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C•••• C••••••

Independent wealth managerSEC-registered· Miami, Floridawebsite

Independent wealth manager, based in Miami, Florida, reporting $105M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$105M
Form ADV
Advisors
0
IAPD
Private clients
100%
of RAUM, $105M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 327315 · SEC 801-130989 · 5 filingsShow
CRD 327315SEC 801-130989Legal name C•••• C•••••• I••••••••• M••••••• L••First filing on the tape Jul 25, 2024, latest Apr 2, 2026SEC status approved since Aug 23, 2024IAPD
RAUM
$105M
reported, Item 5.F
Discretionary
9.5%
of RAUM
Private clients
100%
$105M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

Filed figures over time · the tape starts Jul 25, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$105M as of Apr 2, 2026
Jul 25, 2024$0 then
HNW client RAUM: $105M
State-registered IARs (5.B.3)1 as of Apr 2, 2026
Jul 25, 20241 then
Employees (5.A)3 as of Apr 2, 2026
Jul 25, 20243 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$105MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$35.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
9.5%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% high-net-worth individuals

The breakdown by client type, and the client counts1 client typesShow
  • High-net-worth individuals$105M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• L••••• G••••••••• G• · Executive Chairman And Chief Compliance Officercontrol
        since 04/2021 · owns less than 5%
      Entity owners
      • C•••• H••••••• C••••••••• · Holding Company
        direct · owns 75% or more
      • A••••• V••••••• L•• · Holding Company
        indirect · owns 75% or more of C•••• H••••••• C•••••••••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 3
        Aug 15, 2024 to Apr 2, 2026
      • Financial planning clients · 0 to 1-10
        Aug 15, 2024 to Apr 2, 2026
      • Discretionary RAUM · $0 to $10.0M
        Aug 15, 2024 to Apr 2, 2026
      • HNW RAUM · unset to 105000000.0
        Aug 15, 2024 to Apr 2, 2026
      • Non-discretionary RAUM · $0 to $95.0M
        Aug 15, 2024 to Apr 2, 2026
      Full history · 7 changes
      • RAUM · $0 to $105M
        Aug 15, 2024 to Apr 2, 2026
      • Legal name · C•••• C•••••• I••••••••• M••••••• LLS to C•••• C•••••• I••••••••• M••••••• L••
        Jul 25, 2024 to Jul 26, 2024
      Signals
      1 dated events
      • ••• Locked
        Jul 25, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Apr 2, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Apr 2, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.