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M•••• M••••• I••••••••• I•••

Institutional managerSEC-registered· Montreal, Quebecwebsite

Institutional manager, based in Montreal, Quebec, reporting $28.2M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$28.2M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+26%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 25 Mar 2026, RAUM $22.3M to $28.2M (+26.4%) on the Form ADV filed 25 Mar 2026.

Every filed figure, and the identifiersCRD 322643 · SEC 801-127111 · 9 filingsShow
CRD 322643SEC 801-127111First filing on the tape Nov 29, 2022, latest Mar 25, 2026SEC status approved since Jan 25, 2023IAPD
RAUM
$28.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape

RAUM +26% over the last fiscal year · the tape starts Nov 29, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$28.2M as of Mar 25, 2026
Mar 29, 2024$45.8M then
HNW client RAUM: $10.9M
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 29, 20241 then
Employees (5.A)4 as of Mar 25, 2026
Mar 29, 20244 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$5.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
76%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pension and profit-sharing plans

The breakdown by client type, and the client counts1 client typesShow
  • Pension and profit-sharing plans$21.3M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 0% pooled funds, 76% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••• V••••••• N•• · Chief Executive Officer, Co-Chief Investment Officer, Chief Compliance Officercontrol
        since 08/2016 · owns 50% to 75%
      • P•••••• K••••• H••••• · Senior Strategy Advisorcontrol
        since 08/2016 · owns 25% to 50%
      • M••••••••• D•••• N•• · Chief Risk Officer
        since 12/2023 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 5
        Mar 28, 2025 to Mar 25, 2026
      • Pension plan clients · unset to 1.0
        Mar 28, 2025 to Mar 25, 2026
      • Discretionary RAUM · $22.3M to $28.2M
        Mar 28, 2025 to Mar 25, 2026
      • Pension RAUM · $16.1M to $21.3M
        Mar 28, 2025 to Mar 25, 2026
      • RAUM · $22.3M to $28.2M
        Mar 28, 2025 to Mar 25, 2026
      Full history · 23 changes
      • Accounts · 10 to 6
        Jul 23, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Jul 23, 2024 to Mar 28, 2025
      • HQ state · unset to
        Jul 23, 2024 to Mar 28, 2025
      • State-registered IARs · 1 to 0
        Jul 23, 2024 to Mar 28, 2025
      • Discretionary RAUM · $45.8M to $22.3M
        Jul 23, 2024 to Mar 28, 2025
      • Pension RAUM · $34.9M to $16.1M
        Jul 23, 2024 to Mar 28, 2025
      • RAUM · $45.8M to $22.3M
        Jul 23, 2024 to Mar 28, 2025
      • HNW clients · 9.0 to unset
        Mar 29, 2024 to Jul 23, 2024
      • HNW RAUM · 10923000.0 to unset
        Mar 29, 2024 to Jul 23, 2024
      • Accounts · 9 to 10
        Mar 10, 2023 to Mar 29, 2024
      • Advisory employees · 7 to 4
        Mar 10, 2023 to Mar 29, 2024
      • HNW clients · 7 to 9
        Mar 10, 2023 to Mar 29, 2024
      • Employees · 7 to 4
        Mar 10, 2023 to Mar 29, 2024
      • Discretionary RAUM · $34.3M to $45.8M
        Mar 10, 2023 to Mar 29, 2024
      • HNW RAUM · $9.8M to $10.9M
        Mar 10, 2023 to Mar 29, 2024
      • Pension RAUM · $24.5M to $34.9M
        Mar 10, 2023 to Mar 29, 2024
      • RAUM · $34.3M to $45.8M
        Mar 10, 2023 to Mar 29, 2024
      • State-registered IARs · 0 to 1
        Nov 29, 2022 to Mar 10, 2023
      Signals
      3 dated events
      • ••• Locked
        Mar 25, 2026 · ria ownership band change · fact
      • ••• Locked
        Mar 25, 2026 · Control person left · inference
      • ••• Locked
        Nov 29, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.