DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

S••• F•••••••• L••

No RAUM reportedSEC-registeredwebsite

No RAUM reported.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Advisors: 2
Net advisor flow, 12 months: 0 (0 in, 0 out)

See where advisers went See teams that moved

Advisors (2)Where the RAUM sits

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 324307 · SEC 801-127150 · 12 filingsShow

CRD 324307SEC 801-127150First filing on the tape Dec 8, 2022, latest Mar 27, 2026SEC status approved since Jan 6, 2023IAPD

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

Filed figures over time · the tape starts Dec 8, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$0 as of Mar 27, 2026

Mar 13, 2025$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)2 as of Mar 27, 2026

Feb 22, 20242 then

Employees (5.A)2 as of Mar 27, 2026

Feb 22, 20242 then

Private funds: no history

RAUM n/a over the last fiscal yearIARs 2 to 2offices 1 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: $0derivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: otherreportedItem 5.E
Advisory activities: portfolio management for individuals, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: 1,861reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 0reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: n/areported
Class basis: private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

2 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
H•••••••• J••••••••	Austin, Tx	Jan 6, 2023	13 y	0
A••••••• T•••••••	Austin, Tx	Jan 9, 2023	13 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

J••••••••• H•••••••• · Managing Member And Chief Executive Officercontrol
since 05/2022 · owns 75% or more
T•••••••• A••••••• · Managing Partner And Chief Compliance Officercontrol
since 05/2022 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Austin, Tx	2	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Individual clients · 1,307 to 1,861
Jun 3, 2025 to Mar 27, 2026
Other offices · 1 to 0
Jun 3, 2025 to Mar 27, 2026
Financial planning clients · 0 to 0
Mar 13, 2025 to Jun 3, 2025
Accounts · unset to 0.0
Apr 19, 2024 to Mar 13, 2025
Individual clients · 283 to 1,307
Apr 19, 2024 to Mar 13, 2025

Full history · 24 changes

Financial planning clients · unset to 0
Apr 19, 2024 to Mar 13, 2025
HQ city · unset to
Apr 19, 2024 to Mar 13, 2025
HQ state · unset to
Apr 19, 2024 to Mar 13, 2025
Discretionary RAUM · unset to 0.0
Apr 19, 2024 to Mar 13, 2025
Non-discretionary RAUM · unset to 0.0
Apr 19, 2024 to Mar 13, 2025
RAUM · unset to 0.0
Apr 19, 2024 to Mar 13, 2025
Individual clients · 161 to 283
Feb 22, 2024 to Apr 19, 2024
Wrap assets (manager) · 0.0 to unset
Feb 22, 2024 to Apr 19, 2024
Wrap assets (sponsor) · 0.0 to unset
Feb 22, 2024 to Apr 19, 2024
Accounts · 0.0 to unset
Oct 11, 2023 to Feb 22, 2024
Advisory activities · 1 to 2
Oct 11, 2023 to Feb 22, 2024
Individual clients · unset to 161.0
Oct 11, 2023 to Feb 22, 2024
Employees · 3 to 2
Oct 11, 2023 to Feb 22, 2024
Other offices · 2 to 1
Oct 11, 2023 to Feb 22, 2024
Discretionary RAUM · 0.0 to unset
Oct 11, 2023 to Feb 22, 2024
Non-discretionary RAUM · 0.0 to unset
Oct 11, 2023 to Feb 22, 2024
RAUM · 0.0 to unset
Oct 11, 2023 to Feb 22, 2024
Wrap assets (manager) · unset to 0.0
Oct 11, 2023 to Feb 22, 2024
Wrap assets (sponsor) · unset to 0.0
Oct 11, 2023 to Feb 22, 2024

Signals

5 dated events

••• Locked
Mar 27, 2026 · ria indirect owner change · fact
••• Locked
Mar 27, 2026 · ria majority owner change · fact
••• Locked
Mar 27, 2026 · ria ownership band change · fact
••• Locked
Mar 27, 2026 · ria ownership band change · fact
••• Locked
Dec 8, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: regulatory AUM, RAUM change, last fiscal year, private clients.