DFX Intelligence

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V••••• W••••• M••••••••• L••

Independent wealth managerSEC-registered

Independent wealth manager, reporting $172M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-06 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $172M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +17%
Private clients: 100%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-03-06 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 6 Mar 2026, RAUM $147M to $172M (+16.7%) on the Form ADV filed 6 Mar 2026, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 323368 · SEC 801-126898 · 7 filingsShow

CRD 323368SEC 801-126898First filing on the tape Oct 18, 2022, latest Mar 6, 2026SEC status approved since Nov 17, 2022IAPD

RAUM

$172M

reported, Item 5.F

Discretionary

82%

of RAUM

Private clients

100%

$172M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$172M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM +14% a year over three years · the tape starts Oct 18, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$172M as of Mar 6, 2026

Mar 16, 2023$115M then

HNW client RAUM$168M as of Mar 6, 2026

Mar 16, 2023$113M then

State-registered IARs (5.B.3)1 as of Mar 6, 2026

Mar 16, 20231 then

Employees (5.A)2 as of Mar 6, 2026

Mar 16, 20231 then

Private funds: no history

RAUM +17% over the last fiscal year+14% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 6, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 ruleShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)

RAUM per advisor: $172MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 49derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.2MderivedHNW RAUM over HNW clients
Average account: $907,451derivedRAUM over accounts (5.F.2.f)
Discretionary: 82%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +17%derived
Compensation: fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

98% high-net-worth individuals, 2.0% individuals

The breakdown by client type, and the client counts2 client typesShow

High-net-worth individuals$168M98%
Individuals$3.5M2.0%

Individual clients: 9reported
HNW clients: 40reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 189reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: fixedreported
Class basis: RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
K••• M•••••• G••••	Dallas, Tx	Nov 21, 2022	14 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G••••• K•••• M•••••• · Managing Member & Chief Compliance Officercontrol
since 09/2022 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 150 to 189
Feb 14, 2025 to Mar 6, 2026
HNW clients · 33 to 40
Feb 14, 2025 to Mar 6, 2026
Discretionary RAUM · $118M to $140M
Feb 14, 2025 to Mar 6, 2026
HNW RAUM · $143M to $168M
Feb 14, 2025 to Mar 6, 2026
Individual RAUM · $3.9M to $3.5M
Feb 14, 2025 to Mar 6, 2026

Full history · 42 changes

Non-discretionary RAUM · $28.8M to $31.6M
Feb 14, 2025 to Mar 6, 2026
RAUM · $147M to $172M
Feb 14, 2025 to Mar 6, 2026
Accounts · 118 to 150
Jan 2, 2025 to Feb 14, 2025
HNW clients · 24 to 33
Jan 2, 2025 to Feb 14, 2025
Individual clients · 8 to 9
Jan 2, 2025 to Feb 14, 2025
Financial planning clients · unset to
Jan 2, 2025 to Feb 14, 2025
Discretionary RAUM · $77.3M to $118M
Jan 2, 2025 to Feb 14, 2025
HNW RAUM · $99.6M to $143M
Jan 2, 2025 to Feb 14, 2025
Individual RAUM · $3.8M to $3.9M
Jan 2, 2025 to Feb 14, 2025
Non-discretionary RAUM · $26.1M to $28.8M
Jan 2, 2025 to Feb 14, 2025
RAUM · $103M to $147M
Jan 2, 2025 to Feb 14, 2025
Advisory activities · 3 to 2
Mar 7, 2024 to Jan 2, 2025
HQ city · unset to
Mar 7, 2024 to Jan 2, 2025
HQ state · unset to
Mar 7, 2024 to Jan 2, 2025
Accounts · 87 to 118
Mar 16, 2023 to Mar 7, 2024
HNW clients · 18 to 24
Mar 16, 2023 to Mar 7, 2024
Individual clients · 3 to 8
Mar 16, 2023 to Mar 7, 2024
Employees · 1 to 2
Mar 16, 2023 to Mar 7, 2024
Discretionary RAUM · $64.9M to $77.3M
Mar 16, 2023 to Mar 7, 2024
HNW RAUM · $113M to $99.6M
Mar 16, 2023 to Mar 7, 2024
Individual RAUM · $2.1M to $3.8M
Mar 16, 2023 to Mar 7, 2024
Non-discretionary RAUM · $50.1M to $26.1M
Mar 16, 2023 to Mar 7, 2024
RAUM · $115M to $103M
Mar 16, 2023 to Mar 7, 2024
Accounts · 0 to 87
Oct 24, 2022 to Mar 16, 2023
Charity clients · unset to 0.0
Oct 24, 2022 to Mar 16, 2023
Corporate clients · unset to 0.0
Oct 24, 2022 to Mar 16, 2023
HNW clients · unset to 18.0
Oct 24, 2022 to Mar 16, 2023
Individual clients · unset to 3.0
Oct 24, 2022 to Mar 16, 2023
Pension plan clients · unset to 0.0
Oct 24, 2022 to Mar 16, 2023
Pooled vehicle clients · unset to 0.0
Oct 24, 2022 to Mar 16, 2023
Discretionary RAUM · $0 to $64.9M
Oct 24, 2022 to Mar 16, 2023
HNW RAUM · unset to 112930000.0
Oct 24, 2022 to Mar 16, 2023
Individual RAUM · unset to 2070000.0
Oct 24, 2022 to Mar 16, 2023
Non-discretionary RAUM · $0 to $50.1M
Oct 24, 2022 to Mar 16, 2023
Pension RAUM · unset to 0.0
Oct 24, 2022 to Mar 16, 2023
Pooled vehicle RAUM · unset to 0.0
Oct 24, 2022 to Mar 16, 2023
RAUM · $0 to $115M
Oct 24, 2022 to Mar 16, 2023

Signals

1 dated events

••• Locked
Oct 18, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 6, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $172Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026