccocontrol
since 01/2022 · owns 10% to 25%
B••••••• R••••••• J••• · Ownercontrol
since 01/2023 · owns 75% or more of K•••••• C••••••• L••
B••••• P•••• M•••••• · Ownercontrol
since 01/2023 · owns 75% or more of S••••••••• C••••••• L••

All 6 control persons

D•••••• G••••••• G••••• · Ownercontrol
since 01/2023 · owns 75% or more of C••••••• C••••••• L••

Entity owners

C••••••• C••••••• L•• · Member
direct · owns 10% to 25%
K•••••• C••••••• L•• · Member
direct · owns 25% to 50%
S••••••••• C••••••• L•• · Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

Anna Maria, FL3 employees

What changed

consecutive filings, newest first

Assets in custody · $904M to $1.1B
Mar 24, 2026 to Aug 14, 2026
Discretionary RAUM · $904M to $1.1B
Mar 24, 2026 to Aug 14, 2026
Pooled vehicle RAUM · $904M to $1.1B
Mar 24, 2026 to Aug 14, 2026
RAUM · $904M to $1.1B
Mar 24, 2026 to Aug 14, 2026
Assets in custody · $701M to $904M
Jul 14, 2025 to Mar 24, 2026

Full history · 28 changes

Discretionary RAUM · $701M to $904M
Jul 14, 2025 to Mar 24, 2026
Pooled vehicle RAUM · $701M to $904M
Jul 14, 2025 to Mar 24, 2026
RAUM · $701M to $904M
Jul 14, 2025 to Mar 24, 2026
Assets in custody · $585M to $701M
Mar 21, 2025 to Jul 14, 2025
Financial planning clients · unset to
Mar 21, 2025 to Jul 14, 2025
Discretionary RAUM · $685M to $701M
Mar 21, 2025 to Jul 14, 2025
Pooled vehicle RAUM · $685M to $701M
Mar 21, 2025 to Jul 14, 2025
RAUM · $685M to $701M
Mar 21, 2025 to Jul 14, 2025
Advisory employees · 2 to 3
Oct 31, 2024 to Mar 21, 2025
Assets in custody · $417M to $585M
Oct 31, 2024 to Mar 21, 2025
HQ city · unset to
Oct 31, 2024 to Mar 21, 2025
HQ state · unset to
Oct 31, 2024 to Mar 21, 2025
Discretionary RAUM · $448M to $685M
Oct 31, 2024 to Mar 21, 2025
Pooled vehicle RAUM · $448M to $685M
Oct 31, 2024 to Mar 21, 2025
RAUM · $448M to $685M
Oct 31, 2024 to Mar 21, 2025
Assets in custody · $0 to $417M
Mar 22, 2023 to Mar 11, 2024
Other offices · 0 to 1
Mar 22, 2023 to Mar 11, 2024
Discretionary RAUM · $438M to $448M
Mar 22, 2023 to Mar 11, 2024
Pooled vehicle RAUM · $438M to $448M
Mar 22, 2023 to Mar 11, 2024
RAUM · $438M to $448M
Mar 22, 2023 to Mar 11, 2024
Discretionary RAUM · $309M to $438M
Feb 9, 2022 to Mar 22, 2023
Pooled vehicle RAUM · $309M to $438M
Feb 9, 2022 to Mar 22, 2023
RAUM · $309M to $438M
Feb 9, 2022 to Mar 22, 2023

Signals

7 dated events

••• Locked
Aug 14, 2026 · private fund gav change · fact
••• Locked
Aug 14, 2026 · private fund gav change · fact
••• Locked
Aug 14, 2026 · ria private fund assets change · fact
••• Locked
Mar 24, 2026 · RAUM change · derived
••• Locked
Mar 21, 2025 · RAUM change · derived

Full timeline · 7 events

••• Locked
Mar 22, 2023 · RAUM change · derived
••• Locked
Feb 9, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Aug 14, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Aug 14, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.