DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

M••••• P••• A••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered· Austin, Texaswebsite

Asset manager (funds and pooled vehicles), based in Austin, Texas, reporting $179M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-09-21 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $179M
Advisors: 1
Net advisor flow, 12 months: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-09-21 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

New owner
ownership and control
M•• G• L•• appeared on Schedule A as an owner on 11 Sep 2026, with 1 other new entity owners.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →

Every filed figure, and the identifiersCRD 323742 · SEC 801-135466 · 3 filingsShow

CRD 323742SEC 801-135466First filing on the tape Jan 30, 2026, latest Sep 21, 2026SEC status approved since Mar 3, 2026IAPD

RAUM

$179M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$179M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

3 filings and snapshots on the tape

Filed figures over time · the tape starts Jan 30, 2026

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$179M as of Sep 21, 2026

Jan 30, 2026$179M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Sep 21, 2026

Jan 30, 20260 then

Employees (5.A)2 as of Sep 21, 2026

Jan 30, 20262 then

Private funds: 4

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Sep 21, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 ruleShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $179MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $44.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$179M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
J•••••• T••• T•••••	Austin, Tx	Mar 5, 2026	11 y	0

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M••••• P••• P••••••• F••• I• L•	Other Private Fund	$96.8M	47	Oct 3, 2022
M••••• P••• P••••••• F••• I• L•	Other Private Fund	$69.3M	38	Sep 11, 2026
M••••• P••• O••••••••• L•• • S••••• I••••••••• X•••	Other Private Fund	$8.1M	38	Sep 11, 2026
M••••• P••• O••••••••• L•• • S••••• O••••••	Other Private Fund	$4.4M	11	Sep 11, 2026

Owners and control persons

Schedule A and B, latest filing

S••••• A••• · Ceocontrol
since 04/2022 · owns less than 5%
T•••••• J••••••• T••• · Partner & Chief Compliance Officercontrol
since 01/2026 · owns less than 5%

Entity owners

M•• G• L•• · General Partner
direct · owns less than 5%
M•• P••••••• L•• · Partner
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Financial planning clients · to unset
Jan 30, 2026 to Sep 11, 2026
Private funds · 4 to unset
Jan 30, 2026 to Sep 11, 2026
Succession · false to unset
Jan 30, 2026 to Sep 11, 2026

Signals

7 dated events

••• Locked
Sep 11, 2026 · Control person joined · fact
••• Locked
Sep 11, 2026 · private fund first reported · fact
••• Locked
Sep 11, 2026 · private fund first reported · fact
••• Locked
Sep 11, 2026 · private fund first reported · fact
••• Locked
Sep 11, 2026 · ria principal change · fact

Full timeline · 7 events

••• Locked
Jan 30, 2026 · ria registration change · fact
••• Locked
Jan 30, 2026 · First SEC registration · derived

Across DFX

shared identifiers only, never a name match

M••••• P••• A••••••• L• · Independent Sponsors
same CRD · capital provider

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Sep 21, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $179Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

M••••• P••• A••••••• L• is the same institution as 1 record in Independent Sponsors.

Independent Sponsors1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: RAUM change, 1 year.